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Showing 1 - 25 of 126 Results

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Fourth Annual Form 10-K Tune-Up

One-Hour Briefing  One-Hour Briefing

As you draft your annual report on Form 10-K it is always a challenge to be sure that you effectively deal with new and emerging issues and the ever-evolving focus areas of the SEC.  Please join our SEC Institute workshop leaders D. Reed Wilson and George M. Wilson as they review the key issues to address in this year’s Form 10-K.  Topics addressed will include:        Accounting and SEC ...

Bridge-the-Gap I: Ethics and Skills for Newly Admitted New York Attorneys 2018

Program  ProgramWebcast  Webcast

Please note that only the "How to Avoid Tripping on Ethical Pitfalls When You're Learning to Walk " segment, which runs from 8:45 a.m. until 11:30 a.m., will be available via Live Webcast You may encounter a potential legal ethics pitfall and not even know it.  Whether your practice focuses on litigation or transactional matters, you’re a senior partner or a staff attorney, the same ethics rules apply and ignorance is no excuse.  ...

How Much Compliance is Enough? An Enterprise Risk-Based Approach to Finding Your Compliance Investment Sweet Spot

One-Hour Briefing  One-Hour Briefing

A well-tailored compliance program typically makes good business sense. It reduces operating risk, helps insulate your organization and individual leadership from legal liability, protects your brand, increases employee engagement, and (over time) tends to correlate to better business results. But what is the right level and type of compliance investment? Like all business system expenditures, compliance spend is subject to the economic realities ...

Understanding Financial Products 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

The explosion of new financial products over the past decade, the implosion of the credit markets and the resulting significant new regulatory requirements underline the importance of a basic understanding of financial products. While these instruments have been invaluable investment tools, with enormous potential for product manufacturers and investors, they also create potentially significant legal risks and challenges for their promoters, users, ...

So You Want To Be a Cybersecurity Startup: Tips on How to Best Approach Relevant Legal Tasks

One-Hour Briefing  One-Hour Briefing

Cybersecurity business is booming in the U.S. and across the globe, thanks fortunately to growing awareness of the need for stronger cybersecurity and unfortunately due to the explosive growth of cyber-attacks. Regardless of the reasons why, customers are clamoring for more and better cybersecurity tools, and in turn innovators are regularly exploring ways to create and launch their own cybersecurity businesses.  While entering into the cybersecurity ...

False Claims Act: 2017 Year in Review

One-Hour Briefing  One-Hour Briefing

The federal False Claims Act ("FCA") continued to be a significant focus of government and whistleblower activity in 2017, especially since the Supreme Court’s decision in Escobar.  Courts have spent significant time analyzing and addressing the FCA in light of that opinion   The U.S. Department of Justice reported numerous settlements and judgments from FCA cases involving multiple industries throughout the country.   ...

Women Lawyers in Leadership 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Although the glass ceiling has cracks, there are still obstacles to its complete shatter. More women are needed in leadership positions in the legal profession. Despite equal numbers of women entering the legal profession, female attorneys still lag in equity partnerships and leadership positions.  The institutional hurdles against women in the legal profession are common and unique among female attorneys. Join our informative ...

State of the Art D&O Insurance

One-Hour Briefing  One-Hour Briefing

Lawyers, whether in-house, or at a law firm, are routinely asked to review D&O insurance programs.  The request typically comes at the last minute, along with an irritated insurance broker, who enthusiastically argues that appropriate changes to coverage have already been made.  In support, brokers typically provide a list of pre-approved “enhancements” to coverage.    These so-called policy enhancements, ...

Presentation Skills for Attorneys 2018

Program  Program

Why You Should Attend The ability to speak clearly and confidently is important for all lawyers, whether speaking with partners, making a pitch to clients, or addressing a courtroom. At this two-hour program, you will learn the techniques that will immediately improve your presentation skills.      What You Will Learn Master effective physical delivery skills (eye contact, body language, voice, gesturing) ...

Private Fund Regulatory Developments and Compliance Challenges 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend PLI’s Private Fund Regulatory Developments and Compliance Challenges carries on it’s tradition as one of PLI’s first programs of the new year to review the private fund regulatory landscape, offering a first look at what the balance of the calendar will bring.  Led by an expert faculty of private fund in-house counsel and leading firm lawyers, the discussion is always lively and informative. The 2018 ...

Drafting and Negotiating Corporate Agreements 2018

Program  ProgramWebcast  Webcast

Why You Should Attend Learn the basics of drafting and negotiating corporate agreements — from how the provisions of an agreement fit together, to the fundamental drafting and negotiating principles common to all corporate agreements. Our expert faculty will teach you how to reduce your client’s goals to a complete, clearly written and enforceable agreement, and how to identify what issues are most likely to come up in a negotiation ...

Seventeenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice

Program  ProgramWebcast  Webcast

We are proud to present Practising Law Institute’s Seventeenth Annual Institute on Securities Regulation in Europe, the most comprehensive securities programme available in Europe, with a unique focus on the application of U.S. securities law in the EU. The Institute will provide the important U.S. perspective relevant to UK and European practice, featuring leading practitioners active in the U.S. and Europe, as well as company management, investment ...

