On-Demand   On-Demand Web Programs

The SEC Speaks in 2018

Released on: Mar. 3, 2018
Running Time: 13:14:05

At the beginning of each year, PLI presents, in cooperation with the U.S. Securities and Exchange Commission, The SEC Speaks program, which provides an essential update on the current initiatives at the Commission, as well as the priorities of the Commission for the coming year. At this unique program, you will hear remarks by the Chairman, and Commissioners, and Investor Advocate, as well as panel discussions by senior staff at the Divisions of Corporation Finance, Economic and Risk Analysis, Enforcement, Investment Management, and Trading and Markets, and the Offices of the Chief Accountant, General Counsel, Compliance Inspections and Examinations, Municipal Securities, Credit Ratings, and International Affairs.

Lecture Topics [Total RunTime: 13:45:05]
Segments with an asterisk (*) are available only with the purchase of the entire program.

  • Opening Remarks* [00:04:15]
    Stephanie Avakian, Steven R. Peikin, William H. Hinman
  • Chairman’s Remarks* [00:28:57]
    Hon. Jay Clayton
  • Corporation Finance [00:58:05]
    William H. Hinman, Hon. Edward H. Fleischman, Hon. Troy A. Paredes, Hon. Paul S. Atkins, Shelley E. Parratt, David R. Fredrickson, Tamara M. Brightwell, Matt S. McNair, Elizabeth M. Murphy
  • Commissioner’s Remarks* [00:19:52]
    Hon. Kara M. Stein
  • Investment Management [01:08:02]
    Timothy Dulaney, Diane C. Blizzard, Dalia Osman Blass, Christian T. Sandoe, Hon. Daniel M. Gallagher, Hon. Richard C. Breeden, Paul Cellupica, Hon. Laura S. Unger
  • Commissioners' Roundtable [00:47:14]
    Hon. Michael S. Piwowar, Hon. Robert J. Jackson, Jr., Hon. Hester M. Peirce
  • Enforcement [01:02:10]
    Stephanie Avakian, Steven R. Peikin, Hon. Daniel M. Gallagher, Hon. Harvey L. Pitt, Hon. Roel C. Campos, Joseph K. Brenner, Bridget Fitzpatrick, Robert A. Cohen, Anthony S. Kelly, Richard Best
  • Judicial and Legislative Developments [01:08:45]
    Robert B. Stebbins, Michael A. Conley, Dominick V. Freda, Jeffrey A. Berger, David D. Lisitza, Stephen G. Yoder, Rachel M. McKenzie, Dina B. Mishra, Hon. Annette L. Nazareth, Hon. Roberta S. Karmel, Sarah R. Prins
  • Workshop A: Corporation Finance [01:01:37]
    Michele M. Anderson, James M. Daly, Mary Beth Breslin, Melissa Raminpour, Robert F. Telewicz Jr., Jan Woo
  • Remarks by the Investor Advocate Rick A. Fleming* [00:15:17]
    Rick A. Fleming
  • Compliance Inspections and Examinations [01:03:46]
    Peter B. Driscoll, Jessica Kane, Keith E. Cassidy, Kevin W. Goodman, Daniel R. Gregus, Daniel S. Kahl, Kristin A. Snyder, John S. Polise, Hon. Harvey L. Pitt, Hon. Roel C. Campos
  • Accounting [01:06:12]
    Wesley R. Bricker, Kyle Moffatt, Hon. Cynthia A. Glassman, Hon. Roel C. Campos, Alison Staloch, Charles Wright
  • Economic and Risk Analysis [01:05:32]
    Jeffrey H. Harris, Vanessa Countryman, Scott W. Bauguess, Narahari M. Phatak, Scott Walster, Giulio Girardi, Hon. Cynthia A. Glassman, Hon. Steven M. H. Wallman
  • Trading and Markets [01:09:04]
    Heather A. Seidel, Michael A. Macchiaroli, Thomas K. McGowan, John C. Roeser, Christian R. Sabella, David Saltiel, David S. Shillman, Hon. Daniel M. Gallagher, Brett W. Redfearn, Hon. Paul S. Atkins
  • Ethics [00:59:35]
    Jeff Rosenblum, Thomas J. Karr, Donna McCaffrey, Hon. Paul S. Atkins, Hon. Edward H. Fleischman
  • Workshop G: Trading and Markets [01:06:44]
    Randall W. Roy, W. Carson McLean, Jeffrey S. Mooney, Raymond Lombardo, Andrew R. Bernstein, Valerie Dahiya, Neel Maitra, David Dimitrious, Tyler Raimo

