On-Demand   On-Demand Web Programs

49th Annual Institute on Securities Regulation

Released on: Dec. 3, 2017
Running Time: 19:55:28
In addition to the credits listed , the 49th Annual Institute on Securities Regulation has been submitted to ABA Professional Certifications for CE credit review and is pending approval. Once we receive notification of the credit approval, we will notify attendees/participants.

What You Will Learn

  • IPOs and public offerings by seasoned issuers
  • Private offerings and public offerings by smaller reporting companies
  • Legislative and regulatory developments in a new administration
  • Focus on disclosure: regulatory action and practical considerations
  • What’s new in accounting and financial reporting?
  • Ethical issues in transactional settings
  • Taking a closer look at securities opinions
  • Securities law grab bag: your frequent questions answered
  • Engagement today:Revisiting the relationship with shareholders
  • Hot topics at the Division of Corporation Finance
  • Delaware update: The latest legislative and judicial developments
  • M&A roundup: Today’s deal landscape
  • Roundtable: what’s keeping in-house counsel up at night?
  • Government enforcement priorities: what’s new, what’s hot and what’s not?
  • The defense perspective: the many shades of grey
  • Private securities litigation: navigating the latest challenges
  • Crisis management: the advanced course
  • Ethics in the enforcement context: spotting and solving the issues
Lecture Topics [Total time 00:24:15]

Segments with an asterisk (*) are available only with the purchase of the entire program.

  • Welcome and Opening Remarks* [00:10:09]
    David M. Lynn, Carmen J. Lawrence, Keith F. Higgins
  • Keynote Speaker [00:30:08]
    Hon. Jay Clayton
  • IPOs and Public Offerings by Seasoned Issuers [01:00:04]
    Deanna L. Kirkpatrick, Joshua N. Korff, Jeffrey R. Vetter, Ian D. Schuman, Robert C. Vincent
  • Private Offerings and Public Offerings by Smaller Reporting Companies [01:03:38]
    Gordon K. Davidson, Sebastian Gomez Abero, Sara Hanks, Anna T. Pinedo, Gregory C. Yadley
  • Legislative and Regulatory Developments in a New Administration [01:00:34]
    Meredith B. Cross, Amy Borrus, Lona Nallengara, Brian P. O'Shea
  • Focus on Disclosure: Regulatory Action and Practical Considerations [01:00:14]
    Thomas J. Kim, Brian V. Breheny, Karen J. Garnett, Katayun I. Jaffari, Alison M. Zoellner
  • What’s New in Accounting and Financial Reporting? [01:02:05]
    John W. White, Wesley R. Bricker, Loretta V. Cangialosi, Michael J. Gallagher, Mark Kronforst
  • Ethical Issues in Transactional Settings [01:00:48]
    John F. Olson, Paul L. Choi, Ralph C. Ferrara, Jennifer A. Paradise
  • Taking a Closer Look at Securities Opinions [01:15:04]
    Stanley Keller, Catherine T. Dixon, Nicolas Grabar, Ettore A. Santucci
  • Securities Law Grab Bag: Your Frequent Questions Answered [00:57:59]
    Steven E. Bochner, Martin P. Dunn, Alan L. Dye, David A. Katz
  • Engagement Today: Revisiting the Relationship with Shareholders [01:04:34]
    Keir D. Gumbs, Michele M. Anderson, Mark A. Borges, Ronald O. Mueller, Christopher A. Wightman
  • Hot Topics at the Division of Corporation Finance [00:59:48]
    David M. Lynn, William H. Hinman, Shelley E. Parratt
  • Delaware Update: The Latest Legislative and Judicial Developments [01:01:08]
    Lawrence A. Hamermesh, Michael A. Pittenger, Srinivas M. Raju, Patricia O. Vella
  • M&A Roundup: Today’s Deal Landscape [00:58:40]
    Steven A. Rosenblum, Audra D. Cohen, Faiza J. Saeed, Ted Yu
