transcript   Transcript

Accessing the U.S. Capital Markets: What Foreign Governments Need to Know

Recorded on: Jun. 30, 2017
Running Time: 01:02:43

Full Transcript:



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Taken from the briefing Accessing the U.S. Capital Markets: What Foreign Governments Need to Know recorded June, 2017 in New York.

Non-U.S. sovereigns considering an offering of securities in the U.S. capital markets will want to tune in for this One-Hour Briefing. Alexander F. Cohen, Paul M. Dudek and Joel H. Trotter of Latham & Watkins LLP will discuss how a foreign government can take advantage of the streamlined Schedule B registration process to tap a broad U.S. investor base or conduct an unregistered private offering to a smaller pool of institutional investors.

Alexander F. Cohen is a former senior official at the SEC and now a partner in the Latham & Watkins LLP Washington, D.C. office and Co-chair of the National Office. Paul M. Dudek is a former Chief of the Office of International Corporate Finance at the SEC and now counsel in the Latham & Watkins LLP Washington, D.C. office. Joel H. Trotter is a partner in the Latham & Watkins LLP Washington, D.C. office and Co-chair of the National Office.

Lecture Topics  [01:02:43]

The presentation will focus on:

  • SEC requirements for Schedule B offerings, shelf offerings and periodic reporting
  • SEC Staff approach for Schedule B offerings by supranational organizations and government agencies
  • Unregistered offerings under Regulation S and Rule 144A

Presentation Material

  • Accessing the US Capital Markets: What Foreign Governments Need to Know
    Alexander F. Cohen, Paul M. Dudek, Joel H. Trotter
  • Hail, Hail Freedonia: Frequently Asked Questions About SEC Registration on Schedule B by Foreign Governments
    Alexander F. Cohen, Paul M. Dudek, Joel H. Trotter
Speaker(s)
Alexander F Cohen ~ Latham & Watkins LLP
Paul M Dudek ~ Latham & Watkins LLP
Joel H Trotter ~ Latham & Watkins LLP
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