FacultyFaculty/Author Profile

Adam H. Arkel

FINRA
Associate General Counsel - Regulatory Practice & Policy
Washington, DC, USA


Adam H. Arkel is Associate General Counsel at the Financial Industry Regulatory Authority (FINRA).  In this role, he helps develop policies and rules governing FINRA member firms, including such areas as broker-dealer financial responsibility and risk oversight, regulation of derivatives, and crowdfunding.  Prior to joining FINRA, Mr. Arkel was an Associate at a large law firm in Washington, DC, where he represented firms and individuals in connection with Securities and Exchange Commission investigations and enforcement actions.  Mr. Arkel completed his JD at Duke University School of Law.  He completed MA and PhD degrees in political science at the University of Chicago, where his research focused on the Greater China region.  Mr. Arkel has published on a variety of topics, including the enactment of China’s property law.
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