  • Roundtable: What’s Keeping In-House Counsel Up at Night? [01:01:08]
    Richard H. Walker, David Detweiler, Matthew Furman, Simon M. Lorne
  • Keynote Speaker [00:43:45]
    Hon. Mary Jo White
  • Government Enforcement Priorities: What’s New, What’s Hot and What’s Not? [01:00:32]
    Colleen P. Mahoney, Stephanie Avakian, Telemachus P. Kasulis, Manal Sultan
  • The Defense Perspective: The Many Shades of Gray [01:00:07]
    Linda Chatman Thomsen, George S. Canellos, Andrew J. Ceresney, Dixie L. Johnson, Robert S Khuzami
  • Private Securities Litigation: Navigating the Latest Challenges [01:00:37]
    Brad S. Karp, Adam S. Hakki, John J. Huber, Elaine H. Mandelbaum, Jonathan K. Youngwood
  • Crisis Management: The Advanced Course [01:02:48]
    Stephen M. Cutler, Kathryn H. Ruemmler, Theodore V. Wells Jr., Hon. Mary Jo White, Gerson A. Zweifach
  • Ethics in the Enforcement Context: Spotting and Solving the Issues [01:01:38]
    Simon M. Lorne, David M. Becker, William R. McLucas, Robert H. Mundheim, James Q. Walker

The purchase price of this Web Program includes the following articles from the Course Handbook available online:

  • COMPLETE COURSE HANDBOOK
  • Davis Polk, Recent Developments in Public Offerings, A Collection of Selected Updates from November 2016—August 2017
    Deanna L. Kirkpatrick
  • Joshua N. Korff and Christine Strumpen-Darrie, Make-Whole Premiums: Latest Market Technology
    Joshua N. Korff
  • Latham & Watkins LLP, US IPO User Guide, 2016 Edition (June 30, 2016)
    Ian D. Schuman
  • Jeffrey R. Vetter and Ran Ben-Tzur, Fenwick & West LLP, New Index Rules Likely to Significantly Impact Tech Companies with Multi-Class Capital Structures (August 4, 2017)
    Jeffrey R. Vetter
  • Fenwick & West LLP, Key Metrics for Technology and Life Sciences Initial Public Offerings (H1 2017)
    Jeffrey R. Vetter
  • Stanley Keller, SEC Opinion Raises Question About 2007 General Solicitation Guidance
    Gordon K. Davidson
  • KCD Financial Inc., Exchange Act Release No. 80340, Admin. Proc. File No. 3-17512 (Mar. 29, 2017) (sustaining disciplinary action taken by FINRA)
    Gordon K. Davidson
  • Revisions of Limited Offering Exemptions in Regulation D, 17 CFR Parts 200, 230 and 239 (Proposed rules; Request for additional comments, August 3, 2007)
    Gordon K. Davidson
  • CrowdCheck, Inc., Communications and Publicity by Crowdfunding Portals (November 2016)
    Sara Hanks
  • CrowdCheck, Inc., Concurrent Online Offerings
    Sara Hanks
  • Anna T. Pinedo and James R. Tanenbaum, Morrison & Foerster LLP, Securities Offerings and Communications: Is the Integration Bogeyman Dead?, The Current: The Journal of PLI Press, Vol. 1, No. 1 (Summer 2017)
    Anna T. Pinedo
  • Anna T. Pinedo and James R. Tanenbaum, Morrison & Foerster LLP, The Securities Law Crystal Ball (January 2017)
    Anna T. Pinedo
  • ShareVault and Morrison & Foerster, Understanding Recent Regulation A+ Changes (March 2017)
    Anna T. Pinedo
  • Ze’-ev D. Eiger and Anna T. Pinedo, Morrison & Foerster LLP, Practice Pointers on: Navigating the Securities Act’s Prohibition on General Solicitation and General Advertising
    Anna T. Pinedo
  • Morrison & Foerster LLP, Client Alert, Following the Wisdom of the Crowd?, A Look at the SEC’s Final Crowdfunding Rules (November 2, 2015)
    Anna T. Pinedo
  • Morrison & Foerster LLP, Summary Chart of Exempt Offering Alternatives
    Anna T. Pinedo
  • Ze’-ev D. Eiger and Elizabeth C. Schauber, Morrison & Foerster LLP, Client Alert, SEC Adopts Final Rules Regarding Intrastate and Regional Offerings (October 27, 2016)
    Anna T. Pinedo
