transcript   Transcript

401(k) Plan Fiduciary Fundamentals

Recorded on: Mar. 21, 2017
Running Time: 00:59:45

Full Transcript:

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Taken from the Web Program ERISA Fiduciary Investment Basics 2017 recorded March, 2017 in New York.

401(k) Plan Fiduciary Fundamentals [00:59:45]

Through the process of a fiduciary training session, review fundamental fiduciary considerations applicable to 401(k) and other plans with participant directed account investment: 

  • What are the basic fiduciary responsibilities in the context of a 401(k) plan?
  • How does participant direction of account investment limit this fiduciary responsibility?
  • What are the key areas of possible fiduciary liability exposure
  • Employer securities
  • Recordkeeping and other fees

Shannon Barrett, Linda J. Haynes, Peggy A. Whitmore

The purchase price of this segment includes the following article from the Course Handbook available online:

  • Fiduciary Litigation under ERISA (January 31, 2015)
    Shannon M. Barrett, Robert N. Eccles
Shannon Barrett ~ O'Melveny & Myers LLP
Linda J Haynes ~ Seyfarth Shaw LLP
Peggy A Whitmore ~ Vice President, Financial Advisor, CAPTRUST Financial Advisors
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