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Hedge Fund and Private Equity Enforcement & Regulatory Developments 2018

Groupcast  Groupcast

Why You Should Attend The SEC and other government agencies continue to focus enforcement and examination efforts on managers of private hedge funds and private equity funds.  This program will bring together top regulators, leading in-house legal and compliance professionals and expert outside counsel, to discuss the latest issues, trends and risks in regulatory compliance oversight.  The list of risk areas continues to grow, with examiners ...

Broker/Dealer Regulation and Enforcement 2018

Groupcast  Groupcast

Stay Ever Current: Subscribe today to  PLI’s blog edited by Clifford E. Kirsch. Why You Should Attend This program will address the many significant developments and trends in the regulation and oversight of broker-dealers.  As uncertainty remains around whether any major regulatory change will  be forthcoming,  the regulators are forging  ahead with their regulatory agendas and priorities.  The DOJ, SEC, CFTC, ...

Fundamentals of Swaps & Other Derivatives 2018

Groupcast  Groupcast

Why You Should Attend Over-the-counter (OTC) derivatives are key elements in many of our financial markets.  The Dodd-Frank Act and other regulations have changed and are continuing to change how these important instruments are regulated and transacted.  This program will introduce you to both the instruments and their current environment. A derivative is a financial instrument that allocates the risks and price exposures associated with ...

Advanced Compliance and Ethics Workshop 2018

Groupcast  Groupcast

Please note that "ethics" in the program title refers to the “Compliance and Ethics Program” used in the Federal Sentencing Guidelines for Organizations. It does not specifically refer to legal ethics. Please check the credit calculator to the right for credit information for your jurisdiction. Why You Should Attend Having an effective compliance and ethics program is essential to companies of all types. Such programs help organizations ...

Developments in Pharmaceutical and Biotech Patent Law 2018

Groupcast  Groupcast

Why You Should Attend Technological innovation, Federal Circuit appellate oversight, and Supreme Court decisions continue to drive significant changes in the law. At this program, several different perspectives on many of the most pressing issues will be offered by experienced practitioners. It is designed to give you the information you need to maintain your practice edge, concentrating on new developments from 2017 and 2018 and placing them in the ...

Outsourcing 2018: ITO, BPO and Cloud

Groupcast  Groupcast

Why You Should Attend Managing a global business today virtually necessitates contracting with outside technology partners to manage various aspects of non-essential and even some core business functions.  As ITO, BPO and cloud solutions reach broad adoption across industries, new entrants to the market continue to emerge, offering cheaper and faster alternatives to industry stalwarts.  A maturing market for technology outsourcing solutions ...

Understanding the Intellectual Property License 2018

Groupcast  Groupcast

Why You Should Attend Licensing intellectual property can be a practical and efficient strategy for companies looking to expand into a new market, enhance an existing product line, reduce costs or accomplish other business goals.  The IP under consideration to license could be a patent, copyright, trademark, software or any combination of them all.  IP licensing is a practice that is increasingly common across industries and as the need ...

Financial Services RegTech and Regulatory Compliance Forum 2018

Groupcast  Groupcast

Stay Ever Current: Subscribe today to  PLI’s blog edited by Clifford E. Kirsch. Why You Should Attend Financial services firms’ corporate compliance programs continue to be under intense regulatory scrutiny and face immense challenges brought upon the FinTech revolution. Many new rules have been issued which impact the manner in which financial services firms operate. At the same time, these programs have to adapt to financial ...

Hedge Fund Management 2018

Groupcast  Groupcast

Why You Should Attend At this program, our expert faculty will focus on common structures for hedge funds, SEC priorities, the regulatory environment surrounding hedge funds, and the day-to-day operational issues of running hedge funds.   There will also be in depth analysis of data privacy issues and the evolving cryptocurrency space.  Attorneys, hedge fund counsel, compliance and other professionals currently working in or interested ...

Preparing for Shareholder Activism: What You Need to Be Doing Now 2018

Groupcast  Groupcast

Why You Should Attend Hedge fund activism has become a ubiquitous feature of the corporate landscape, affecting public companies of all sizes. As the phenomenon has become more commonplace, it has also become more diverse, and the means of addressing it and being prepared for it have evolved. Learn about the current state of hedge fund activism and best practices for preparing for and engaging with activists.  What You Will Learn    ...

Directors' Institute on Corporate Governance (Sixteenth Annual)

Groupcast  Groupcast

Why You Should Attend New expectations and responsibilities are being placed on boards in critical areas of governance, including disclosure, oversight of complex operational issues, risk management, board succession, audit committee oversight, executive compensation, and responsiveness to and communication with investors pressing different concerns. In addition, in years past the Dodd-Frank Act, the Foreign Corrupt Practices Act and other anti-bribery ...

Banking Law Institute 2018

Groupcast  Groupcast

Why You Should Attend Every year, the Banking Law Institute reviews the year’s major developments in banking law and regulation, offering seasoned analysis and practical takeaways from experienced faculty drawing from industry, the banking bar and government.  The program always starts with a panel featuring the regulatory voice, where senior members of various agencies share key insights on banking policy – a rare opportunity to ...