Social Media 2018: Addressing Corporate Risks

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Facebook, Instagram, LinkedIn, Pinterest, Snapchat, Twitter, Yelp, YouTube and other social media sites are transforming not only the daily lives of consumers, but also how companies interact with consumers. Indeed, even the largest, most conservative blue-chip corporations have embraced social media; one recent study reveals that, of the Fortune Global 500, 97% are on LinkedIn; 86% have Twitter accounts; 84% have a presence ...

Email Best Practices: Avoid Common Pitfalls, Project Good Judgment, and Earn Trust

One-Hour Briefing  One-Hour Briefing

Email has become the most common form of communication at law firms—it is fast-paced yet permanent, ubiquitous yet one misstep can set a lasting impression with senior lawyers.  Junior associates spend countless hours stymied by issues like how long or formal an email should be, whom should be copied, and whether to send “will do” when an assignment has been given.    Please join Victoria A. Coyle of Leading ...

CMBS and the Real Estate Lawyer 2018: Lender and Borrower Issues in the Capital Market

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend By 2018, over $200 billion of commercial conduit loans will mature and will need to be refinanced.  After the robust issuance of $101 billion of CMBS in 2015, the general expectation was that further growth in the origination of commercial mortgages for, and issuance of, CMBS in 2016 would easily handle the wave of maturities of conduit loans originated in 2006 and 2007.  Unfortunately, the general volatility of the ...

TCPA Update 2018: Current Compliance Challenges for Companies

One-Hour Briefing  One-Hour Briefing

Since going into effect just over two years ago, many courts have addressed the thorny issues presented by the FCC’s July 2015 Declaratory Ruling and Order on the Telephone Consumer Protection Act with various and sometimes conflicting results. These holdings present challenges for companies in all industries seeking to comply with the TCPA to avoid the staggering statutory damages available to aggrieved consumers. This Briefing will address ...

Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Stay Ever Current: Subscribe today to PLI’s new blog edited by Clifford E. Kirsch. In addition to the credits listed to the right, this program also offers credit for CFP certification. Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants has been approved by the CFP Board for 4.50 CE credits. Why You Should Attend   Broker-dealers that are dually registered as investment advisers ...

Project Management for Lawyers 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend “Please describe your firm’s experience with project management.” “Explain how your firm will manage our matters using legal project management.” “Please provide examples of how your firm will apply project management techniques to our matters.” These are just a few examples of language that is appearing recently in virtually all RFPs.  The implications of this language impact ...

Avoiding Valuation Surprises in Accounting for M&A Transactions – Top 10 Issues

One-Hour Briefing  One-Hour Briefing

There are a number of key valuation issues that need to be addressed in accounting for M&A transactions.  PJ Patel and Dan Peterson of Valuation Research Corporation will discuss the various valuation issues that deal teams, tax and accounting groups need to identify and address in accounting for an M&A transaction.  In particular, they will discuss the following:  Determining the purchase price considering deal structure ...

Constitutionality of the SEC’s ALJ Appointment Process: After the SEC’s Reversal of Position, and the Supreme Court’s Acceptance of Certiorari Review, What Next?

One-Hour Briefing  One-Hour Briefing

Since 2010, the SEC has increasingly used in-house administrative law judges to adjudicate its enforcement actions.  This practice has drawn criticism from the defense bar, who in a variety of ways have attacked the fairness and legitimacy of these proceedings.  One such attack – an argument that ALJs are ‘officers’ of the United States hired for their positions in a manner that violated the Constitution’s Appointment’s ...

Marijuana Compliance Challenges in 2018 and Beyond

One-Hour Briefing  One-Hour Briefing

If you thought it would be easy to guide your client to success in the new marijuana industry, what were you thinking? Many variable provisions in many divergent state marijuana laws are topped by the persistent threat of federal prosecutions and federal financial sanctions and forfeitures. It may be that marijuana will deliver riches to some clients, but others face confused uncertainty wrapped in tough compliance burdens. Are you ready for this ...

Spin-offs 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Business separation transactions represent a substantial portion of all M&A transactions. Many of these take the form of spin-offs, equity carve-outs and similar architectures not involving an outright sale. But what is a spin-off, what makes it different from other types of business separation transactions, and why are people doing more of them? This program will provide an in-depth perspective on the factors that drive the recent trend towards ...

Asset-Based Financing Strategies 2018

Program  ProgramGroupcast  Groupcast

Why You Should Attend  Asset-based financing is a key source of credit for small and medium-size companies and for some larger, publicly traded companies as well. In contrast to equity financing where ownership in the company is diluted, asset-based financing allows companies to borrow funds against their own assets as collateral to generate cash for working capital and capital acquisitions without disturbing equity ownership.  In structuring ...

Government Investigations 2018: Investigations Arising From Data Breach and Privacy Concerns and Parallel Proceedings

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Electronic information pervades our society. Corporations and other organizations create, store, and utilize that information in all facets of business. Unfortunately, security can be breached and any breach can lead to investigations by various government agencies at the federal and State levels. Those investigations may lead to disputes about scope, variety and volume of electronic information to be produced. This program ...

Integrating Enterprise Risk Management, Cybersecurity and Compliance in an Era of Big Data Breaches and Vulnerability

One-Hour Briefing  One-Hour Briefing

We live in an era of persistent information insecurity:  cyber breaches, data leaks, and the often-crippling consequences of these events for organizations and individuals dominate headlines and the public’s conscious.  Policy makers, regulators, investors, customers, and management are each ratcheting up scrutiny of and expectations regarding organizations’ information security practices.  High priced and increasingly-complex ...


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