  • Ze’-ev D. Eiger, Morrison & Foerster LLP, Practice Pointers on Matchmaking Basics: How it Works, Current Regulations and Key Considerations
    Anna T. Pinedo
  • Finders: A Boulder on the Path to Capital Formation for Small Businesses
    Gregory C. Yadley
  • Accredited Investors = Capital for Small Businesses
    Gregory C. Yadley
  • Capital for Small Businesses in Intrastate Offerings
    Gregory C. Yadley
  • Council of Institutional Investors, Proxy Access: Best Practices 2017 (July 2017)
    Amy Borrus
  • Yaw Asare and Lona Nallengara, Shearman & Sterling LLP, Status of Selected Dodd-Frank Act Rulemaking by the Securities and Exchange Commission (as of August 2017)
    Lona Nallengara
  • Shearman & Sterling LLP, CHOICE Act 2.0 Passes the House: What is the ‘CHOICE’? (July 20, 2017)
    Lona Nallengara
  • Skadden, Arps, Slate, Meagher & Flom LLP, Corporate Finance Alert, SEC to Permit All Issuers to Submit Confidential Draft Registration Statements (July 5, 2017)
    Brian V. Breheny
  • Skadden, Arps, Slate, Meagher & Flom LLP, Memorandum, Trump Tax Proposal Could Create Compensation-Related Opportunities (June 20, 2017)
    Brian V. Breheny
  • Skadden, Arps, Slate, Meagher & Flom LLP, Corporate Finance Alert, Financial CHOICE Act Aims to Open Capital Markets and Reduce Regulatory Burdens (June 12, 2017)
    Brian V. Breheny
  • Skadden, Arps, Slate, Meagher & Flom LLP, Memorandum, Potential Impact of Financial CHOICE Act on Corporate Governance and SEC Reporting and Disclosure Requirements (June 9, 2017)
    Brian V. Breheny
  • Skadden, Arps, Slate, Meagher & Flom LLP, SEC Reporting & Compliance Alert, Accounting Oversight Board Adopts New Model for Auditor Reports (June 7, 2017)
    Brian V. Breheny
  • Skadden, Arps, Slate, Meagher & Flom LLP, Brexit, SEC Disclosure Trends Related to Brexit and the Trump Administration (May 25, 2017)
    Brian V. Breheny
  • Corporate Sustainability and Disclosure, Practical Law The Journal, Transactions & Business (March 2015)
    Katayun I. Jaffari
  • Nancy S. Cleveland and Katayun I. Jaffari, The Evolving Definitions of Materiality and Sustainability Reporting, The Legal Intelligencer (May 7, 2013)
    Katayun I. Jaffari
  • Updated Non-GAAP CDIs (May 17, 2016)
    John W. White
  • Patrick Higgins and Kevin Garry, PwC, In Brief, No. US2016-22, SEC Updates Interpretive Guidance on Non-GAAP Financial Measures (May 19, 2016)
    John W. White
  • Paula Loop and Terry Ward, PwC, Government Insights Center, ACES (Audit Committee Excellence Series), To GAAP or Non-GAAP? The SEC is Watching (June 2016)
    John W. White
  • Beth Paul and John May, PwC, Point of View, Building Confidence in Non-GAAP Measures and Other KPIs (May 2016)
    John W. White
  • Allergan Comment Chain (Intelligize, a LexisNexis company, March 24, 2017)
    John W. White
  • Center for Audit Quality, Questions on Non-GAAP Measures: A Tool for Audit Committees (June 2016)
    John W. White
  • Center for Audit Quality, Non-GAAP Financial Measures, Continuing the Conversation (December 2016)
    John W. White
  • Derryck Coleman and Mercedes Erickson, Audit Analytics, A Look at Non-GAAP Reporting after New SEC Guidance (January 5, 2017)
    John W. White
  • Mary Jo White, Chair, SEC, Keynote Address at the 2015 AICPA National Conference: “Maintaining High-Quality, Reliable Financial Reporting: A Shared and Weighty Responsibility” (December 9, 2015)
    John W. White
  • Mary Jo White, Chair, SEC, Keynote Address, International Corporate Governance Network Annual Conference: Focusing the Lens of Disclosure to Set the Path Forward on Board Diversity, Non-GAAP, and Sustainability (June 27, 2016)
