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Showing 1 - 25 of 76 Results


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Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017

Handbook  Course Handbook

Course Handbook from the program Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, held November, 2017.

Coping with U.S. Export Controls and Sanctions 2017

Handbook  Course Handbook

Course Handbook from the program Coping with U.S. Export Controls and Sanctions 2017, held December, 2017.

Annual Disclosure Documents 2017: Current Developments and Best Practices

Handbook  Course Handbook

Course Handbook from the program Annual Disclosure Documents 2017: Current Developments and Best Practices, held December, 2017.

Doing Business in India 2018

Handbook  Course Handbook

Course Handbook from the program Doing Business in India 2018, held October 2018.

Understanding Financial Products 2018

Handbook  Course Handbook

Course Handbook from the program Understanding Financial Products 2018, held January 2018.

Private Fund Regulatory Developments and Compliance Challenges 2018

Handbook  Course Handbook

Course Handbook from the program Private Fund Regulatory Developments and Compliance Challenges 2018, held January 2018.

Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants

Handbook  Course Handbook

Course Handbook from the program Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants, held February 2018.

The SEC Speaks in 2018

Handbook  Course Handbook

Course Handbook from the program The SEC Speaks in 2018, held February 2018.

Investment Management Institute 2018

Handbook  Course Handbook

Course Handbook from the program Investment Management Institute 2018, held March 2018.

Corporate Governance - A Master Class 2018

Handbook  Course Handbook

Course Handbook from the program Corporate Governance - A Master Class 2018, held March 2018.

The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2018

Handbook  Course Handbook

Course Handbook from the program The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2018, held April 2018.

Compliance & Ethics Essentials 2018

Handbook  Course Handbook

Course Handbook from the program Compliance & Ethics Essentials 2018, held April 2018.

Cloud Computing 2018: Key Issues and Practical Guidance

Handbook  Course Handbook

Course Handbook from the program Cloud Computing 2018: Key Issues and Practical Guidance, held May 2018.

Enforcement 2018: Perspectives from Government Agencies

Handbook  Course Handbook

Course Handbook from the program Enforcement 2018: Perspectives from Government Agencies, held May 2018.

The Volcker Rule 2018: What It Means for Financial Institutions and Markets

Handbook  Course Handbook

Course Handbook from the program The Volcker Rule 2018: What It Means for Financial Institutions and Markets, held May 2018.

Fiduciary Investment Advice 2018

Handbook  Course Handbook

Course Handbook from the program Fiduciary Investment Advice 2018, held May 2018.

Private Placement and Hybrid Securities Offerings 2018

Handbook  Course Handbook

Course Handbook from the program Private Placement and Hybrid Securities Offerings 2018, held May 2018.

Audit Committees and Financial Reporting 2018: Recent Developments and Current Issues

Handbook  Course Handbook

Course Handbook from the program Audit Committees and Financial Reporting 2018: Recent Developments and Current Issues, held July 2018.

Anti-Money Laundering 2018: Risks, Due Diligence and Compliance in an Evolving Legal and Technological World

Handbook  Course Handbook

Course Handbook from the program Anti-Money Laundering 2018: Risks, Due Diligence and Compliance in an Evolving Legal and Technological World, held June 2018.

Internet of Things 2018: Everything Is Connected

Handbook  Course Handbook

Course Handbook from the program Internet of Things 2018: Everything is Connected, held June 2018.

Understanding the Securities Laws 2018

Handbook  Course Handbook

Course Handbook from the program Understanding the Securities Laws 2018, held July 2018.

Insider Trading Law 2018

Handbook  Course Handbook

Course Handbook from the program Insider Trading Law 2018, held July 2018.

Bridge-the-Gap: Professional Practice for Newly Admitted Attorneys 2018

Handbook  Course Handbook

Course Handbook from the program Bridge-the-Gap: Professional Practice for Newly Admitted Attorneys 2018, held August 2018.

Securities Filings 2018: Practical Guidance in a Changing Environment

Handbook  Course Handbook

Course Handbook from the program Securities Filings 2018: Practical Guidance in a Changing Environment, held September 2018.


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