The purchase price of this Web Program includes the following articles from the Course Handbook available online:

COMPLETE COURSE HANDBOOK

  • Compendium of Rulemaking and Public Statements Relating to the Developments in the Division of Corporation Finance in 2017
  • Investment Management Compendium (January 1–December 1, 2017)
  • Outline of Selected SEC Enforcement Actions, Division of Enforcement (September 30, 2017)
    Sherry A. Peyton, Angel Reyes, Kathleen Donnelly, Andres Franco
  • National Exam Program, Office of Compliance Inspections and Examinations, Examination Priorities for 2017
  • National Exam Program Risk Alert, Office of Compliance Inspections and Examinations, Volume VII, Issue 1, November 7, 2017, Observations from Municipal Advisor Examinations
  • National Exam Program Risk Alert, Office of Compliance Inspections and Examinations, Volume VI, Issue 6, September 14, 2017, The Most Frequent Advertising Rule Compliance Issues Identified in OCIE Examinations of Investment Advisers
  • National Exam Program Risk Alert, Office of Compliance Inspections and Examinations, Volume VI, Issue 5, August 7, 2017, Observations from Cybersecurity Examinations
  • National Exam Program Risk Alert, Office of Compliance Inspections and Examinations, Volume VI, Issue 4, May 17, 2017, Cybersecurity: Ransomware Alert
  • Statement in Connection with the 2017 AICPA Conference on Current SEC and PCAOB Developments, Wesley R. Bricker, Chief Accountant, Office of the Chief Accountant, Washington, D.C., December 4, 2017
  • SEC Speech: Ryan Wolfe, Senior Associate Chief Accountant, Office of the Chief Accountant, Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments, Washington, D.C., December 4, 2017
  • SEC Speech: Nigel J. James, Associate Chief Accountant, Office of the Chief Accountant, Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments, Washington, D.C., December 4, 2017
  • SEC Speech: Barry Kanczuker, Associate Chief Accountant, Office of the Chief Accountant, Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments, Washington, D.C., December 4, 2017
  • SEC Speech: Michael P. Berrigan, Professional Accounting Fellow, Office of the Chief Accountant, Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments, Washington, D.C., December 4, 2017
  • SEC Speech: Michael P. Dusza, Professional Accounting Fellow, Office of the Chief Accountant, Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments, Washington, D.C., December 4, 2017
  • SEC Speech: Joseph R. Epstein, Professional Accounting Fellow, Office of the Chief Accountant, Remarks before the AICPA Conference on Current SEC and PCAOB Developments, Washington, D.C., December 4, 2017
  • SEC Speech: Robert B. Sledge, Professional Accounting Fellow, Office of the Chief Accountant, Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments, Washington, D.C., December 4, 2017
  • Report to Congress, Access to Capital and Market Liquidity, As Directed by the Explanatory Statement to the Consolidated Appropriations Act, 2016 (P.L. 114-113), August 2017
  • Memorandum to Staff of the Rulewriting Divisions and Offices from RSFI and OGC, Current Guidance on Economic Analysis in SEC Rulemakings, March 16, 2012
  • Outline: SEC Speaks 2018, Division of Trading and Markets
  • Judicial Developments
  • 2017 in Review: Opinions and Selected Orders Issued by the Securities and Exchange Commission (December 27, 2017)
    Benjamin L. Schiffrin, Kermit B. Kennedy, J.R. Ambrose, Joan Sedgwick-Sullivan
  • Office of International Affairs
  • Outline: Office of Municipal Securities
  • Annual Report on Nationally Recognized Statistical Rating Organizations (December 2017)
  • 2017 Summary Report of Commission Staff’s Examinations of Each Nationally Recognized Statistical Rating Organization (December 2017)

