On-Demand   On-Demand Web Programs

50th Annual Institute on Securities Regulation

Released on: Nov. 16, 2018
Running Time: 18:44:42
Celebrating its 50th anniversary, our annual Institute on Securities Regulation will bring together the nation’s leading securities and corporate legal experts to deliver practical information, insights and real-word strategies and solutions to the challenges facing you and your clients today.

Lecture Topics [Total time 18:44:42]

Segments with an asterisk (*) are available only with the purchase of the entire program.

  • Opening Remarks* [00:11:47]
    David M. Lynn, Carmen J. Lawrence, Keith F. Higgins
  • Developments in the Capital Markets [01:00:03]
    Deanna L. Kirkpatrick, Marc D. Jaffe, Christian O. Nagler, Lona Nallengara, Thomas W. Yang
  • Financing Issues Facing Late-Stage Private Companies and Smaller Reporting Companies [01:00:16]
    Steven E. Bochner, David N. Feldman, Anna T. Pinedo, Jennifer A. Zepralka
  • Accounting and Auditing Developments [01:00:07]
    John W. White, Wesley R. Bricker, Christine Q. Davine, Kyle L. Moffatt, Sharon Virag
  • Luncheon Speaker [00:43:17]
    Hon. Robert J. Jackson, Jr.
  • All Things Crypto: The Evolving Landscape [01:15:54]
    Curtis L. Mo, Alma M. Angotti, Valerie A. Szczepanik, Nancy H. Wojtas, K. Brent Tomer
  • Ethical Issues in Transactional Settings [01:02:56]
    John F. Olson, Alan L. Beller, Jennifer A. Paradise, James Q. Walker
  • Fireside Chat With Our Institute Founders [00:38:58]
    Arthur Fleischer, Jr., Robert H. Mundheim
  • Disclosure Challenges for Public Companies [01:01:16]
    Meredith B. Cross, Thomas J. Kim, Cicely LaMothe, Michael R. Littenberg, Jennifer C. McGarey
  • Corporate Activism and Engagement: The New Normal [01:00:42]
    David A. Katz, Michele M. Anderson, Stephen Fraidin, Joele Frank, Ethan A. Klingsberg
  • Proxy Season Never Ends: Executive Compensation and Shareholder Engagement [01:01:04]
    Keir D. Gumbs, Brian V. Breheny, Lillian Brown, Martin P. Dunn, Robert McCormick
  • Corp Fin Hot Topics: What’s on the Agenda for the Division of Corporation Finance? [01:00:43]
    David M. Lynn, William H. Hinman, Shelley E. Parratt
  • Delaware Developments:  The Latest from the First State [00:59:53]
    Patricia O. Vella, Mark J. Gentile, Lawrence A. Hamermesh, Michael A. Pittenger
  • M&A Roundup: Today’s Deal Landscape [00:56:21]
    Jane D. Goldstein, Katharine A. Martin, Alyssa A. Grikscheit, Melissa Sawyer, Ted Yu
  • Up Close With The SEC’s Division of Enforcement [00:48:22]
    Stephanie Avakian, Steven R. Peikin
  • Government Enforcement Priorities: No Change, Sea Change, or Somewhere in the Middle? [00:59:06]
    Colleen P. Mahoney, Robert S Khuzami, Marc P. Berger, James M. McDonald
  • Rebuttal: The Defense Perspective [01:02:00]
    Dixie L. Johnson, George S. Canellos, Andrew J. Ceresney, Joan E. McKown
  • Private Securities Litigation: The Latest [01:00:23]
    Brad S. Karp, Ralph C. Ferrara, Elaine H. Mandelbaum, Maeve L. O'Connor, Jonathan K. Youngwood
  • Crisis Management: Keeping Calm and Coming Out the Other Side [00:59:57]
    Hon. Mary Jo White, Stephen M. Cutler, Winnie Lerner, William R. McLucas, David M. Detweiler
  • Playing by the Rules: Ethics in the Investigations and Litigation Context [01:01:36]
    Richard H. Walker, Simon M. Lorne, James Q. Walker, Sarah F. Warren

The purchase price of this Web Program includes the following articles from the Course Handbook available online:

  • COMPLETE COURSE HANDBOOK
  • Davis Polk, Developments in the Capital Markets, A Collection of Selected Updates from November 2017–August 2018