    John W. White
  • Wesley R. Bricker, Chief Accountant, SEC, Keynote Address Before the 2016 AICPA Conference on Current SEC and PCAOB Developments, Working Together to Advance High Quality Information in the Capital Markets (December 5, 2016)
    John W. White
  • Wesley R. Bricker, Chief Accountant, SEC, Remarks Before the 2017 Baruch College Financial Reporting Conference: “Advancing Our Capital Markets with High-Quality Information” (May 4, 2017)
    John W. White
  • Sylvia E. Alicea, Professional Accounting Fellow, Office of the Chief Accountant, SEC, Remarks Before the Bloomberg BNA Conference on Revenue Recognition (May 8, 2017)
    John W. White
  • Wesley R. Bricker, Chief Accountant, SEC, Remarks Before the Annual Life Sciences Accounting & Reporting Congress: “Advancing Effective Internal Control and Credible Financial Reporting” (March 21, 2017)
    John W. White
  • Wesley R. Bricker, Deputy Chief Accountant, SEC, Remarks Before the 35th Annual SEC and Financial Reporting Institute Conference (June 9, 2016)
    John W. White
  • Wesley R. Bricker, Deputy Chief Accountant, Office of the Chief Accountant, SEC, Remarks Before the 2016 Baruch College Financial Reporting Conference (May 5, 2016)
    John W. White
  • Brett Cohen and Bill Coffey, PwC, In Brief, No. US2016-21, FASB Proposes Technical Corrections to the New Revenue Standard (May 19, 2016)
    John W. White
  • PwC, Point of View, Preparing for the New Revenue Standard—Are You Ready? (December 2015)
    John W. White
  • Center for Audit Quality, Preparing for the New Revenue Recognition Standard (December 2016)
    John W. White
  • Olga Usvyatsky and Derryck Coleman, Audit Analytics, Early Adoption of ASC 606: First Glance (December 22, 2016)
    John W. White
  • Olga Usvyatsky and Derryck Coleman, Audit Analytics, Six Months to New Revenue Standard Deadline (June 8, 2017)
    John W. White
  • John Bishop, Ashima Jain and Chad Soares, PwC, In Depth, No. US2016-02, The Leasing Standard, A Comprehensive Look at the New Model and Its Impact (March 2, 2016)
    John W. White
  • PwC, 10 Minutes on the New US Lease Standard (August 2016)
    John W. White
  • PwC, Impacts of the New Leasing Standard—Beyond Accounting (November 2016)
    John W. White
  • Brian Staniszewski, Professional Accounting Fellow, Office of the Chief Accountant, SEC, Remarks Before the 2016 AICPA National Conference on Current SEC and PCAOB Developments (December 5, 2016)
    John W. White
  • John Althoff, Chip Currie and Edward Lee, PwC, In Depth, No. US2016-07, The FASB’s New Financial Instruments Impairment Model (July 11, 2016)
    John W. White
  • John Althoff, Chip Currie, Jeffrey Joseph and Michael Kelly, PwC, In Depth, No. US2016-01, New Guidance on Recognition and Measurement to Impact Financial Instruments (January 29, 2016)
    John W. White
  • FASB ASC 450-20
    John W. White
  • FASB Master Glossary—Loss Contingency (Definition)
    John W. White
  • PwC, Financial Statement Presentation, Chapter 23: Commitments, Contingencies, and Guarantees
    John W. White
  • Complaint, SEC v. RPM Int’l Inc., No. 1:16-cv-01803 (D.D.C. Sept. 9, 2016)
    John W. White
  • U.S. Securities and Exchange Commission, SEC Litigation Release No. 23639, SEC Charges RPM International Inc. and its General Counsel for Disclosure and Accounting Failures (September 9, 2016)
    John W. White
  • Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings and Imposing a Cease-and-Desist Order, In re General Motors Company, Exchange Act Release No. 79825 (SEC Jan. 18, 2017)
