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Showing 1 - 25 of 106 Results

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49th Annual Institute on Securities Regulation

Handbook  Course Handbook

Course Handbook from the program 49th Annual Institute on Securities Regulation, held November, 2017.

Advanced Compliance and Ethics Workshop 2016

Handbook  Course Handbook

Course Handbook from the program Advanced Compliance and Ethics Workshop 2016, held October, 2016.

Advanced Compliance and Ethics Workshop 2017

Handbook  Course Handbook

Course Handbook from the program Advanced Compliance and Ethics Workshop 2017, held October, 2017.

Advanced Compliance and Ethics Workshop 2018

Handbook  Course Handbook

Course Handbook from the program Advanced Compliance and Ethics Workshop 2018, held October 2018.

Annual Disclosure Documents 2016

Handbook  Course Handbook

Course Handbook from the program Annual Disclosure Documents 2016, held December, 2016.

Anti-Money Laundering Due Diligence and Compliance 2017: What Lawyers, Accountants, and Other Professional Service Providers Need to Know

Handbook  Course Handbook

Course Handbook from the program Anti-Money Laundering Due Diligence and Compliance 2017: What Lawyers, Accountants, and Other Professional Service Providers Need to Know, held June, 2017.

Anti-Money Laundering Due Diligence and Compliance 2018: What Lawyers, Accountants, and Other Service Providers Need to Know

Handbook  Course Handbook

Course Handbook from the program Anti-Money Laundering Due Diligence and Compliance 2018: What Lawyers, Accountants, and Other Service Providers Need to Know, held June 2018.

Antitrust Counseling & Compliance 2016

Handbook  Course Handbook

Course Handbook from the program Antitrust Counseling & Compliance 2016, held September, 2016.

Antitrust Counseling & Compliance 2017

Handbook  Course Handbook

Course Handbook from the program Antitrust Counseling & Compliance 2017, held November, 2017.

Antitrust Institute 2017: Developments & Hot Topics

Handbook  Course Handbook

Course Handbook from the program Antitrust Institute 2017: Developments & Hot Topics, held April, 2017.

A Starter Guide to Doing Business in the United States

Treatise  Treatise

Published: July 2016

A Starter Guide to Doing Business in the United States is a helpful resource for non-U.S. businesses, foreign attorneys, law firm associates and new entrepreneurs launching a new business in the United States. Edited by Woon-Wah Siu (Pillsbury Winthrop Shaw Pittman LLP), this book covers the main legal and regulatory issues to be considered before entering the U.S. market, including: Choice of a business entity—describing the requirements ...

Audit Committees and Financial Reporting 2017: Recent Developments and Current Issues

Handbook  Course Handbook

Course Handbook from the program Audit Committees and Financial Reporting 2017: Recent Developments and Current Issues, held June, 2017.

Audit Committees and Financial Reporting 2018: Recent Developments and Current Issues

Handbook  Course Handbook

Course Handbook from the program Audit Committees and Financial Reporting 2018: Recent Developments and Current Issues, held July 2018.

Broker-Dealer Retail Wealth Management 2017: Current Legal and Compliance Issues Facing Dual Registrants

Handbook  Course Handbook

Course Handbook from the program Broker-Dealer Retail Wealth Management 2017: Current Legal and Compliance Issues Facing Dual Registrants, held February, 2017.

Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants

Handbook  Course Handbook

Course Handbook from the program Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants, held February 2018.

Broker/Dealer Regulation and Enforcement 2016

Handbook  Course Handbook

Course Handbook from the program Broker/Dealer Regulation and Enforcement 2016, held October, 2016.

Broker/Dealer Regulation and Enforcement 2017

Handbook  Course Handbook

Course Handbook from the program Broker/Dealer Regulation and Enforcement 2017, held October, 2017.

Broker/Dealer Regulation and Enforcement 2018

Handbook  Course Handbook

Course Handbook from the program Broker/Dealer Regulation and Enforcement 2018, held October 2018.

Business Liability Insurance Answer Book (2018 Edition)

Answer Book  Answer Book

Published: September 2017

Being held personally liable for a businessrelated decision is the nightmare of every company manager, officer and director. As a result of the recent economic downturn, the number of cases being brought against businesses and the people who run them has surged. Business Liability Insurance Answer Book provides a concise roadmap to the kinds of issues being litigated, and the types of liability insurance available to protect against suit and ...

Cloud Computing 2017: Key Issues and Practical Guidance

Handbook  Course Handbook

Course Handbook from the program Cloud Computing 2017: Key Issues and Practical Guidance, held June, 2017.

Cloud Computing 2018: Key Issues and Practical Guidance

Handbook  Course Handbook

Course Handbook from the program Cloud Computing 2018: Key Issues and Practical Guidance, held May 2018.

Compliance & Ethics Essentials 2018

Handbook  Course Handbook

Course Handbook from the program Compliance & Ethics Essentials 2018, held April 2018.

Coping With U.S. Export Controls 2016

Handbook  Course Handbook

Course Handbook from the program Coping With U.S. Export Controls 2016, held December, 2016.

Coping with U.S. Export Controls and Sanctions 2017

Handbook  Course Handbook

Course Handbook from the program Coping with U.S. Export Controls and Sanctions 2017, held December, 2017.

Coping with U.S. Export Controls and Sanctions 2018

Handbook  Course Handbook

Course Handbook from the program Coping with U.S. Export Controls and Sanctions 2018, held December 2018.


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