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Showing 16 Results

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Bridge-the-Gap II: Ethics and Skills for Newly Admitted New York Attorneys 2017

Program  ProgramWebcast  Webcast

Please note that only the "Ethical Implications of Social Media Use for Lawyers" segment, which runs from 8:45 a.m. until 11:35 a.m., will be available via the Live Webcast. Who Should Attend This program will benefit anyone seeking a better understanding of how the use of social media impacts decision-making regarding attorney ethics and professional conduct. What You Will Learn Risks of social media with respect to lawyers’ professional ...

The New Auditor’s Report – It’s Real This Year

One-Hour Briefing  One-Hour Briefing

November 28, 2017, 4:00 pm - 5:00 pm (E.T.) On June 1, 2017, after several years of work, including research and constituent feedback, the Public Company Accounting Oversight Board issued their new Audit Standard to significantly modify the Auditor’s Report.  On October 24, 2017, the SEC formally approved the new standard.  The standard will make several changes to the content and format of the auditor’s report for years ending ...

Robo-Advisers and Digital Advice: Preparing for an SEC Exam

One-Hour Briefing  One-Hour Briefing

The dramatic rise in automated investment platforms (including robo-advisers) is drastically changing the traditional landscape for registered advisers.  These services, which may be offered together in a more traditional model or as a stand-alone service, are appealing to younger generations of millennial investors by utilizing technologically-savvy online investment tools that operate seamlessly on personal devices, such as smart-phones and ...

Directors' Institute on Corporate Governance (Fifteenth Annual)

Program  ProgramWebcast  Webcast

Why You Should Attend New expectations are being placed on boards in critical areas of governance, including disclosure, oversight of complex operational issues, risk management, board succession, audit committee oversight, executive compensation, and responsiveness to and communication with investors pressing different concerns. In addition, in years past the Dodd-Frank Act, the Foreign Corrupt Practices Act and other anti-bribery laws have put ...

Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The SEC and other government agencies continue to focus enforcement and examination efforts on managers of private hedge funds and private equity funds.  This conference will bring together top regulators, leading in-house legal and compliance professionals and expert outside counsel, to discuss the latest issues, trends and risks in regulatory compliance oversight.  The list of risk areas continues to grow, with ...

Basics of Export Controls 2017

One-Hour Briefing  One-Hour Briefing

U.S. and multinational corporations, investors and even governments are increasingly affected by the range of U.S. laws and regulations governing international trade. The Commerce Department's Bureau of Industry and Security (BIS), the State Department's Directorate of Defense Trade Controls (DDTC), and the Treasury Department's Office of Foreign Assets Control (OFAC) and Financial Crimes Enforcement Network (FinCEN) each plays an important role in ...

Advanced Venture Capital 2017

Program  ProgramWebcast  Webcast

Why You Should Attend This program provides an in-depth analysis of current market conditions and the changing legal environment, and is geared toward the experienced venture capital practitioner. Our expert faculty of lawyers, venture capitalists and business executives will analyze the legal and business issues relevant to navigating today’s evolving venture capital world. The program will also address the latest financing trends, current ...

How to Draft, Update and Launch a Multinational’s Global Code of Conduct

One-Hour Briefing  One-Hour Briefing

In today’s compliance-obsessed environment, a multinational would be naked without a robust and user-friendly global code of conduct or ethics. But these global codes are complex. After all, they have to address many topics, they have to serve many constituencies, they have to dovetail with many various internal policies—and they have to comply with many laws across many jurisdictions.  Not surprisingly, some companies’ conduct ...

50th Annual Immigration and Naturalization Institute

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend PLI’s 50th Annual Immigration & Naturalization Institute will offer  an outstanding faculty of leading practitioners who will discuss recent developments, key immigration trends, and hot topics.  What You Will Learn The current administration and implications for the immigration practitioner The latest immigration practice and policy developments Federal court litigation update  ...

Integrating Automation, Data, and Technology into Your Compliance Program

One-Hour Briefing  One-Hour Briefing

Regulators and enforcement authorities have made clear that, in order to be credible, compliance programs must integrate automation, data, and technology solutions.  Even setting aside regulators’ expectations, integrating these tools into your compliance program is critical to increasing transparency, optimizing performance and efficiency, and systematically reducing risk.  Moreover, automation, data, and technology competence are ...

Annual Disclosure Documents 2017: Current Developments and Best Practices

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Stay current on disclosure requirements and developments affecting annual disclosure documents and proxy soliciting materials prepared by SEC reporting companies. Hear from the SEC staff and our faculty, who will focus on anticipated changes to the SEC disclosure regime in 2017, current “hot issues,” best practices, and practical pointers. The priorities of the new administration and new chair of the SEC are expected to bring significant ...

New Developments in Securitization 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The securitization market continues to develop and innovate, while also being subject to new regulations. Traditional asset-backed securities (ABS) markets, including auto securitizations, commercial mortgage-backed securities (CMBS) and credit card receivables continue with steady issuance volumes. New markets, such as marketplace lending, continue to be developed. Other markets, such as private-label residential mortgage-backed ...

NY Attorney General and NY Department of Financial Services: Statutory Authority and Recent Initiatives Impacting the Financial Services Industry

One-Hour Briefing  One-Hour Briefing

December 13, 2017, 3:00 p.m. - 4:00 p.m. (E.T.) In this One-Hour Briefing, we will explore the significant role New York’s Attorney General and its Department of Financial Services (DFS) play in the financial services industry and why these two state-level agencies will continue to exert significant power over the financial services industry, especially with federal oversight potentially shrinking.  Although President Trump has promised ...

Effective Management of Outside Counsel 2017: Fully Leveraging the Attorney-Client Relationship

Program  ProgramWebcast  Webcast

Why You Should Attend In this unique program, veteran in-house lawyers discuss how to manage outside counsel to achieve the client's most important practical objectives. General counsel and junior in-house counsel alike will benefit from experience-tested strategies that maximize what today's attorney-client relationship can truly accomplish for clients.   What You Will Learn     • Effective ...

Coping with U.S. Export Controls and Sanctions 2017

Program  Program

The Trump administration is beginning to make its mark on export controls and sanctions policy, and it is more important than ever for institutions in all sectors of the economy to stay on top of key developments. Companies and financial institutions must be aware of their compliance and disclosure obligations, enforcement trends and priorities, and emerging risks. Implementing and strengthening compliance programs is an increasingly important priority ...

Ethics for Corporate Lawyers 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend At this unique interactive program based on the video “Negotiation Ethics – Where is the Brink?” faculty will review various everyday ethical scenarios while you “vote” electronically with the rest of the audience on the correct ethical responses. What You Will Learn Can you examine metadata in draft deal documents? Are you under an obligation to correct drafting mistakes made ...


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