    Deanna L. Kirkpatrick
  • Davis Polk, Corporate Governance Practices in U.S. Initial Public Offerings (Controlled Companies) (July 2018)
    Deanna L. Kirkpatrick
  • Davis Polk, Corporate Governance Practices in U.S. Initial Public Offerings (Excluding Controlled Companies) (July 2018)
    Deanna L. Kirkpatrick
  • Wilson Sonsini Goodrich & Rosati, The Entrepreneurs Report, Private Company Financing Trends, From the WSGR Database: Financing Trends for 1H 2018
    Steven E. Bochner
  • Wilson Sonsini Goodrich & Rosati, Practitioner Insight, Why the SEC Thinks Most Tokens Are Securities and When the SEC Thinks a Token Might Stop Being a Security (August 1, 2018)
    Steven E. Bochner
  • Gordon Davidson and Alyssa Zhang, SEC Concept Release Requests Comments on Changes to Rule 701 (August 9, 2018)
    Gordon K. Davidson
  • Selected Blog Posts Regarding Regulation A+ and Smaller Reporting Companies
    David N. Feldman
  • Mayer Brown, Mezzanine Private Placements (Chart)
    Anna T. Pinedo
  • Anna T. Pinedo and James R. Tanenbaum, Ch.13: Staying Private, Practising Law Institute, Exempt and Hybrid Securities Offerings (3rd Edition) (2017)
    Anna T. Pinedo
  • Anna T. Pinedo and James R. Tanenbaum, Ch.15: Traditional PIPE Transactions, Practising Law Institute, Exempt and Hybrid Securities Offerings (3rd Edition) (2017)
    Anna T. Pinedo
  • Deloitte, Heads Up, ASC 606 Is Here—How Do Your Revenue Disclosures Stack Up? Volume 25, Issue 9 (July 11, 2018)
    John W. White
  • Deloitte, A Roadmap to Applying the New Revenue Recognition Standard (September 2017)
    John W. White
  • Audit Analytics, Are Companies Really Seeing Revenue Growth, or Is It an Accounting Adjustment?
    John W. White
  • Audit Analytics, Accounting Quality Insights: Impact of New Revenue Recognition Rule Adoption for Russell 3000 Companies
    John W. White
  • Financial Acounting Standards Board, FASB in Focus: Accounting Standard Update No. 2016-02, Leases (Topic 842) (February 25, 2016)
    John W. White
  • Financial Acounting Standards Board, Financial Accounting Series, Accounting Standards Update: Leases (Topic 842)—Targeted Improvements, No. 2018-11, July 2018
    John W. White
  • Stephen McKinney and Tim Kolber, Deloitte, An Executive Summary of the FASB’s New Lease Accounting Standard (May 16, 2016)
    John W. White
  • Deloitte, Heads Up, Bring It On! FASB’s New Standard Brings Most Leases Onto the Balance Sheet, Volume 23, Issue 5 (March 1, 2016, Updated July 12, 2016)
    John W. White
  • Deloitte, Heads Up, Frequently Asked Questions About the FASB’s New Leases Standard, Volume 24, Issue 12 (April 25, 2017)
    John W. White
  • Sagar Teotia, Deputy Chief Accountant, U.S. Securities and Exchange Commission, Speech, Progress Is Being Made: Continued Focus on Addressing Implementation Matters, Remarks Before the 37th Annual SEC and Financial Reporting Institute Conference (June 7, 2018)
    John W. White
  • Wesley R. Bricker, Chief Accountant, U.S. Securities and Exchange Commission, Speech, Remarks Before the 2018 Baruch College Financial Reporting Conference: “Working Together to Advance Financial Reporting” (May 3, 2018)
    John W. White
  • Wesley R. Bricker, Chief Accountant, Office of the Chief Accountant, U.S. Securities and Exchange Commission, Speech, Statement in Connection with the 2017 AICPA Conference on Current SEC and PCAOB Developments (December 4, 2017)
    John W. White
  • U.S. Securities and Exchange Commission, SEC Compliance & Disclosure Interpretations, Non-GAAP Financial Measures (Last Update: April 4, 2018)
    John W. White