    John W. White
  • U.S. Securities and Exchange Commission, Press Release, No. 2017-19, General Motors Charged with Accounting Control Failures (January 18, 2017)
    John W. White
  • Stericycle Inc., Comment Chain
    John W. White
  • Public Company Accounting Oversight Board, Improving the Transparency of Audits: Rules to Require Disclosure of Certain Audit Participants on a New PCAOB Form and Related Amendments to Auditing Standards, PCAOB Release No. 2015-008, PCAOB Rulemaking Docket Matter No. 029 (December 15, 2015)
    John W. White
  • PCAOB News Release, PCAOB Adopts Rules Requiring Disclosure of the Engagement Partner and Other Audit Firms Participating in an Audit (December 15, 2015)
    John W. White
  • PCAOB, Fact Sheet: Disclosure of Engagement Partner and Certain Other Participants on New PCAOB Form AP
    John W. White
  • Marc Panucci and Randy Hoppe, PwC, In Brief, No. US2015-43, PCAOB Adopts Final Rules to Disclose Name of Partner and Others on New Form (December 18, 2015)
    John W. White
  • Center for Audit Quality, Form AP, Auditor Reporting of Certain Audit Participants (June 2017)
    John W. White
  • Mercedes Erickson, Audit Analytics, A Century of Opinions: Companies with Auditor Tenure Over 100 Years (January 20, 2017)
    John W. White
  • Joey Bonaldi, Audit Analytics, SEC Comment Letters, A Six Year Trend (June 13, 2017)
    John W. White
  • Olga Usvyatsky, Audit Analytics, SEC Comment Letters, Early Returns (January 3, 2017)
    John W. White
  • Jessica McKeon, Audit Analytics, SEC Comment Letters, A Look at Top Issues in 2016 (December 12, 2016)
    John W. White
  • Joey Bonaldi, Audit Analytics, Update on “SEC Comment Letters: A Five Year Trend” (2015) (August 1, 2016)
    John W. White
  • Ethical Issues in Transactional Settings, Selected Materials
    Paul L. Choi, Ralph C. Ferrara, Jennifer A. Paradise, John F. Olson
  • Katie M. Lachter, Ethical Issues in Transactional Settings
    Ralph C. Ferrara
  • The Williams Companies, Inc. v. Energy Transfer Equity, L.P., et al., No. 330, 2016, C.A. Nos. 12168 & 12337 (Del. Ch. Mar. 23, 2017)
    John F. Olson
  • Statement on the Role of Customary Practice in the Preparation and Understanding of Third-Party Legal Opinions, ABA Legal Opinions Committee and Various Other Bar and Legal Groups, 63 Bus. Law. 1277 (2008)
    Stanley Keller
  • Guidelines for the Preparation of Closing Opinions, Section of Business Law of the American Bar Association, The Committee on Legal Opinions, 57 Bus. Law, 875 (2002)
    Stanley Keller
  • Legal Opinions in SEC Filings (2013 Update), Task Force on Securities Law Opinions, ABA Business Law Section, 68 Bus. Law. 1149 (2013)
    Stanley Keller
  • Negative Assurance in Securities Offerings (2008 Revision), Report of the Subcommittee on Securities Law Opinions, Committee on Federal Regulation of Securities, ABA Section of Business Law, 64 Bus. Law. 395 (2009)
    Stanley Keller
  • No Registration Opinions, Report of the Subcommittee on Securities Law Opinions (2015 Update), Federal Regulation of Securities Committee, ABA Business Law Section, 71 Bus. Law, 129 (2015–2016)
    Stanley Keller
  • SEC v. Sourlis, 851 F.3d 139 (2d Cir. 2016)
    Stanley Keller
  • Opinion dated January 11, 2006, delivered by Virginia K. Sourlis Re: Instructions—Issuance of Common Stock Underlying Convertible Promissory Notes
    Stanley Keller
  • SEC v. Frohling, 851 F.3d 132 (2d Cir. 2016)
    Stanley Keller
  • Exchange Act Rule 14e-1 Opinions for Debt Tender Offers, The Business Lawyer, ABA Subcommittee on Securities Law Opinions (April 28, 2017)