Presentation Material


  • 2018 National Exam Program Examination Priorities Handout
  • Division of Economic and Risk Analysis
    Scott W. Bauguess, Vanessa Countryman, Giulio Girardi, Jeffrey H. Harris, Narahari M. Phatak, Scott Walster
  • Ethics Issues for SEC Practitioners
    Thomas J. Karr, Donna McCaffrey, Jeff Rosenblum
Co-Chair(s)
Stephanie Avakian ~ Co-Director, Division of Enforcement, U.S. Securities and Exchange Commission
William H. Hinman ~ Director, Division of Corporation Finance, U.S. Securities and Exchange Commission
Steven R. Peikin ~ Co-Director, Division of Enforcement, U.S. Securities and Exchange Commission
Speaker(s)
Ahmed Abonamah ~ Senior Counsel to the Director, Office of Municipal Securities, U.S. Securities and Exchange Commission
Michele M. Anderson ~ Associate Director, Division of Corporation Finance, U.S. Securities and Exchange Commission
Hon. Paul S. Atkins ~ Chief Executive Officer, Patomak Global Partners, LLC
Scott W. Bauguess ~ Deputy Chief Economist and Deputy Director, Division of Economic and Risk Analysis, U.S. Securities and Exchange Commission
Jeffrey A. Berger ~ Senior Litigation Counsel, Office of the General Counsel, U.S. Securities and Exchange Commission
Andrew R. Bernstein ~ Senior Special Counsel, Division of Trading and Markets, U.S. Securities and Exchange Commission
Richard Best ~ Regional Director, Atlanta Regional Office, Division of Enforcement, U.S. Securities and Exchange Commission
Dalia Osman Blass ~ Director, Division of Investment Management, U.S. Securities and Exchange Commission
Diane C. Blizzard ~ Associate Director, Rulemaking Office, Division of Investment Management, U.S. Securities and Exchange Commission
Rita M. Bolger ~ Assistant Director, Office of Credit Ratings, U.S. Securities and Exchange Commission
G. Jeffrey Boujoukos ~ Regional Director, Philadelphia Regional Office, Division of Enforcement, U.S. Securities and Exchange Commission
Hon. Richard C. Breeden ~ Chairman, Breeden Capital Management, LLC
Joseph K. Brenner ~ Chief Counsel, Division of Enforcement, U.S. Securities and Exchange Commission
Mary Beth Breslin ~ Legal Branch Chief, Division of Corporation Finance, U.S. Securities and Exchange Commission
Wesley R. Bricker ~ Chief Accountant, Office of the Chief Accountant, U.S. Securities and Exchange Commission
Tamara M. Brightwell ~ Senior Advisor, Division of Corporation Finance, U.S. Securities and Exchange Commission
Charles E. Cain ~ Chief, FCPA Unit, Division of Enforcement, U.S. Securities and Exchange Commission
Hon. Roel C. Campos ~ Hughes Hubbard & Reed LLP
Keith E. Cassidy ~ Associate Director, Technology Controls Program (TCP), Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission
Paul Cellupica ~ Deputy Director, Division of Investment Management, U.S. Securities and Exchange Commission
Charu Chandrasekhar ~ Chief, Retail Strategy Task Force, Division of Enforcement, U.S. Securities and Exchange Commission
Antonia Chion ~ Chief, Broker Dealer Task Force, and Associate Director, Home Office, Division of Enforcement, U.S. Securities and Exchange Commission
Hon. Jay Clayton ~ Chairman, U.S. Securities and Exchange Commission
Robert A. Cohen ~ Chief, Cyber Unit, Division of Enforcement, U.S. Securities and Exchange Commission
Laura D. Compton ~ Senior Special Counsel, International Regulatory Policy, Office of International Affairs, U.S. Securities and Exchange Commission
Michael A. Conley ~ Solicitor, Office of the General Counsel, U.S. Securities and Exchange Commission
Vanessa Countryman ~ Chief Counsel, Division of Economic and Risk Analysis, U.S. Securities and Exchange Commission
Valerie Dahiya ~ Branch Chief, Division of Trading and Markets, U.S. Securities and Exchange Commission
James M. Daly ~ Associate Director, Division of Corporation Finance, U.S. Securities and Exchange Commission
Everardo de Armas ~ Branch Chief, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission
David Dimitrious ~ Senior Special Counsel, Division of Trading and Markets, U.S. Securities and Exchange Commission
Peter B. Driscoll ~ Director, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission
Timothy Dulaney ~ Senior Financial Analyst, Analytics Office, Division of Investment Management, U.S. Securities and Exchange Commission
Marlee M. Engel ~ Branch Chief, International Enforcement Cooperation, Office of International Affairs, U.S. Securities and Exchange Commission
Allison Fakhoury ~ Senior Regulatory Counsel, Office of Clearance and Settlement, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission
Katherine P. Feld ~ Senior Special Counsel to the Deputy Director, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission
