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Asset Based Financing Strategies 2018

Program  Program

Why You Should Attend  Asset based financing is a key source of credit for small and medium-size companies and for some larger, publicly traded companies as well. In contrast to equity financing where ownership in the company is diluted, asset-based financing allows companies to borrow funds against their own assets as collateral to generate cash for working capital and capital acquisitions without disturbing equity ownership.  In structuring ...

Ethics for Financial Industry Lawyers 2018

Program  Program

Why You Should Attend The program will review the professional responsibility issues confronting lawyers who advise clients in connection with securities and derivatives transactions, including the Dodd-Frank Act. What You Will Learn Lawyers as gatekeepers to protect the public Who the client is - organizations, not officers When to report wrongdoing: internally (up the corporate ladder and to the Board) and externally (to ...


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