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Investment Management Institute 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

At this program you will hear expert panelists discuss significant business, legal, and technological developments in the investment management area over the past year and learn about important regulatory initiatives. Topics of discussion will include the SEC’s regulatory agenda, fund and advisers reporting regimes, and current issues of the day for alternative asset managers. You will also examine Section 36(b) cases and other recent investment ...

The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The Foreign Corrupt Practices Act (“FCPA”) is at the top of most companies’ key risk areas. The DOJ and SEC remain focused on investigating violations and enforcement of the law. Recent FCPA settlements demonstrate that no industry is immune from scrutiny and the trend towards higher penalties involving multiple regulators has continued. As more countries and international organizations ramp up their anti-corruption ...

Twentieth Annual Institute on Privacy and Data Security Law

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend        This program focuses on the current critical issues of information privacy, cybersecurity and data protection faced by businesses.  The Internet and evolving information technologies have prompted the development of powerful tools for the collection, use, processing, storage, and disposal of personal information.   More than ever, businesses are digital and data driven.  ...

Compliance & Ethics Essentials 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Compliance and ethics programs are critically important to the success and growth of any organization. Effective programs allow organizations to identify and mitigate legal risks, thereby preventing reputational damage or harm to the value of a company. An effective compliance and ethics program also allows any organization, large or small, to establish itself as doing business with integrity, which enables organizations to command ...


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