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Showing 1 - 25 of 91 Results


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Securities Investigations: Internal, Civil and Criminal (2nd Edition)

Treatise  Treatise

Published: August 2010
Last Updated: October 2018

Securities Investigations provides the legal knowledge and practical strategies necessary to deal effectively with government investigations and internal investigations. The treatise guides attorneys in: conducting internal investigations; cooperating with the SEC and DOJ during investigations in ways that protect clients’ interests; implementing effective compliance measures; designing compliance programs that avoid common compliance deficiencies ...

Corporate Whistleblowing in the Sarbanes-Oxley/Dodd-Frank Era (Second Edition)

Treatise  Treatise

Published: September 2011
Last Updated: September 2018

Corporate Whistleblowing in the Sarbanes-Oxley/Dodd-Frank Era helps you to understand the current legal and regulatory landscapes, and gives you practical advice on how to minimize the risk and damage of whistleblower complaints against employers and conduct effective internal investigations. Written by leading  practitioners who have successfully advised and defended many companies in Sarbanes-Oxley and Dodd-Frank whistleblower actions and covering ...

Cybersecurity: A Practical Guide to the Law of Cyber Risk

Treatise  Treatise

Published: August 2015
Last Updated: May 2018

Cybersecurity: A Practical Guide to the Law of Cyber Risk, authored by 20 experts in the field, provides the practical steps that can be taken to help your clients understand and mitigate today’s cyber risk and to build the most resilient response capabilities possible. The book provides a comprehensive discussion of the complex quilt of federal and state statutes, Executive Orders, regulations, contractual norms, and ambiguous tort duties ...

A Starter Guide to Doing Business in the United States

Treatise  Treatise

Published: July 2016

A Starter Guide to Doing Business in the United States is a helpful resource for non-U.S. businesses, foreign attorneys, law firm associates and new entrepreneurs launching a new business in the United States. Edited by Woon-Wah Siu (Pillsbury Winthrop Shaw Pittman LLP), this book covers the main legal and regulatory issues to be considered before entering the U.S. market, including: Choice of a business entity—describing the requirements ...

SEC Compliance and Enforcement Answer Book (2017 Edition)

Answer Book  Answer Book

Published: June 2017

Written by leading former Staff of the SEC’s Division of Enforcement, SEC Compliance and Enforcement Answer Book provides essential insight into the practices and procedures of the SEC.  and provides sophisticated insight on the complex and extensive body of federal securities laws. Leveraging the authors’ experience and expertise, the book provides nuts and bolts guidance on: Conducting an effective internal investigation ...

Insurance Regulation Answer Book (2017-18 Edition)

Answer Book  Answer Book

Published: August 2017

Insurance Regulation Answer Book provides a general overview of the significant legal and regulatory guidelines that govern the insurance business in the United States. While it is deliberately high-level, providing an introduction to a complex and constantly changing area of the law, Insurance Regulation Answer Book offers readers practical guidance designed to assist them to effectively uncover the legal implications of proposed actions so they ...

Business Liability Insurance Answer Book (2018 Edition)

Answer Book  Answer Book

Published: September 2017

Being held personally liable for a businessrelated decision is the nightmare of every company manager, officer and director. As a result of the recent economic downturn, the number of cases being brought against businesses and the people who run them has surged. Business Liability Insurance Answer Book provides a concise roadmap to the kinds of issues being litigated, and the types of liability insurance available to protect against suit and ...

Deskbook on Internal Investigations, Corporate Compliance and White Collar Issues (Second Edition)

Treatise  Treatise

Published: October 2017
Last Updated: November 2018

Deskbook on Internal Investigations, Corporate Compliance and White Collar Issues provides practical guidance on how to carry out internal investigations to identify and remediate legal problems, protect the rights of employees when they’re subject to investigation or prosecution, and cooperate with government investigators in ways that help reduce legal and financial damage if wrongdoing is proved. The Deskbook provides step-by-step instruction, ...

Master the 8-K

Treatise  Treatise

Published: November 2017

Master the 8-K is a clear, concise, and comprehensive guide to preparing and filing the SEC’s Form 8-K, as required by the Securities and Exchange Act of 1934, and designing and maintaining effective disclosure controls and procedures required by the Sarbanes-Oxley Act. In this handbook, you will find step-by-step instructions and insider practice tips on: Triggering events and disclosure requirements for every item in Form 8-K The ...

Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017

Handbook  Course Handbook

Course Handbook from the program Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, held November, 2017.

Coping with U.S. Export Controls and Sanctions 2017

Handbook  Course Handbook

Course Handbook from the program Coping with U.S. Export Controls and Sanctions 2017, held December, 2017.

Annual Disclosure Documents 2017: Current Developments and Best Practices

Handbook  Course Handbook

Course Handbook from the program Annual Disclosure Documents 2017: Current Developments and Best Practices, held December, 2017.

Doing Business in India 2018

Handbook  Course Handbook

Course Handbook from the program Doing Business in India 2018, held October 2018.

Understanding Financial Products 2018

Handbook  Course Handbook

Course Handbook from the program Understanding Financial Products 2018, held January 2018.

Private Fund Regulatory Developments and Compliance Challenges 2018

Handbook  Course Handbook

Course Handbook from the program Private Fund Regulatory Developments and Compliance Challenges 2018, held January 2018.

Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants

Handbook  Course Handbook

Course Handbook from the program Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants, held February 2018.

The SEC Speaks in 2018

Handbook  Course Handbook

Course Handbook from the program The SEC Speaks in 2018, held February 2018.

Investment Management Institute 2018

Handbook  Course Handbook

Course Handbook from the program Investment Management Institute 2018, held March 2018.

Corporate Governance - A Master Class 2018

Handbook  Course Handbook

Course Handbook from the program Corporate Governance - A Master Class 2018, held March 2018.

The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2018

Handbook  Course Handbook

Course Handbook from the program The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2018, held April 2018.

Compliance & Ethics Essentials 2018

Handbook  Course Handbook

Course Handbook from the program Compliance & Ethics Essentials 2018, held April 2018.

Cloud Computing 2018: Key Issues and Practical Guidance

Handbook  Course Handbook

Course Handbook from the program Cloud Computing 2018: Key Issues and Practical Guidance, held May 2018.

Enforcement 2018: Perspectives from Government Agencies

Handbook  Course Handbook

Course Handbook from the program Enforcement 2018: Perspectives from Government Agencies, held May 2018.

The Volcker Rule 2018: What It Means for Financial Institutions and Markets

Handbook  Course Handbook

Course Handbook from the program The Volcker Rule 2018: What It Means for Financial Institutions and Markets, held May 2018.


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