Master the 8-K is a clear, concise, and comprehensive guide to preparing and filing the SEC’s Form 8-K, as required by the Securities and Exchange Act of 1934, and designing and maintaining effective disclosure controls and procedures required by the Sarbanes-Oxley Act. In this handbook, you will find step-by-step instructions and insider practice tips on:

  • Triggering events and disclosure requirements for every item in Form 8-K
  • The requirements for effective disclosure controls
  • Filing procedures, deadlines, and update requirements
  • The impact of late filings (including a discussion of the “safe harbor”)
  • Potential 8-K “traps” and how to avoid them
  • The “furnished” versus “filed” distinction, the technical aspects of incorporation by reference and exhibits and related liability issues
Publication Date: August 2019
Last Updated: August 2019
ISBN: 9781402434709
Page Count: 398 pages
Number of Volumes: 1

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