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Fundamentals of Broker-Dealer Regulation 2018

Groupcast  Groupcast

In addition to the credits listed to the right, this program also offers credit for ABA professional certification. Fundamentals of Broker-Dealer Regulation 2018 has been approved for 8 CRCM, 8 CSOP, 8 CTFA credits. This statement should not be viewed as an endorsement of this program or its sponsor. Stay Ever Current: Subscribe today to , PLI’s new blog edited by Clifford E. Kirsch. Why You Should Attend Major changes in the broker-dealer ...

Basics of International Taxation 2018

Groupcast  Groupcast

In addition to the credits listed to the right, this program also offers credit for CFP certification. Basics of International Taxation 2018 has been approved by the CFP Board for 11.50 CE credits. Why You Should Attend In a global business environment, transactions with customers and suppliers often transcend national borders and investment and activities are frequently cross-border as well.   An understanding of the U.S. international ...

ERISA 2018: The Evolving World

Groupcast  Groupcast

In addition to the credits listed to the right, this program also offers credit for CFP certification. ERISA 2018: The Evolving World has been approved by the CFP Board for 15 CE credits. Why You Should Attend PLI’s popular two-day program ERISA 2018: The Evolving World, is a must for ERISA and benefits practitioners. Our experienced faculty of leading ERISA attorneys will discuss a broad array of topics, including evolving fiduciary standards ...

FinTech 2018

Groupcast  Groupcast

Why You Should Attend The financial services industry is changing rapidly. Technology is revolutionizing securities investing and trading, transaction payment methodologies, and the provision of investment advice. This program will explore the legal and compliance issues arising out of the explosive advances in financial technology, including crowdfunding, blockchain technology and cryptocurrency, including bitcoin, and the advent of robo-advisors, ...

Ethics in Banking and Financial Services 2018

Groupcast  Groupcast

Why You Should Attend An expert faculty will review and provide practical guidance on current ethical issues faced by attorneys working in banking and financial services. What You Will Learn Confidentiality issues, when representing banking and financial services clients Ethical issues in internal investigations Ethical concerns when representing multinational clients Whistleblower remedies for corporate counsel Current ...

Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2018

Groupcast  Groupcast

Why You Should Attend In recent years, the government has focused on compliance professionals and in-house counsel, the gatekeepers who are tasked with identifying corporate misconduct. This program is designed for both gatekeepers and lawyers who represent them and will feature experienced in-house and outside counsel, chief compliance officers and government officials who will use hypotheticals to discuss a variety of topics concerning  the ...

Hot Topics in Electronic Discovery 2018: What Corporate and Outside Counsel Need to Know

Groupcast  Groupcast

Why You Should Attend The demands and costs of e-discovery in litigation continue to grow. Nearly every case now involves some sort of e-discovery, and it is essential to know how to effectively and fairly handle the many issues that can arise. Our outstanding faculty of experienced lawyers, judges, and e-discovery professionals will provide an inside look at the current state of e-discovery, give tips for avoiding pitfalls litigants have encountered ...

Insider Trading Law 2018

Groupcast  Groupcast

Why You Should Attend Over the last decade, insider trading has been a critical area of criminal and civil enforcement, and it will likely remain so for some time to come. Following the Second Circuit’s decision on tippee liability in Newman, and the Ninth Circuit’s decision on the same issue in Salman, the law’s contours were in flux. But then the Supreme Court agreed to hear the Salman appeal, and in December 2016, the Court issued ...

USPTO Post-Grant Patent Trials 2018: Change & Recalibration

Groupcast  Groupcast

Why You Should Attend The Patent Trial and Appeal Board (PTAB) continues to evolve at a dizzying pace.  For 2018, the Board has significantly recalibrated such trial mechanisms as remand, amendment, and follow-on petitions.  In parallel, the Federal Circuit has softened the appeal bar in WiFi One, and the Supreme Court continues to examine potential changes to PTAB institution practices.  As stakeholders try to stay abreast of the most ...

Hedge Fund and Private Equity Enforcement & Regulatory Developments 2018

Groupcast  Groupcast

Why You Should Attend The SEC and other government agencies continue to focus enforcement and examination efforts on managers of private hedge funds and private equity funds.  This program will bring together top regulators, leading in-house legal and compliance professionals and expert outside counsel, to discuss the latest issues, trends and risks in regulatory compliance oversight.  The list of risk areas continues to grow, with examiners ...

Broker/Dealer Regulation and Enforcement 2018

Groupcast  Groupcast

Stay Ever Current: Subscribe today to  PLI’s blog edited by Clifford E. Kirsch. Why You Should Attend This program will address the many significant developments and trends in the regulation and oversight of broker-dealers.  As uncertainty remains around whether any major regulatory change will  be forthcoming,  the regulators are forging  ahead with their regulatory agendas and priorities.  The DOJ, SEC, CFTC, ...

