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Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2018

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From the program: Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2018

Released on: Sep. 12, 2018

...available only with the purchase of the entire program. Opening Remarks and Introduction* [00:12:19] Richard J. Morvillo The Responsibilities of In-House Counsel and Compliance Personnel [01:32:40] Dixie L. Johnson, Jay A. Dubow, Samantha...

Internal Investigations 2018

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From the program: Internal Investigations 2018

Released on: Jun. 29, 2018

...available only with the purchase of the entire program. Opening Remarks* [00:02:22] Nancy Kestenbaum, Richard J. Morvillo Featured Speaker [00:38:55] Steven R. Peikin Commencing the Internal Investigation: Considerations at the Outset...

The Government’s Perspective: Duties of In-House Counsel and Compliance Professionals

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Recorded on: Sep. 29, 2017

...Enforcement, U.S. Securities and Exchange Commission, Speech, 2015 National Society of Compliance Professionals, National Conference: Keynote Address (November 4, 2015)Richard J. MorvilloMary Jo White, Chair, U.S. Securities and Exchange Commission, Speech, Remarks at National Society of Compliance Professionals National Membership Meeting...

The Government’s Perspective: Duties of In-House Counsel and Compliance Professionals

Transcripts  Transcripts    

Recorded on: Sep. 7, 2018

RICHARD MORVILLO: Let me hand over the reins to the last panel, which promises to be a very interesting panel, to my old colleague and friend-- I'm old, not she-- LINDA THOMSEN...

The Responsibilities of In-House Counsel and Compliance Personnel

Transcripts  Transcripts    

Recorded on: Sep. 7, 2018

So back to this hypothetical, Jay-- RICHARD MORVILLO: Let me interrupt for a second if I can. DIXIE JOHNSON: Sure.

Richard F. Albert

Faculty  Faculty

Richard F. Albert is a principal of Morvillo Abramowitz Grand Iason & Anello, P.C. in New York, where he concentrates on white collar criminal and regulatory matters, and complex civil litigation and arbitration.  He is co-author of the “White Collar Crime” column...More

Richard J. Morvillo

Faculty  Faculty

Richard J. Morvillo, a partner in Orrick’s New York and Washington, D.C. offices, is a nationally-recognized expert in SEC enforcement and other white collar matters. He was named by Best Lawyers in America as the “2013 Lawyer of the Year - Securities...More

Commencing the Internal Investigation: Considerations at the Outset

Transcripts  Transcripts    

Recorded on: Jun. 27, 2018

...of his practice at Paul Weiss. So It's my pleasure to be here. RICHARD J. MORVILLO: We're happy to have you, Martine. So I think we're going to start. If we could start the little cartoon behind me...

Conducting the Internal Investigation

Transcripts  Transcripts    

Recorded on: Jun. 27, 2018

RICHARD J MORVILLO: Thank you. Welcome back, for those of you who've made it back so far. It is my pleasure to introduce a panel of equally vibrant speakers, and we're going to talk about how one conducts the investigation...

Is Everything Privileged? Limitations on Privilege in the Compliance Area

Transcripts  Transcripts    

Recorded on: Sep. 7, 2018

RICHARD J. MORVILLO: Welcome back. We're going to start by continuing the playing of the hypothetical and then I'll reintroduce the panel and we'll carry on. [MUSIC PLAYING]

Featured Speaker

Transcripts  Transcripts    

Recorded on: Jun. 27, 2018

NANCY KESTENBAUM: Thank you very much, Steve, for those very illuminating remarks. RICH MORVILLO: Those are the fewest things I've ever heard Steve Peikin say [INAUDIBLE]. NANCY KESTENBAUM...

Concluding the Internal Investigation

Transcripts  Transcripts    

Recorded on: Jun. 27, 2018

RICHARD J. MORVILLO: Good afternoon. Welcome back. Hope you had an enjoyable lunch. This afternoon, we're going to talk about finishing up an internal investigation. And then later this afternoon, we're going to have a panel of government experts, including...

Defending the Gatekeeper: When In-House Counsel and Compliance Professionals Are Investigated

Transcripts  Transcripts    

Recorded on: Sep. 7, 2018

RICHARD J. MORVILLO: Hi We're going to start my resuming the-- [MUSIC PLAYING] [AUDIO OUT]


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