Bridget Fitzpatrick ~ Chief Litigation Counsel, Division of Enforcement, U.S. Securities and Exchange Commission
Rick A. Fleming ~ Director, Office of Investor Advocate, U.S. Securities and Exchange Commission
Dominick V. Freda ~ Assistant General Counsel, Office of the General Counsel, U.S. Securities and Exchange Commission
David R. Fredrickson ~ Chief Counsel and Associate Director, Division of Corporation Finance, U.S. Securities and Exchange Commission
Melissa Gainor ~ Senior Special Counsel, Rulemaking Office, Division of Investment Management, U.S. Securities and Exchange Commission
Hon. Daniel M. Gallagher ~ Chief Legal Officer, Mylan N.V.
LeeAnn G. Gaunt ~ Chief, Public Finance Abuse Unit, Division of Enforcement, U.S. Securities and Exchange Commission
Giulio Girardi ~ Branch Chief, Office of Risk Assessment, Division of Economic and Risk Analysis, U.S. Securities and Exchange Commission
Hon. Cynthia A. Glassman ~ Senior Research Scholar, Institute for Corporate Responsibility, George Washington University Business School
Kevin W. Goodman ~ Associate Director, FINRA and Securities Industry Oversight (FSIO), Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission
Daniel R. Gregus ~ Associate Director, Office of Clearance and Settlement, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission
Juanita B. Hamlett ~ Senior Accountant, Office of Risk Analysis and Surveillance, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission
Jeffrey H. Harris ~ Chief Economist and Division Director, Division of Economic and Risk Analysis, U.S. Securities and Exchange Commission
Jon Hertzke ~ Assistant Director, Analytics Office, Division of Investment Management, U.S. Securities and Exchange Commission
Rina Hussain ~ Assistant Director, National Broker-Dealer Exchange Group (BDX), Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission
Kathleen M. Hutchinson ~ Assistant Director, International Regulatory Policy, Office of International Affairs, U.S. Securities and Exchange Commission
Hon. Robert J. Jackson, Jr. ~ Commissioner, U.S. Securities and Exchange Commission
Natasha Kaden ~ Senior Special Counsel, Cross-border Supervisory Cooperation, Office of International Affairs, U.S. Securities and Exchange Commission
Daniel S. Kahl ~ Chief Counsel and Associate Director, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission
Jessica Kane ~ Acting Director, Office of Credit Ratings, U.S. Securities and Exchange Commission
Hon. Roberta S. Karmel ~ Centennial Professor of Law and Co-Director, Dennis J. Block Center for the Study of International Business Law, Brooklyn Law School
Thomas J. Karr ~ Assistant General Counsel, Office of the General Counsel, U.S. Securities and Exchange Commission
Anthony S. Kelly ~ Co-Chief, Asset Management Unit, Division of Enforcement, U.S. Securities and Exchange Commission
Michael Kosoff ~ Senior Special Counsel, Disclosure Review and Accounting Office, Division of Investment Management, U.S. Securities and Exchange Commission
David D. Lisitza ~ Senior Litigation Counsel, Office of the General Counsel, U.S. Securities and Exchange Commission
Neil Lombardo ~ Senior Special Counsel, Chief Counsel's Office, Division of Investment Management, U.S. Securities and Exchange Commission
Raymond Lombardo ~ Assistant Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
Michael A. Macchiaroli ~ Associate Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
Neel Maitra ~ Attorney Adviser, Division of Trading and Markets, U.S. Securities and Exchange Commission
Donna McCaffrey ~ Special Trial Counsel, Office of the General Counsel, U.S. Securities and Exchange Commission
Helene K. McGee ~ Deputy Associate Director, FINRA and Securities Industry Oversight (FSIO), Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission
Thomas K. McGowan ~ Associate Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
Margaret S. McGuire ~ Chief, Financial Reporting and Audit Group, Division of Enforcement, U.S. Securities and Exchange Commission
Rachel M. McKenzie ~ Senior Counsel, Office of the General Counsel, U.S. Securities and Exchange Commission
W. Carson McLean ~ Assistant Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
Matt S. McNair ~ Senior Special Counsel, Division of Corporation Finance, U.S. Securities and Exchange Commission
Daniel Michael ~ Chief, Complex Financial Instruments Unit, Division of Enforcement, U.S. Securities and Exchange Commission
Dina B. Mishra ~ Attorney, Office of the General Counsel, U.S. Securities and Exchange Commission
Kyle Moffatt ~ Acting Chief Accountant, Division of Corporation Finance, U.S. Securities and Exchange Commission
Jeffrey S. Mooney ~ Assistant Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
