FacultyFaculty/Author Profile
A. Valerie Mirko

A. Valerie Mirko

North American Securities Administrators Association
General Counsel
Washington, DC, USA


A. Valerie Mirko is the General Counsel of the North American Securities Administrators Association (NASAA).  Ms. Mirko joined NASAA’s Legal Department in 2012 and became General Counsel in 2015.  Ms. Mirko’s work with U.S. state securities regulators focuses on matters pertaining to investment adviser regulation and oversight, multistate enforcement investigations and settlements, and registration and disclosure requirements for broker-dealers and investment advisers.  Ms. Mirko is also actively engaged in internal governance matters as well as regulatory issues relating to cybersecurity and technology.   Prior to joining NASAA, Ms. Mirko was in private practice for several years in Washington, DC, where she counseled SEC-registered investment advisers on regulatory issues and represented broker-dealers and investment advisers subject to investigations by the SEC and FINRA.  Prior to private practice, Ms. Mirko worked in-house in New York in legal and compliance roles at Oppenheimer and Co. Inc. and Merrill Lynch (now Bank of America Merrill Lynch).  Ms. Mirko earned her undergraduate degree at Wellesley College, and completed her J.D. at George Washington University Law School.  She is a member of the New York and District of Columbia bars and, since 2015, a member of the adjunct faculty at George Washington University Law School.  Ms. Mirko is a regular speaker at regulator-only and industry conferences and roundtables.

A. Valerie Mirko is associated with the following items:
CHB Chapters  CHB Chapters NASAA 2017 Enforcement Report - Broker/Dealer Regulation and Enforcement 2018, Tuesday, October 16, 2018
Web Segment  Web Segment Broker/Dealer: State Enforcement Initiatives, Developments and Priorities - Broker/Dealer Regulation and Enforcement 2018, Wednesday, October 17, 2018
MP3 Audio  MP3 Audio Broker/Dealer: State Enforcement Initiatives, Developments and Priorities - Broker/Dealer: State Enforcement Initiatives, Developments and Priorities, Wednesday, October 17, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Broker/Dealer: State Enforcement Initiatives, Developments and Priorities - Broker/Dealer: State Enforcement Initiatives, Developments and Priorities, Wednesday, October 17, 2018
On-Demand Web Programs  On-Demand Web Programs Broker/Dealer Regulation and Enforcement 2018, Tuesday, October 23, 2018, New York, NY
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