  • Deloitte, A Roadmap to Non-GAAP Financial Measures (November 2017)
    John W. White
  • Deloitte, SEC Comment Letters—Including Industry Insights (November 2017)
    John W. White
  • Deloitte, Thinking Allowed: Non-GAAP and Alternative Performance Measures (February 2017)
    John W. White
  • Joey Bonaldi, Audit Analytics, SEC Comment Letters: A Seven Year Trend (July 13, 2018)
    John W. White
  • Don Whalen, Olga Usvyatsky and Derryck Coleman, Audit Analytics, Corporate Implementation of SEC’s Compliance & Disclosure Interpretations Regarding Non-GAAP Financial Measures (December 2017)
    John W. White
  • Michael P. Dusza, Professional Accounting Fellow, Office of the Chief Accountant, U.S. Securities and Exchange Commission, Speech, Remarks Before the 2017 AICPA Conference on Current SEC and PCAOB Developments (December 4, 2017)
    John W. White
  • U.S. Securities and Exchange Commission, Staff Accounting Bulletin No. 118, 17 CFR Part 211, Release No. SAB 118 (Modified February 27, 2018)
    John W. White
  • Deloitte, Financial Reporting Alert 18-1, Frequently Asked Questions About Tax Reform (January 3, 2018, Last Updated March 20, 2018)
    John W. White
  • William Hinman, Director, Division of Corporation Finance, U.S. Securities and Exchange Commission, Speech, Keynote Address at the PLI’s Seventeenth Annual Institute on Securities Regulation in Europe
    John W. White
  • Deloitte, Heads Up, ‘Twas the Night Before Adoption: Highlights of the 2017 AICPA Conference on Current SEC and PCAOB Developments, Volume 24, Issue 30 (December 10, 2017)
    John W. White
  • Public Company Accounting Oversight Board, Staff Guidance, Changes to the Auditor’s Report Effective for Audits of Fiscal Years Ending on or After December 15, 2017 (December 4, 2017)
    John W. White
  • Public Company Accounting Oversight Board, PCAOB Adopts New Standard to Enhance the Relevance and Usefulness of the Auditor’s Report with Additional Information for Investors (June 1, 2017)
    John W. White
  • Public Company Accounting Oversight Board, Fact Sheet: Adoption of an Auditing Standard on the Auditor’s Report (June 1, 2017)
    John W. White
  • Megan Zietsman, et al., Deloitte, Heads Up, PCAOB Adopts Changes to the Auditor’s Report, Volume 24, Issue 16 (June 20, 2017)
    John W. White
  • Chairman Jay Clayton, U.S. Securities and Exchange Commission, Public Statement, Statement on SEC Approval of the PCAOB’s New Auditor’s Reporting Standard (October 23, 2017)
    John W. White
  • Wesley R. Bricker, Chief Accountant, Office of the Chief Accountant, U.S. Securities and Exchange Commission, Speech, Statement in Connection with the 2017 AICPA Conference on Current SEC and PCAOB Developments (December 4, 2017)
    John W. White
  • Center for Audit Quality, CAQ Alert No. 2017-06, The Auditor’s Report—New Requirements for 2017 (October 2017)
    John W. White
  • Center for Audit Quality, Critical Audit Matters, Key Concepts and FAQs for Audit Committees, Investors, and Other Users of Financial Statements (July 2018)
    John W. White
  • William D. Duhnke, Chairman, PCAOB, Speech, PCAOB Transitions for the Future (May 17, 2018)
    John W. White
  • Press Release No. 2017-230, SEC Appoints New Chairman and Board Members to PCAOB (December 12, 2017)
    John W. White
  • Public Company Accounting Oversight Board, Standard-Setting Update—Office of the Chief Auditor (June 30, 2018)
    John W. White
  • Public Company Accounting Oversight Board, PCAOB Seeks Input into Its 2018–2022 Strategic Planning Through a Public Survey (April 17, 2018)
    John W. White