Elizabeth M. Murphy ~ Associate Director, Division of Corporation Finance, U.S. Securities and Exchange Commission
Hon. Annette L. Nazareth ~ Davis Polk & Wardwell LLP
Naseem Nixon ~ Senior Counsel, Office of the Director, Division of Investment Management, U.S. Securities and Exchange Commission
Rebecca Olsen ~ Acting Director, Office of Municipal Securities, U.S. Securities and Exchange Commission
Kevin O'Neill ~ Assistant Director, Office of Credit Ratings, U.S. Securities and Exchange Commission
Hon. Troy A. Paredes ~ Founder, Paredes Strategies LLC,
Shelley E. Parratt ~ Deputy Director, Division of Corporation Finance, U.S. Securities and Exchange Commission
Hon. Hester M. Peirce ~ Commissioner, U.S. Securities and Exchange Commission
Narahari M. Phatak ~ Associate Director, Policy, Division of Economic and Risk Analysis, U.S. Securities and Exchange Commission
Hon. Harvey L. Pitt ~ Founder, CEO and Managing Director, Kalorama Partners, LLP; Kalorama Legal Services, PLLC
Hon. Michael S. Piwowar ~ Commissioner, U.S. Securities and Exchange Commission
Karen Plunkett ~ Professional Accounting Fellow, Office of the Chief Accountant, U.S. Securities and Exchange Commission
John S. Polise ~ Associate Director, National Broker-Dealer Exchange Program (BDX), Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission
Sarah R. Prins ~ Senior Counsel, Office of the General Counsel, U.S. Securities and Exchange Commission
Tyler Raimo ~ Senior Special Counsel, Division of Trading and Markets, U.S. Securities and Exchange Commission
Melissa Raminpour ~ Accounting Branch Chief, Division of Corporation Finance, U.S. Securities and Exchange Commission
Brett W. Redfearn ~ Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
John C. Roeser ~ Associate Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
Jeff Rosenblum ~ Deputy General Counsel, Office of the General Counsel, U.S. Securities and Exchange Commission
Blaine Roundy ~ Senior Special Counsel, Office of the Chief Accountant, U.S. Securities and Exchange Commission
Randall W. Roy ~ Deputy Associate Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
Christian R. Sabella ~ Associate Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
David Saltiel ~ Associate Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
Christian T. Sandoe ~ Assistant Director, Disclosure Review and Accounting Office, Division of Investment Management, U.S. Securities and Exchange Commission
Joseph Sansone ~ Chief, Market Abuse Unit, Division of Enforcement, U.S. Securities and Exchange Commission
Heather A. Seidel ~ Chief Counsel, Division of Trading and Markets, U.S. Securities and Exchange Commission
Robert H. Shapiro ~ Branch Chief, Chief Counsel's Office, Division of Investment Management, U.S. Securities and Exchange Commission
David S. Shillman ~ Associate Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
Kristin A. Snyder ~ Co-National Associate Director, Investment Adviser/Investment Company Examination Program (IA/IC), Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission
Alison Staloch ~ Chief Accountant, Division of Investment Management, U.S. Securities and Exchange Commission
Robert B. Stebbins ~ General Counsel, Office of the General Counsel, U.S. Securites and Exchange Commission
Hon. Kara M. Stein ~ Commissioner, U.S. Securities and Exchange Commission
Robert F. Telewicz Jr. ~ Accounting Branch Chief, Division of Corporation Finance, U.S. Securities and Exchange Commission
Hon. Laura S. Unger ~ Independent Director and Private Consultant,
Hon. Steven M. H. Wallman ~ Chief Executive Officer, FOLIOfn, Inc.
Scott Walster ~ Assistant Director, Office of Litigation Economics, Division of Economic and Risk Analysis, U.S. Securities and Exchange Commission
Adam Wendell ~ Attorney Adviser, Office of Municipal Securities, U.S. Securities and Exchange Commission
Michele B. Wilham ~ Assistant Director, Office of Credit Ratings, U.S. Securities and Exchange Commission
Jan Woo ~ Legal Branch Chief, Office of Information Technologies and Services, Division of Corporation Finance, U.S. Securities and Exchange Commission
Charles Wright ~ Senior Legal Advisor to the Chief Accountant, Division of Enforcement, U.S. Securities and Exchange Commission
Stephen G. Yoder ~ Senior Litigation Counsel, Office of the General Counsel, U.S. Securities and Exchange Commission
Sheri York ~ Professional Accounting Fellow, Office of the Chief Accountant, U.S. Securities and Exchange Commission
General credit information about this format appears below. For credit information specific to this program, please choose your jurisdiction(s) in the Credit Information box on the right-hand side of this page.