    Stanley Keller
  • Opinions of U.S. Counsel in Cross-Border Transactions
    Ettore A. Santucci
  • Chapter 1: The Venture Capital Board Member’s Survival Guide: Handling Conflicts Effectively While Wearing Two Hats
    Amy L. Simmerman
  • Wilson Sonsini Goodrich & Rosati, WSGR Alert, Major Stock Index Providers to Limit Inclusion of Multi-Class Companies: What It Means and Why It Matters (August 8, 2017)
    Steven E. Bochner
  • Wilson Sonsini Goodrich & Rosati, WSGR Alert, Dual-Class Stock and Private Ordering: A System That Works (May 17, 2017)
    Steven E. Bochner
  • Hogan Lovells, SEC Update, September 1 Effective Date for Exhibit Hyperlinks in SEC Filings Fast Approaching (August 1, 2017)
    Alan L. Dye
  • Hogan Lovells, SEC Update, SEC Extends to Non-EGCs Process for Nonpublic review of Registration Statements (July 7, 2017)
    Alan L. Dye
  • Hogan Lovells, SEC Staff Issues New Guidance on CEO Pay Ratio Disclosure Requirements (November 4, 2016)
    Alan L. Dye
  • David A. Katz and Laura A. McIntosh, Corporate Governance Update: Prioritizing Board Diversity (January 25, 2017)
    David A. Katz
  • Gibson, Dunn & Crutcher LLP, Shareholder Proposal Developments During the 2017 Proxy Season
    Ronald O. Mueller
  • CamberView Partners, LLC, Investor Coalition Publishes U.S. Stewardship Code (January 2017)
    Christopher A. Wightman
  • CamberView Partners, LLC, The CEO-to-Employee Pay Ratio Rule: Begin Thinking About Messaging Now (August 2017)
    Christopher A. Wightman
  • Compensia, Inc., Thoughtful Pay Alert, The New ISS Pay-for-Performance Methodology—A Closer Look at the Gathering Storm (June 12, 2017)
    Mark A. Borges
  • CamberView Partners, LLC, Five Investor Trends Driving Say-on-Pay Votes in 2017 (April 2017)
    Christopher A. Wightman
  • Abe M. Friedman and Chad Spitler, CamberView Partners, LLC, Sustainability Goes Mainstream (April 2017)
    Christopher A. Wightman
  • Covington & Burling LLP, Client Alert, Choice Act 2.0: Key Capital Markets and Securities Law Provisions (May 2, 2017)
    Keir D. Gumbs
  • CamberView Partners, LLC, Client Alert, After the Annual General Meeting: How Boards Can Prepare for Next Year (June 2017)
    Christopher A. Wightman
  • Covington & Burling LLP, Client Alert, SEC Permits All Companies to File Certain Registration Statements Confidentially (July 5, 2017)
    Keir D. Gumbs
  • Covington & Burling LLP, Client Alert, SEC Requires Hyperlinks to Exhibits (April 11, 2017)
    Keir D. Gumbs
  • Covington & Burling LLP, Client Alert, SEC Signals Some Relief on Conflict Minerals Rule (April 17, 2017)
    Keir D. Gumbs
  • Covington & Burling LLP, Client Alert, EU Adopts Final Regulation on Importation of Conflict Minerals (March 28, 2017)
    Keir D. Gumbs
  • CamberView Partners, LLC, S&P Dow Jones Indices and FTSE Russell Announce Decisions on Exclusion of Companies with Multiple-Class Share Structures (August 2017)
    Christopher A. Wightman
  • CamberView Partners, LLC, FTSE Russell to Exclude Companies with Low or No Voting Rights from Stock Indexes (July 2017)
    Christopher A. Wightman
  • Current Developments, Division of Corporation Finance, U.S. Securities and Exchange Commission (August 15, 2017)
    David M. Lynn
  • Delaware Update: The Latest Legislative and Judicial Developments (Compilation)
    Lawrence A. Hamermesh
  • Takeover Law and Practice (March 2017)
    David A. Katz, Steven A. Rosenblum
  • Willis Towers Watson, FINEX Observer, Practical Insight into the World of Financial and Executive Risks
    Matthew Furman