  • Public Company Accounting Oversight Board, PCAOB Draft Strategic Plan 2018–2022 (August 10, 2018)
    John W. White
  • Deloitte, Heads Up, FASB Eliminates Step 2 From the Goodwill Impairment Test, Volume 24, Issue 5 (February 1, 2017)
    John W. White
  • Financial Acounting Standards Board, Financial Accounting Series, Accounting Standards Update: Intangibles—Goodwill and Other (Topic 350), Simplifying the Test for Goodwill Impairment, No. 2017-04 (January 2017)
    John W. White
  • U.S. Securities and Exchange Commission, Division of Corporation Finance, Financial Reporting Manual, Section 9510—Goodwill Impairment
    John W. White
  • Juan Batiz-Benet, Jesse Clayburgh and Marco Santori, The SAFT Project: Toward a Compliant Token Sale Framework (October 2, 2017)
    Curtis Mo
  • SAFT, Form of Simple Agreement for Future Tokens
    Curtis Mo
  • Cardozo Blockchain Project, Research Report #1, Not So Fast—Risks Related to the Use of a “SAFT” for Token Sales (November 21, 2017)
    Curtis Mo
  • Venture Capital Working Group, Token Sale Non-Exclusive Safe Harbor, For Discussion (March 26, 2018)
    Nancy H. Wotjas
  • DLA Piper, Blockchain: Background, Challenges, and Legal Issues
    Curtis Mo
  • Benjamin Klein, Deborah R. Meshulam and Jason Chang, DLA Piper, Securities Enforcement Alert, Crypto Industry Sweep: ICOs and Token Offerings under Increasing Scrutiny by US Regulators (April 18, 2018)
    Curtis Mo
  • Deborah R. Meshulam and Benjamin Klein, DLA Piper, Securities Enforcement Alert, How One New York Court Is Shaping the Future of Cryptocurrency Regulation (May 17, 2018)
    Curtis Mo
  • Top Ten “DO’s” and “DON’Ts” If the SEC Calls; What to Expect (August 1, 2018)
    Nancy H. Wojtas
  • U.S. Securities and Exchange Commission, Securities Exchange Act of 1934, Release No. 81207, Report of Investigation Pursuant to Section 21(a) of the Securities Exchange Act of 1934: The DAO (July 25, 2017)
    Valerie A. Szczepanik
  • William Hinman, Director, Division of Corporation Finance, U.S. Securities and Exchange Commission, Speech, Digital Asset Transactions: When Howey Met Gary (Plastic), Remarks at the Yahoo Finance All Markets Summit: Crypto (June 14, 2018)
    Valerie A. Szczepanik
  • U.S. Securities and Exchange Commission, Divisions of Enforcement and Trading and Markets, Public Statement on Potentially Unlawful Online Platforms for Trading Digital Assets
    Valerie A. Szczepanik
  • Dalia Blass, Director, Division of Investment Management, U.S. Securities and Exchange Commission, Staff Letter: Engaging on Fund Innovation and Cryptocurrency-Related Holdings (January 18, 2018)
    Valerie A. Szczepanik
  • U.S. Securities and Exchange Commission, Press Release No. 2018-88, The SEC Has an Opportunity You Won’t Want to Miss: Act Now! (May 16, 2018)
    Valerie A. Szczepanik
  • U.S. Securities and Exchange Commission, Cyber Enforcement Actions (Chart)
    Valerie A. Szczepanik
  • U.S. Commodity Futures Trading Commission, LabCFTC, A CFTC Primer on Virtual Currencies (October 17, 2017) (PowerPoint slides)
    K. Brent Tomer
  • Commodity Futures Trading Commission, Proposed interpretation; request for comment, Retail Commodity Transactions Involving Virtual Currency, 17 CFR Part 1, RIN 3038–AE62, 82 Fed. Reg. No. 243 (December 20, 2017)
    K. Brent Tomer
  • CFTC v. McDonnell and Cabbage Tech Corp. d/b/a Coin Drop Markets, 287 F.Supp.3d 213 (E.D.N.Y. Mar. 6, 2018)
    K. Brent Tomer
  • Amir Zaidi and Brian Bussey, CFTC Staff Advisory No. 18-14, To: Designated Contract Markets, Swap Execution Facilities, and Derivative Clearing Organizations, Re: Advisory with Respect to Virtual Currency Derivative Product Listings (May 21, 2018)