Annual Disclosure Documents 2018: Current Developments and Best Practices

Groupcast  Groupcast

Why You Should Attend Stay current on disclosure requirements and developments affecting annual disclosure documents and proxy soliciting materials prepared by SEC reporting companies. Hear from the SEC staff and our faculty, who will focus on anticipated changes to the SEC disclosure regime, current “hot issues,” best practices, and practical pointers. Our faculty will discuss any proposed or final regulatory changes, plus domestic and ...

New Developments in Securitization 2018

Groupcast  Groupcast

Why You Should Attend Traditional asset-backed securities markets, such as auto securitizations, commercial mortgage-backed securities, and credit card receivables continue with steady issuance volumes, while new markets, such marketplace lending, continue to develop. Other markets, such as private-label residential mortgage-backed securities, remain below historic levels, but show signs of increased activity. Join our expert faculty as they discuss ...

Ethics for Corporate Lawyers 2018

Groupcast  Groupcast

Why You Should Attend At this unique interactive program based on the video “Negotiation Ethics in Five Acts”, the faculty will review various everyday ethical scenarios in corporate practice  while program participants “vote” electronically with the rest of the audience on the correct ethical responses.  What You Will Learn Topics to be discussed include:   Can you examine metadata in draft deal documents?  ...

Secured Transactions 2019: What Lawyers Need to Know About UCC Article 9

Groupcast  Groupcast

Secured transactions -- interests in specific collateral granted by the debtor in conjunction with the debtor’s promise to pay -- are governed by Article 9 of the Uniform Commercial Code. At this program, you will learn the fundamentals of acquiring a security interest, including how to attach, to perfect (filing and non-filing methods) and to gain (and maintain) priority in the collateral of your choice. You will learn how to secure the most ...

Real Estate M&A and REIT Transactions 2019

Groupcast  Groupcast

Why You Should Attend The REIT and commercial real estate industries have continued to experience strong M&A activity, with some sectors poised for large-scale consolidation even as new property types enter the REIT universe through spin-offs, conversions and IPOs. At the same time, high-profile transactions involving non-traded REITs and the increasing presence of activist investors — and a number of high-profile governance changes — ...

Mergers & Acquisitions 2019: Advanced Trends and Developments

Groupcast  Groupcast

Why You Should Attend Merger and acquisition activity has remained robust in 2018.  The ability to properly advise companies and their boards of directors and to effectively negotiate an M&A transaction requires detailed knowledge of the latest trends and developments affecting M&A. This program will help you stay up-to-date on M&A activity and cutting edge trends and developments regarding M&A litigation, appropriate board processes, ...

Taxation of Financial Products and Transactions 2019

Groupcast  Groupcast

Why You Should Attend The 2017 Tax Act substantially changed the landscape for many areas of tax practice, and the world of financial products is no exception. This year’s program has been completely re-designed to examine the parts of the Act that most closely affect financial products tax practitioners, including the new limitation on interest deductions under Section 163(j), the uncertain scope of Section 451(b), and the base erosion anti-abuse ...

Investing, Trading and Doing Deals in a Dynamic World 2019

Groupcast  Groupcast

Why You Should Attend The first two years of the Trump Administration have ushered in an environment characterized by paradox. On the one hand the investment climate has rarely looked better: the US is experiencing a remarkably stable bull stock market, the world economy is growing, there are massive reserves of uncommitted international investment capital, reduced tax drag on investment dollars entering the US economy, a less intrusive regulatory ...

Drafting and Negotiating Corporate Agreements 2019

Groupcast  Groupcast

Why You Should Attend Learn the basics of drafting and negotiating corporate agreements — from how the provisions of an agreement fit together, to the fundamental drafting and negotiating principles common to all corporate agreements. Our expert faculty will teach you how to reduce your client’s goals to a complete, clearly written and enforceable agreement, and how to identify what issues are most likely to come up in a negotiation of ...

Consolidated Tax Return Regulations 2019

Groupcast  Groupcast

Why You Should Attend During the past twenty-seven years, the Department of the Treasury and the Internal Revenue Service have substantially revised the consolidated return regulations. These changes, coupled with recent legislative developments, judicial decisions, and published and private rulings, have dramatically changed the operating rules of consolidated returns. An understanding of these rules is critical for practitioners and corporate tax ...

Understanding Financial Products 2019

Groupcast  Groupcast

The explosion of new financial products over the past decade like the emergence of cryptocurrencies, the implosion of the credit markets and the resulting significant regulatory requirements underline the importance of a basic understanding of financial products. While these instruments have been invaluable investment tools, with enormous potential for product manufacturers and investors, they also create potentially significant legal risks and challenges ...

Private Fund Regulatory Developments and Compliance Challenges 2019

Groupcast  Groupcast

Why You Should Attend PLI’s Private Fund Regulatory Developments and Compliance Challenges carries on a tradition as one of PLI’s first programs of the new year to review the private fund regulatory landscape, offering a first look at what the balance of the calendar will bring.  Led by an expert faculty of private fund in-house counsel and leading firm lawyers, the discussion is always lively and informative.  The 2019 program ...


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