  • Independent Directors of the Board of Wells Fargo & Company, Sales Practices Investigation Report (April 10, 2017)
    Richard H. Walker
  • The Holder Report on Uber’s Workplace Culture
    Richard H. Walker
  • Colleen P. Mahoney, Charles F. Walker, Erich T. Schwartz, Andrew M. Lawrence and Joshua A. Ellis, Trends in SEC Enforcement & Internal Investigations (August 17, 2017)
    Colleen P. Mahoney
  • The Defense Perspective: The Many Shades of Gray
    Robert S. Khuzami, Dixie L. Johnson, Andrew J. Ceresney, Linda Chatman Thomsen, George S. Canellos
  • Dixie L. Johnson, M. Alexander Koch, and Victoria V. Bohannan, SEC Enforcement Developments (Submitted August 23, 2017)
    Dixie L. Johnson
  • Leidos and MD&A: Seeing MD&A Through the Eyes of the SEC
    John J. Huber
  • Jonathan K. Youngwood and Nihara K. Choudhri, The Extraterritorial Application of Section 10(b) After Morrison v. National Australia Bank (August 11, 2017)
    Jonathan K. Youngwood
  • Wells Fargo, News Release, Wells Fargo Issues Statement on Agreement Related to Sales Practices (September 8, 2016)
    Stephen M. Cutler
  • Wells Fargo., Living Our Values, Inside the Stagecoach, Perspective on September 8 Settlement Announcement, A Message from John Stumpf, Chairman and CEO of Wells Fargo & Company (September 8, 2016)
    Stephen M. Cutler
  • Wells Fargo, News Release, Wells Fargo to Eliminate Product Sales Goals for Retail Bankers (September 13, 2016)
    Stephen M. Cutler
  • Wells Fargo, News Release, Wells Fargo Chairman and CEO John Stumpf Outlines a Series of New Actions to Strengthen Culture and Rebuild Trust of Customers and Team Members at Senate Banking Committee Hearing (September 20, 2016)
    Stephen M. Cutler
  • Wells Fargo, News Release, Independent Directors of Wells Fargo Conducting Investigation of Retail Banking Sales Practices and Related Matters (September 27, 2016)
    Stephen M. Cutler
  • Wells Fargo, News Release, Wells Fargo Chairman and CEO John Stumpf Provides an Update on Actions to Address Wrongful Sales Practices in the Company’s Retail Bank (September 29, 2016)
    Stephen M. Cutler
  • Wells Fargo, News Release, Wells Fargo Chairman, CEO John Stumpf Retires; Board of Directors Elects Tim Sloan CEO, Director; Appoints Lead Director Stephen Sanger Chairman, Director Elizabeth Duke Vice Chair (October 12, 2016)
    Stephen M. Cutler
  • Wells Fargo, News Release, Wells Fargo Announces Actions Based on Retail Banking Sales Practices Investigation (February 21, 2017)
    Stephen M. Cutler
  • Wells Fargo, News Release, Wells Fargo Announces Executive Compensation Actions to Promote Accountability (March 1, 2017)
    Stephen M. Cutler
  • Wells Fargo, News Release, Wells Fargo Reiterates Commitment to Building a Better Bank with Open Letter to Customers (April 4, 2017)
    Stephen M. Cutler
  • Wells Fargo, News Release, Wells Fargo Board Releases Findings of Independent Investigation of Retail Banking Sales Practices and Related Matters (April 10, 2017)
    Stephen M. Cutler
  • Wells Fargo, News Release, Wells Fargo Statement Regarding Board Investigation into the Community Bank’s Retail Sales Practices (April 10, 2017)
    Stephen M. Cutler
  • Wells Fargo, News Release, Wells Fargo CEO Shares Updates on Company’s Rebuilding Trust Efforts in Companywide Message (August 4, 2017)
    Stephen M. Cutler
  • Managing Crises in the Social Media Era: Ten Do’s and Don’t’s (August 11, 2017)
    Mary Jo White
  • Ethics in the Enforcement Context: Spotting and Solving the Issues: Hypothetical I
    Simon M. Lorne
