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Directors' and Officers' Liability: Current Law, Recent Developments, Emerging Issues (3rd Edition)

Treatise  Treatise

Published: November 2017

The third edition of Directors’ and Officers’ Liability provides an up-to-date, straightforward explanation of the obligations of directors and officers of public companies, the penalties that they face if they fail to meet their obligations, and the protections that are offered them under the law or by agreement. Authors Barry Kaplan and Gregory Watts (Wilson Sonsini Goodrich & Rosati) guide readers through the sources of law governing ...

FDA Deskbook: A Compliance and Enforcement Guide

Treatise  Treatise

Published: November 2017

FDA Deskbook: A Compliance and Enforcement Guide provides a comprehensive description of the complexities of compliance under The Federal Food, Drug, and Cosmetic Act (FDC Act) and practical suggestions on how FDA-regulated entities can avoid being the subject of an enforcement action by the federal government. It explains the legal framework created by the FDC Act and subsequent statutes, regulations, guidance and policies governing the food and ...

Financial Product Fundamentals: Law, Business, Compliance (2nd Edition)

Treatise  Treatise

Published: November 2017

Financial Product Fundamentals is a comprehensive reference on the regulations, benefits, advantages, pricing, distribution, marketing, and current and future viability of registered offerings. It includes expert analysis of private placements, mutual funds, hedge funds, money market funds, exchange traded funds, real estate investment trusts, international investment funds, variable insurance products, and other instruments. Now in a second edition, ...

Hot Topics for In-House Counsel 2017

Handbook  Course Handbook

Course Handbook from the program Hot Topics for In-House Counsel 2017, held November, 2017.

Mutual Funds and Exchange Traded Funds Regulation

Treatise  Treatise

Published: November 2017

Mutual Funds and Exchange Traded Funds Regulation offers definitive and up-to-date legal and compliance information, helping practitioners to: Satisfy prospectus disclosure and delivery standards Draft airtight advisory, distribution, custodian, and other contracts Structure sound compensation agreements Exploit statutory safe harbors and other exemptions Use SEC-approved methods of valuating mutual fund shares Ensure ...

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