PLI’s live and on-demand webcasts are single-user license products intended for an individual registrant only. Credit will be issued only to the individual registered.


U.S. MCLE States

Alabama:  PLI’s on-demand web programs qualify as “online” credit. Attorneys are limited to 6 credits of online programs per reporting period.

Alaska:  All PLI products can fulfill Alaska’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Arizona:  PLI’s on-demand web programs qualify as “interactive CLE” credit. There is no limit to the number of credits an attorney can earn via interactive CLE programs.

Arkansas:  PLI’s on-demand web programs are not approved for Arkansas CLE credit.

California:  PLI’s on-demand web programs qualify as “participatory” credit. There is no limit to the number of credits an attorney can earn via participatory programs.

Colorado:  All PLI products can fulfill Colorado’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Connecticut: Effective January 1, 2017, all PLI products can fulfill Connecticut’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Delaware:  PLI’s on-demand web programs qualify as “eCLE” credit. Attorneys are limited to 12 credits of eCLE per reporting period, no more than 6 of which may be audio-only.

Florida:  All PLI products can fulfill Florida’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Georgia:  PLI’s on-demand web programs qualify as “in-house” credit. Attorneys are limited to 6 in-house credits per reporting period.

Hawaii:  All PLI products can fulfill Hawaii’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Idaho:  PLI’s on-demand web programs qualify as “self-study” credit. Attorneys are limited to 15 credits of self-study per reporting period.

Illinois:  All PLI products can fulfill Illinois' CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via PLI products.