    K. Brent Tomer
  • Ellen Zimiles, Alma Angotti, and Laura Rau, Navigant, Digital Payments and Emerging Technologies—Best Practices for Managing the Risk
    Alma M. Angotti
  • Mark Daws, Robert Dedman, and James Robertson, Navigant, Global Investigations & Compliance, New EU Rules Target Terrorist Financing and Ownership of Offshore Assets: Fifth Anti-Money Laundering Directive Imposes Greater Transparency Around Beneficial Ownership and Restrictions on Virtual Currencies
    Alma M. Angotti
  • Ethical Issues in Transactional Settings, Selected Materials
    Alan L. Beller, Anne P. Ray, John Olson, Jennifer A. Paradise
  • Selected Disclosure-Related Excerpts from Sidley Perspectives on M&A and Corporate Governance (Summer 2018)
    Thomas J. Kim
  • Corporate Social Responsibility Disclosure and Compliance: An Overview of Selected Legislation, Guidance and Voluntary Initiatives (August 2018)
    Michael R. Littenberg
  • Martin Lipton, Further to the Warren Bill, The New Paradigm and a Better Way (August 22, 2018)
    David A. Katz
  • Martin Lipton, Corporate Governance; Stakeholder Primacy; Federal Incorporation (August 15, 2018)
    David A. Katz
  • David A. Katz and Laura A. McIntosh, Corporate Governance Update: Gender Diversity and Board Quotas (July 26, 2018)
    David A. Katz
  • Martin Lipton, The UK Corporate Governance Code (July 16, 2018)
    David A. Katz
  • David M. Silk, David A. Katz, Sabastian V. Niles and Carmen X. W. Lu, ESG and Sustainability: The Board’s Role (June 27, 2018)
    David A. Katz
  • David A. Katz and Sabastian V. Niles, SEC Commissioner Questions Insider Sales into Stock Buybacks (June 12, 2018)
    David A. Katz
  • Edward D. Herlihy and Sabastian V. Niles, T. Rowe Price: Perspectives on T. Rowe’s Public Stance on Shareholder Activism (June 12, 2018)
    David A. Katz
  • Sabastian V. Niles, Board Ready: Shareholder Activism, Corporate Governance and the Hunt for Long-Term Value (June 11, 2018)
    David A. Katz
  • David A. Katz and Laura A. McIntosh, Corporate Governance Update: Directors’ Notes: A Trap for the Unwary? (May 24, 2018)
    David A. Katz
  • David A. Katz and Trevor S. Norwitz, Congress Increases Pressure on Proxy Advisory Firms (May 16, 2018)
    David A. Katz
  • Martin Lipton, Corporate Purpose: ESG, CSR, PRI and Sustainable Long-Term Investment (May 2, 2018)
    David A. Katz
  • David M. Silk, Sabastian V. Niles, Alicia C. McCarthy and Carmen X.W. Lu, An ESG Setback? DOL Sounds Cautionary Tone on ESG-Related Proxy Voting, Shareholder Engagement and Economically Targeted Investments (April 27, 2018)
    David A. Katz
  • Martin Lipton, The Purpose of the Corporation (April 10, 2018)
    David A. Katz
  • Martin Lipton, et al., Risk Management and the Board of Directors (Updated March 2018) (March 14, 2018)
    David A. Katz
  • Stephen Fraidin and Christopher J. Porcelli, Certain Issues Related to Hedge Fund Activism
    Stephen Fraidin
  • Covington & Burling LLP, SEC Adopts New Guidance on Public Company Cybersecurity Disclosures and Insider Trading (March 1, 2018)
    Keir D. Gumbs
  • Covington & Burling LLP, SEC Expands Definition of Smaller Reporting Company (July 9, 2018)
    Keir D. Gumbs
  • The Best Practices Committee for Shareowner Participation in Virtual Annual Meetings, Principles and Best Practices for Virtual Annual Shareowner Meetings
    Keir D. Gumbs
  • Skadden, Arps, Slate, Meagher & Flom LLP, Executive Compensation and Benefits Alert, Section 162(m) After the Tax Cuts and Jobs Act: What to Do Now (January 4, 2018)
    Brian V. Breheny