Fundamentals of Swaps & Other Derivatives 2018

Groupcast  Groupcast

Why You Should Attend Over-the-counter (OTC) derivatives are key elements in many of our financial markets.  The Dodd-Frank Act and other regulations have changed and are continuing to change how these important instruments are regulated and transacted.  This program will introduce you to both the instruments and their current environment. A derivative is a financial instrument that allocates the risks and price exposures associated with ...

Advanced Compliance and Ethics Workshop 2018

Groupcast  Groupcast

Please note that "ethics" in the program title refers to the “Compliance and Ethics Program” used in the Federal Sentencing Guidelines for Organizations. It does not specifically refer to legal ethics. Please check the credit calculator to the right for credit information for your jurisdiction. Why You Should Attend Having an effective compliance and ethics program is essential to companies of all types. Such programs help organizations ...

Developments in Pharmaceutical and Biotech Patent Law 2018

Groupcast  Groupcast

Why You Should Attend Technological innovation, Federal Circuit appellate oversight, and Supreme Court decisions continue to drive significant changes in the law. At this program, several different perspectives on many of the most pressing issues will be offered by experienced practitioners. It is designed to give you the information you need to maintain your practice edge, concentrating on new developments from 2017 and 2018 and placing them in the ...

Outsourcing 2018: ITO, BPO and Cloud

Groupcast  Groupcast

Why You Should Attend Managing a global business today virtually necessitates contracting with outside technology partners to manage various aspects of non-essential and even some core business functions.  As ITO, BPO and cloud solutions reach broad adoption across industries, new entrants to the market continue to emerge, offering cheaper and faster alternatives to industry stalwarts.  A maturing market for technology outsourcing solutions ...

Understanding the Intellectual Property License 2018

Groupcast  Groupcast

Why You Should Attend Licensing intellectual property can be a practical and efficient strategy for companies looking to expand into a new market, enhance an existing product line, reduce costs or accomplish other business goals.  The IP under consideration to license could be a patent, copyright, trademark, software or any combination of them all.  IP licensing is a practice that is increasingly common across industries and as the need ...

Financial Services RegTech and Regulatory Compliance Forum 2018

Groupcast  Groupcast

Stay Ever Current: Subscribe today to  PLI’s blog edited by Clifford E. Kirsch. Mark Your Calendar.  More Information to Come!

Hedge Fund Management 2018

Groupcast  Groupcast

Mark Your Calendar. More Information To Come!

Preparing for Shareholder Activism: What You Need to Be Doing Now 2018

Groupcast  Groupcast

Why You Should Attend Hedge fund activism has become a ubiquitous feature of the corporate landscape, affecting public companies of all sizes. As the phenomenon has become more commonplace, it has also become more diverse, and the means of addressing it and being prepared for it have evolved. Learn about the current state of hedge fund activism and best practices for preparing for and engaging with activists.  What You Will Learn    ...

Directors' Institute on Corporate Governance (Sixteenth Annual)

Groupcast  Groupcast

Why You Should Attend New expectations and responsibilities are being placed on boards in critical areas of governance, including disclosure, oversight of complex operational issues, risk management, board succession, audit committee oversight, executive compensation, and responsiveness to and communication with investors pressing different concerns. In addition, in years past the Dodd-Frank Act, the Foreign Corrupt Practices Act and other anti-bribery ...

Annual Disclosure Documents 2018: Current Developments and Best Practices

Groupcast  Groupcast

Stay current on disclosure requirements and developments affecting annual disclosure documents and proxy soliciting materials prepared by SEC reporting companies. Hear from the SEC staff and our faculty, who will focus on anticipated changes to the SEC disclosure regime, current “hot issues,” best practices, and practical pointers. Our faculty will discuss any proposed or final regulatory changes, plus domestic and international economic, ...

New Developments in Securitization 2018

Groupcast  Groupcast

Mark Your Calendar.  More Information to Come! Program Level: Overview Intended Audience: Attorneys at law firms, corporations, investment banks, investment funds, and other financial institutions dealing with asset-backed securities or structured products. Business professionals who need to understand the securitization process. Prerequisites: A background in financial, security, and derivative regulations as well as credit risk retention rules Advanced ...

Ethics for Corporate Lawyers 2018

Groupcast  Groupcast

Why You Should Attend At this unique interactive program based on the video “Negotiation Ethics in Five Acts”, the faculty will review various everyday ethical scenarios in corporate practice  while program participants “vote” electronically with the rest of the audience on the correct ethical responses.  What You Will Learn Topics to be discussed include:   Can you examine metadata in draft deal documents?  ...


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