Indiana:  PLI’s on-demand web programs qualify as “distance education” credit. Attorneys are limited to 9 credits of distance education per reporting period.

Iowa:  PLI’s on-demand web programs qualify as “unmoderated” credit. Attorneys are limited to 6 credits of unmoderated programs per reporting period.

Kansas:  PLI’s on-demand web programs qualify as “prerecorded” credit. Attorneys are limited to 6 credits of prerecorded programs per reporting period.

Kentucky:  PLI’s on-demand web programs qualify as “non-live” credit. Attorneys are limited to 6 non-live credits per reporting period.

Louisiana:  PLI’s on-demand web programs qualify as “self-study” credit. Attorneys are limited to 4 credits of self-study per reporting period.

Maine:  PLI’s on-demand web programs qualify as “self-study” credit. Attorneys are limited to 5.5 credits of self-study per reporting period.

Minnesota:  PLI’s on-demand web programs qualify as “on-demand” credit. Attorneys are limited to 15 on-demand credits per reporting period.

Mississippi:  PLI’s on-demand web programs qualify as “distance learning” credit. Attorneys are limited to 6 credits of distance learning per reporting period.

Missouri:  PLI’s on-demand web programs qualify as “self-study” credit. Attorneys are limited to 6 credits of self-study per reporting period.

Montana:  PLI’s on-demand web programs qualify as “self-study” credit. Attorneys are limited to 5 credits of self-study per reporting period.

Nebraska:  PLI’s on-demand web programs qualify as “computer-based learning” credit. Attorneys are limited to 5 credits of computer-based learning per reporting period.

Nevada:  PLI’s on-demand web programs qualify as “self-study” credit. There is no limit to the number of credits an attorney can earn via self-study programs.

New Hampshire:  All PLI products can fulfill New Hampshire’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

New Jersey:  PLI’s on-demand web programs qualify as “alternative verifiable learning formats” credit. Attorneys are limited to 12 credits of alternative verifiable learning formats per reporting period.

New Mexico:  PLI’s on-demand web programs qualify as “self-study” credit. Attorneys are limited to 4 credits of self-study per reporting period.

New York

Experienced Attorneys:  All PLI products can fulfill New York’s CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via PLI products.

Newly Admitted Attorneys:  PLI’s transitional on-demand web programs can be used to fulfill the requirements for New York newly admitted attorneys. Only professional practice and law practice management credits may be earned via transitional on-demand web programs. Ethics and skills credits may not be earned via on-demand web programs.

North Carolina:  PLI’s on-demand web programs qualify as “online” credit. Attorneys are limited to 6 credits of online programs per reporting period.

North Dakota:  PLI’s on-demand web programs qualify as “self-study” credit. Attorneys are limited to 15 credits of self-study per reporting period.

Ohio:  PLI’s on-demand web programs qualify as “self-study” credit. Attorneys are limited to 12 credits of self-study per reporting period.

Oklahoma:  PLI’s on-demand web programs qualify as “online, on-demand” credit. Attorneys are limited to 6 credits of online, on-demand programs per reporting period.

Oregon:  All PLI products can fulfill Oregon’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Pennsylvania:  PLI’s on-demand web programs qualify as “distance learning” credit. Attorneys are limited to 6 credits of distance learning per reporting period.

Puerto Rico:  All PLI products can fulfill Puerto Rico’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Rhode Island:  PLI’s on-demand web programs qualify as “on-demand” credit. Attorneys are limited to 3 on-demand credits per reporting period.

South Carolina:  PLI’s on-demand web programs qualify as “alternatively delivered” credit. Attorneys are limited to 6 credits of alternatively delivered programs per reporting period.

Tennessee:  PLI’s on-demand web programs qualify as “distance learning” credit. Attorneys are limited to 8 credits of distance learning per reporting period.

Texas:  All PLI products can fulfill Texas’ CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Utah:  PLI’s on-demand web programs qualify as “self-study” credit. Attorneys are limited to 12 credits of self-study per reporting period.