  • Joseph Penko, Robert Saunders and Audrey Murga, Harvard Law School Forum on Corporate Governance and Financial Regulation, Ineffective Stockholder Approval for Director Equity Awards (January 7, 2018)
    Brian V. Breheny
  • Regina Olshan, Joseph M. Penko and John Wright, Securities Regulation Daily, Impact of Compensation-Related Litigation on Public Companies (February 14, 2018)
    Brian V. Breheny
  • Skadden, Arps, Slate, Meagher & Flom LLP, Impact of SEC Staff Guidance on Shareholder Proposals in the 2018 Proxy Season: Dead-End Street or Road Under Construction? (June 19, 2018)
    Brian V. Breheny
  • Skadden, Arps, Slate, Meagher & Flom LLP, Capital Markets Alert, SEC Expands ‘Smaller Reporting Company’ Definition (July 9, 2018)
    Brian V. Breheny
  • Skadden, Arps, Slate, Meagher & Flom LLP, Capital Markets Alert, SEC Eases Disclosure Threshold under Rule 701 (July 19, 2018)
    Brian V. Breheny
  • Skadden, Arps, Slate, Meagher & Flom LLP, Capital Markets Alert, SEC Solicits Comment on Modernizing the Rules and Forms for Stock-Based Compensation (August 2, 2018)
    Brian V. Breheny
  • Current Developments, Division of Corporation Finance, U.S. Securities and Exchange Commission (as of August 15, 2018)
    David M. Lynn
  • Morris Nichols Arsht & Tunnell LLP, Mergers & Acquisitions: A Delaware Checklist
    Patricia O. Vella
  • Recent Developments in Delaware Corporate Law
    Mark J. Gentile
  • The State of Appraisal in the Delaware Courts
    Michael A. Pittenger
  • Amy L. Simmerman and Katharine A. Martin, Controlling Stockholder Conflicts and How to Handle Them
    Katharine A. Martin
  • Colleen P. Mahoney, Charles F. Walker, Andrew M. Lawrence and Joshua A. Ellis, Trends in SEC Enforcement & Internal Investigations (August 30, 2018)
    Colleen P. Mahoney
  • King & Spalding, Client Alert, Securities Enforcement and Regulation, Data, Privacy and Security, Practical Advice for Evaluating Insider Trading Compliance Programs in Light of Recent Cybersecurity Events and SEC Guidance (May 1, 2018)
    Dixie L. Johnson
  • Dixie L. Johnson, Brian R. Michael, Ehren Halse, Kyle Sheahen and Matthew B. Hanson, How to Respond to an SEC Subpoena: The Top Ten Tips for Cryptocurrency Entities (March 7, 2018)
    Dixie L. Johnson
  • Dixie L. Johnson, et al., Law 360, The Impact of Kokesh So Far, and What’s Next: Part 2 (February 14, 2018)
    Dixie L. Johnson
  • Dixie L. Johnson, et al., Law 360, The Impact of Kokesh So Far, and What’s Next: Part 1 (February 13, 2018)
    Dixie L. Johnson
  • King & Spalding, Client Alert, Special Matters; Government Advocacy and Public Policy Practice Group, Dividing Up the Sandbox: Recent Actions and Public Statements Demonstrate How the SEC and CFTC Are Dividing up the Cryptocurrency and Crypto-Token Enforcement Landscape (February 7, 2018)
    Dixie L. Johnson
  • King & Spalding, Client Alert, Special Matters & Government Investigations/Government Advocacy & Public Policy Practice Groups, Bad Advice and Blockchain-R-US: Stern Warnings from the SEC and CFTC Chairmen on Unregistered ICOs, Cashing In on “Crypto-Mania” (January 26, 2018)
    Dixie L. Johnson
  • Debevoise & Plimpton LLP, Update, Supreme Court Holds Appointment of SEC’s In-House Judges Unconstitutional (June 25, 2018)
    Andrew J. Ceresney
  • Debevoise & Plimpton LLP, Accounting & Financial Reporting Enforcement Round-Up, Issue 5 (May 2018)
    Andrew J. Ceresney
  • Debevoise & Plimpton LLP, Update, DOJ’s New Policy on Coordination of Corporate Resolutions Aims to Reduce “Piling On” (May 11, 2018)
    Andrew J. Ceresney