  • Ethics in the Enforcement Context: Spotting and Solving the Issues: Hypothetical II
    Simon M. Lorne
  • Ethics in the Enforcement Context: Spotting and Solving the Issues: Hypothetical III
    Simon M. Lorne
  • Ethics in the Enforcement Context: Spotting and Solving the Issues: Hypothetical IV
    Simon M. Lorne
  • Ethics in the Enforcement Context: Spotting and Solving the Issues: Hypothetical V
    Simon M. Lorne
  • Ethics on the Enforcement Context: Spotting and Solving the Issues
    James Q. Walker

Presentation Material

  • Welcome - Keynote Speaker
    Keith F. Higgins, Carmen J. Lawrence, David M. Lynn, Hon. Jay Clayton
  • IPOs and Public Offerings by Seasoned Issuers
    Deanna L. Kirkpatrick, Joshua N. Korff, Ian D. Schuman, Jeffrey R. Vetter, Robert C. Vincent
  • Private Offerings and Public Offerings by Smaller Reporting Companies
    Sebastian Gomez Abero, Gordon K. Davidson, Sara Hanks, Anna T. Pinedo, Gregory C. Yadley
  • Legislative and Regulatory Developments in a New Administration
    Amy Borrus, Meredith B. Cross, Lona Nallengara, Brian P. O'Shea
  • Focus on Disclosure: Regulatory Action and Practical Considerations
    Brian V. Breheny, Karen J. Garnett, Katayun I. Jaffari, Thomas J. Kim, Alison M. Zoellner
  • What’s New in Accounting and Financial Reporting?
    Wesley R. Bricker, Loretta V. Cangialosi, Michael J. Gallagher, Mark Kronforst, John W. White
  • Cram Sheet - Good Faith Hijacked? HANDOUT
    Ralph C. Ferrara
  • Ethical Issues in Transactional Settings
    Paul L. Choi, Ralph C. Ferrara, John F. Olson, Jennifer A. Paradise
  • Taking a Closer Look at Securities Opinions
    Catherine T. Dixon, Nicolas Grabar, Stanley Keller, Ettore A. Santucci
  • Securities Law Grab Bag: Your Frequent Questions Answered
    Steven E. Bochner, Martin P. Dunn, Alan L. Dye, David A. Katz
  • Engagement Today: Revisiting the Relationship with Shareholders
    Michele M. Anderson, Mark A. Borges, Keir D. Gumbs, Ronald O. Mueller, Christopher A. Wightman
  • Hot Topics at the Division of Corporation Finance
    William H. Hinman, David M. Lynn, Shelley E. Parratt
  • Delaware Update: The Latest Legislative and Judicial Developments
    Lawrence A. Hamermesh, Michael A. Pittenger, Srinivas M. Raju, Patricia O. Vella
  • Delaware Update: The Latest Legislative and Judicial Developments-HANDOUT
    Michael A. Pittenger
  • Statutory Amendments and Corwin’s Continuing Importance-HANDOUT
    Patricia O. Vella
  • M&A Roundup: Today’s Deal Landscape
    Audra D. Cohen, Steven A. Rosenblum, Faiza J. Saeed, Ted Yu
  • Roundtable: What’s Keeping In-House Counsel Up at Night?
    David Detweiler, Matthew Furman, Simon M. Lorne, Richard H. Walker
  • Welcome - Keynote Speaker
    Hon. Mary Jo White
  • Government Enforcement Priorities: What’s New, What’s Hot and What’s Not?
    Stephanie Avakian, Telemachus P. Kasulis, Colleen P. Mahoney, James McDonald
  • The Defense Perspective: The Many Shades of Gray
    George S. Canellos, Andrew J. Ceresney, Dixie L. Johnson, Robert S Khuzami, Linda Chatman Thomsen
  • Private Securities Litigation: Navigating the Latest Challenges
    Adam S. Hakki, John J. Huber, Brad S. Karp, Elaine H. Mandelbaum, Jonathan K. Youngwood
  • When Rules Collide --Leidos, the Supreme Court, and the Risk to the MD&A-HANDOUT
    John J. Huber
  • Crisis Management: The Advanced Course
    Stephen M. Cutler, Kathryn H. Ruemmler, Theodore V. Wells Jr., Hon. Mary Jo White, Gerson A. Zweifach
  • Ethics in the Enforcement Context: Spotting and Solving the Issues
    David M. Becker, Simon M. Lorne, William R. McLucas, Robert H. Mundheim, James Q. Walker