Vermont:  PLI’s on-demand web programs qualify as “self-study” credit. Attorneys are limited to 10 credits of self-study per reporting period.

Virgin Islands:  All PLI products can fulfill the Virgin Islands’ CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Virginia:  PLI’s on-demand web programs qualify as “pre-recorded” credit. Attorneys are limited to 8 credits of pre-recorded programs per reporting period.

Washington:  PLI’s on-demand web programs qualify as “A/V” credit. Attorneys are limited to 22.5 credits of A/V programs per reporting period.

West Virginia:  PLI’s on-demand web programs qualify as “online” credit. Attorneys are limited to 12 credits of online instruction per reporting period.

Wisconsin:  PLI’s on-demand web programs qualify as “repeated, on-demand” credit. Attorneys are limited to 15 credits of repeated, on-demand programs per reporting period. No ethics credits can be earned via on-demand web programs.

Wyoming:  PLI’s on-demand web programs qualify as “self-study” credit. Attorneys are limited to 6 credits of self-study per reporting period.


CPD Jurisdictions

British Columbia (CPD-BC):  PLI’s on-demand web programs are not eligible for CPD-BC credit unless viewed with at least one other attorney or an articled student. In this case, the credit must be recorded as a “study group.”

Ontario (CPD-ON):  PLI’s on-demand web programs qualify as “recorded” credit. If viewed without a colleague, attorneys are limited to 6 credits of recorded programs per year. If viewed with at least one colleague, there is no limit to the number of credits that can be earned via recorded programs.

Quebec (CPD-QC):  PLI’s on-demand web programs can fulfill Quebec’s CPD requirements.

Hong Kong (CPD-HK):  PLI’s on-demand web programs are not approved for CPD-HK credit.

United Kingdom (CPD-UK):  PLI’s on-demand web programs can fulfill the United Kingdom’s CPD requirements.

Australia (CPD-AUS):  PLI’s on-demand web programs may fulfill Australia’s CPD requirements. Credit limits for on-demand web programs vary according to jurisdiction. Please refer to your jurisdiction’s CPD information page for specifics.

Dubai (CLPD-DUBAI):  PLI’s on-demand web programs may fulfill CLPD credit requirements.


Other Credit Types

CPE Credit (NASBA):  Select on-demand web programs qualify as the “QAS Self-Study” delivery method. Please check the Credit Information box on the right-hand side of this page to verify CPE credit availability.

IRS Continuing Education (IRS-CE):  PLI’s on-demand web programs may fulfill IRS-CE requirements. To request IRS-CE credit, please notify PLI at plicredits@pli.edu of your request and include your Preparer Tax Identification Number (PTIN).

Certified Fraud Examiner CPE:  PLI’s on-demand web programs may fulfill Certified Fraud Examiner CPE requirements. To request CPE credit or find out which programs offer CPE, please contact PLI at plicredits@pli.edu.

IAPP Continuing Privacy Credit (CPE):  PLI’s on-demand web programs may fulfill Privacy CPE credit requirements.

HR Recertification (HRCI):  PLI’s on-demand web programs may fulfill HR credit requirements.

SHRM Recertification (SHRM):  PLI’s on-demand web programs qualify as "self-paced" credit. SHRM professionals are limited to 30 credits of self-paced programs per recertification period.

Compliance Certification Board (CCB):  PLI’s on-demand web programs qualify as “self-study” credit. Candidates are limited to 10 self-study credits per 12-month period, and certification holders are limited to 20 self-study credits per 2-year renewal period.

Certified Anti-Money Laundering Specialists Certification (CAMS):  PLI’s on-demand web programs are not approved for CAMS credit.

New York State Social Worker Continuing Education (SW CPE):  PLI’s on-demand web programs are not approved for SW CPE credit.

American Bankers Association Professional Certification (ABA):  PLI’s on-demand web programs may fulfill ABA credit requirements.

Certified Financial Planners (CFP):  PLI’s on-demand web programs are not approved for CFP credit.

 

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