  • Debevoise & Plimpton LLP, Client Update, Supreme Court Clarifies Scope of Dodd-Frank’s Whistleblower Protections (February 22, 2018)
    Andrew J. Ceresney
  • Debevoise & Plimpton LLP, Client Update, SEC’s Division of Enforcement Announces Self-Reporting Program for Advisers Who Failed to Disclose Conflicts in Share Class Selection (February 13, 2018)
    Andrew J. Ceresney
  • Debevoise & Plimpton LLP, Accounting & Financial Reporting Enforcement Round-Up, Issue 4 (January 2018)
    Andrew J. Ceresney
  • Jones Day, White Paper, SEC Enforcement in Financial Reporting and Disclosure—2018 Mid-Year Update (July 2018)
    Joan E. McKown
  • Jones Day, Alert, U.S. Supreme Court Holds SEC’s Staff Appointments for Administrative Law Judge Unconstitutional (June 2018)
    Joan E. McKown
  • Jones Day, Commentary, SEC Announces Yahoo Will Pay $35 Million for Failure to Disclose Data Security Incident (May 2018)
    Joan E. McKown
  • Jones Day, Alert, Supreme Court Rules on Whistleblower Reporting to SEC (February 2018)
    Joan E. McKown
  • Davis Polk, Client Memorandum, SEC’s Proposed Amendments to Its Whistleblower Program May Increase Reporting of Potential Securities-Law Violations to the SEC (July 6, 2018)
    Linda Chatman Thomsen
  • Davis Polk, Client Memorandum, Supreme Court Holds that SEC Administrative Law Judges Have Been Unconstitutionally Appointed in Decision that is Likely to Have Far-Reaching Impact (June 25, 2018)
    Linda Chatman Thomsen
  • Davis Polk, Client Memorandum, SEC Announces Self-Reporting Initiative for Rule 12b-1 Fee Disclosures (March 15, 2018)
    Linda Chatman Thomsen
  • Davis Polk, Client Memorandum, Supreme Court Rules that Dodd-Frank Whistleblower Protections Do Not Extend to Internal Reporting (February 27, 2018)
    Linda Chatman Thomsen
  • Davis Polk, Client Memorandum, White Collar Update: Deputy Attorney General Rod Rosenstein Announces New FCPA Corporate Enforcement Policy Establishing a Category of Presumptive Declinations (December 1, 2017)
    Linda Chatman Thomsen
  • Davis Polk, Client Memorandum, White Collar Update: SEC Division of Enforcement Co-Directors Stephanie Avakian and Steven Peikin Provide Remarks on Enforcement Division’s Initiatives and Priorities (October 30, 2017)
    Linda Chatman Thomsen
  • Ralph Ferrara and Julia Alonzo, Recent Changes in Delaware Derivative Law
    Ralph C. Ferrara
  • Managing Crises in the Social Media Era: Ten Do’s and Don’t’s
    Mary Jo White
  • Mary Jo White and David L. Portilla, Crisis Management in the Banking Industry, There Is No Substitute for Preparation to Meet Challenges and Crises
    Mary Jo White
  • Introduction to Crisis Communications (August 15, 2018)
    Winnie Lerner
  • Wilmer Cutler Pickering Hale and Dorr LLP, Crisis Management and Cyber Security, Board Oversight of Cybersecurity
    William R. McLucas
  • Wilmer Cutler Pickering Hale and Dorr LLP, Cybersecurity Readiness and Crisis Response
    William R. McLucas
  • Playing by the Rules: Ethics in the Investigations and Litigation Context (November 9, 2017)
    James Q. Walker

Presentation Material

  • Day 1 Welcome
    Keith F. Higgins, Carmen J. Lawrence, David M. Lynn
  • Developments in the Capital Markets
    Marc D. Jaffe, Deanna L. Kirkpatrick, Christian O. Nagler, Lona Nallengara, Thomas W. Yang
  • Financing Issues Facing Late-Stage Private Companies and Smaller Reporting Companies
    Steven E. Bochner, David N. Feldman, Anna T. Pinedo, Jennifer A. Zepralka
  • Accounting and Auditing Developments
    Wesley R. Bricker, Christine Q. Davine, Kyle L. Moffatt, Sharon Virag, John W. White
  • Luncheon Speaker
    Hon. Robert J. Jackson, Jr.
  • All Things Crypto: The Evolving Landscape PowerPoint
    Alma M. Angotti, Curtis L. Mo, Valerie A. Szczepanik, K. Brent Tomer, Nancy H. Wojtas
  • Press Release: SEC Charges ICO Superstore and Owners With Operating As Unregistered Broker-Dealers
    Curtis L. Mo
  • Press Release: SEC Charges Digital Asset Hedge Fund Manager With Misrepresentations and Registration Failures
    Curtis L. Mo
  • Ethical Issues in Transactional Settings
    Alan L. Beller, John F. Olson, Jennifer A. Paradise, James Q. Walker
  • Day 2 Welcome
  • Fireside Chat With Our Institute Founders PowerPoint
    Arthur Fleischer, Jr., Robert H. Mundheim
  • Fried Frank, M&A/Private Equity Briefing, Court of Chancery’s Commentary in Akorn–on MAC and Other Standard Merger Agreement Provisions—Prompts New Drafting Considerations
    Arthur Fleischer, Jr.
  • Disclosure Challenges for Public Companies
    Meredith B. Cross, Thomas J. Kim, Cicely LaMothe, Michael R. Littenberg, Jennifer C. McGarey
  • Corporate Activism and Engagement: The New Normal
    David A. Katz
  • Proxy Season Never Ends: Executive Compensation and Shareholder Engagement
    Brian V. Breheny, Lillian Brown, Martin P. Dunn, Keir D. Gumbs, Robert McCormick
  • Corp Fin Hot Topics: What’s on the Agenda for the Division of Corporation Finance?
    William H. Hinman, David M. Lynn, Shelley E. Parratt
  • Delaware Developments: The Latest from the First State
    Mark J. Gentile, Lawrence A. Hamermesh, Michael A. Pittenger, Patricia O. Vella
  • M&A Roundup: Today’s Deal Landscape
    Jane D. Goldstein, Alyssa A. Grikscheit, Katharine A. Martin, Melissa Sawyer, Ted Yu
  • Day 3 Welcome
  • Up Close With the SEC’s Division of Enforcement
    Stephanie Avakian, Steven R. Peikin
  • Government Enforcement Priorities: No Change, Sea Change, or Somewhere in the Middle?
    Marc P. Berger, Robert S Khuzami, Colleen P. Mahoney, James M. McDonald
  • Rebuttal: The Defense Perspective
    George S. Canellos, Andrew J. Ceresney, Dixie L. Johnson, Joan E. McKown
  • Private Securities Litigation: The Latest PowerPoint
    Ralph C. Ferrara, Brad S. Karp, Elaine H. Mandelbaum, Maeve L. O'Connor, Jonathan K. Youngwood
  • Parallel Proceedings: Cram Sheet
    Ralph C. Ferrara
  • Crisis Management: Keeping Calm and Coming Out the Other Side
    Stephen M. Cutler, David M. Detweiler, Winnie Lerner, William R. McLucas, Hon. Mary Jo White
  • Playing by the Rules: Ethics in the Investigations and Litigation Context PowerPoint
    Simon M. Lorne, Richard H. Walker, James Q. Walker, Sarah F. Warren
  • Supplemental Handout- Playing by the Rules: Ethics in the Investigations and Litigation Context
    James Q. Walker