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"Technotainment" 2018: Distributing Content Across Multiple Platforms

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend At the crossroads of the entertainment and technology industries, there lies a challenging yet burgeoning field. A myriad of unexplored possibilities and unrealized financial returns await the resourceful legal practitioner, but accompanying this landscape are provocative complexities and large economic risks. With technology in a constant state of flux and its ramifications an ever a moving target, how ready are you to offer ...

Securities Law and Practice 2018: How the SEC Works

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Securities lawyers need to have a firm grasp of not only the federal securities laws, but also how the SEC works to administer these laws. In this program, you will be given an introduction to the federal securities laws as well as the operating divisions at the SEC that administer the laws. You will be provided with what you need to know about how the SEC administers the securities laws — and the other agencies that the ...

Broker/Dealer Regulation and Enforcement 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

In addition to the credits listed to the right, this program also offers credit for ABA professional certification. Broker/Dealer Regulation and Enforcement 2018 has been approved for 6.5 CAFP, 7.75 CRCM and 6.5 CSOP credits. This statement should not be viewed as an endorsement of this program or its sponsor. Stay Ever Current: Subscribe today to  PLI’s blog edited by Clifford E. Kirsch. Why You Should Attend This program will address ...

Advanced Venture Capital 2018

Program  ProgramWebcast  Webcast

Why You Should Attend This program provides an in-depth analysis of current market conditions and the changing legal environment, and is geared toward the experienced venture capital practitioner. Our expert faculty of lawyers, venture capitalists and business executives will analyze the legal and business issues relevant to navigating today’s evolving venture capital world.  We will aslo address the latest financing trends, current deal ...

Government Contracts 2018

Program  Program

Why You Should Attend The Federal government market is increasingly complex and compliance driven. Budget pressure, inappropriate use of fixed-price contracts, increasing compliance and transparency requirements, the initiation of a “super” oversight board, intensified focus on contract and business systems auditing, increased emphasis on suspension and debarment, and growing use of the False Claims Act to enforce contract terms all make ...

FinCEN’s Customer Due Diligence Rule – What You Need to Know Now

One-Hour Briefing  One-Hour Briefing

On May 11, 2018, a new rule implemented by Financial Crimes Enforcement Network (FinCEN) went into effect that requires U.S. financial institutions to identify certain beneficial ownership information about legal entity customers.  The rule, knowns as the Customer Due Diligence Rule (CDD Rule) applies to all new accounts as well as existing accounts in some circumstances.  Since its implementation date, some banks have taken differing approaches ...

Fundamentals of Swaps & Other Derivatives 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Over-the-counter (OTC) derivatives are key elements in many of our financial markets.  The Dodd-Frank Act and other regulations have changed and are continuing to change how these important instruments are regulated and transacted.  This program will introduce you to both the instruments and their current environment. A derivative is a financial instrument that allocates the risks and price exposures associated with ...

SEC Reporting Skills Workshop 2018

Workshop  Workshop

Why You Should Attend Designed for accounting and financial reporting professionals, this Workshop will help you build the foundational knowledge and practical experience necessary to prepare and review the SEC’s periodic and current reporting forms. Participants will learn the structure and details of Forms 10-K, 10-Q, and 8-K, with particular emphasis on challenging and complex disclosures and how to effectively use the SEC’s ...

Advanced Swaps & Other Derivatives 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The Dodd-Frank Act established a novel, comprehensive framework for the regulation of over-the-counter (OTC) derivatives and the market participants who transact in these products.  That regulatory framework, split primarily between the SEC and CFTC, has been substantially implemented by the CFTC.  For their part, the SEC has made substantial progress and has most recently focused on finalizing the rules applicable ...

Shedding Light on Dark Pools -- The SEC Acts to Increase Transparency and Oversight of Alternative Trading Systems

One-Hour Briefing  One-Hour Briefing

On July 18, 2018, the Securities and Exchange Commission voted to adopt new Form ATS-N as well as amendments to Regulation ATS, which are intended to enhance operational transparency and regulatory oversight of alternative trading systems (ATSs) that trade exchange-listed stocks (NMS Stock ATSs).      In this One-Hour Briefing, K. Susan Grafton of Dechert LLP, Vaishali Javeri of Credit Suisse, and Tyler Raimo of the SEC’s ...

SEC Reporting and Practice Skills Workshop for Lawyers 2018

Workshop  Workshop

Why You Should Attend Many lawyers learn SEC reporting through on-the-job training that often is piecemeal at best.  This Workshop is intended to replace that ad-hoc learning process by helping participants develop a comprehensive and in-depth understanding of the structure, organization and details of the reporting requirements of the U.S. federal securities laws, including how to use the SEC’s online resources and all related sources ...

Online Platforms 2018: Hot Topics in Liability & Social Responsibility

Program  ProgramWebcast  Webcast

Why You Should Attend The Internet and networked technologies have spawned many new business models that arise from empowering consumers and satisfying their desires, providing products or services that bring individuals and businesses together in new marketplaces, shaking up old industries and networks, and creating new business opportunities and challenges. New technologies and online platforms are changing our lives, economy, and society in dramatic ...

Advanced Compliance and Ethics Workshop 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Please note that "ethics" in the program title refers to the “Compliance and Ethics Program” used in the Federal Sentencing Guidelines for Organizations. It does not specifically refer to legal ethics. Please check the credit calculator to the right for credit information for your jurisdiction. Why You Should Attend Having an effective compliance and ethics program is essential to companies of all types. Such programs help organizations ...

Health Care and Pharma M&A – Recent Trends

One-Hour Briefing  One-Hour Briefing

Health care was the third most active sector, measured by deal volume, in global M&A in 2017. Over 1,500 health care sector deals were announced in 2017, with a total deal value of over $300 billion (an increase of more than 18% over the previous year), despite – or perhaps spurred by – the changing regulatory landscape. This One-Hour Briefing will highlight three trends driving health care M&A in 2018.  Expert faculty will ...

Gearing Up for Inline XBRL

One-Hour Briefing  One-Hour Briefing

On June 28, 2018 the SEC published final amendments requiring operating companies and funds to use the Inline XBRL format.  Join our expert panel of invited SEC staff and George M. Wilson from the SEC Institute as they explain how this change will affect filers and users and offer suggestions that may be helpful considerations in your implementation plan.  Questions to be addressed include: What is Inline XBRL? Why is Inline ...

Bank Asset Management and Collective Investment Funds 2018

Program  ProgramWebcast  Webcast

Stay Ever Current: Subscribe today to  PLI’s blog edited by Clifford E. Kirsch. Why You Should Attend This conference covers the regulatory framework governing bank asset management and bank collective funds.  Bank asset management services are an important component in the investment management landscape.  At the same time collective investment funds, which have been around for many years, are undergoing a marked growth ...

Pocket MBA 2018: Finance for Lawyers and Other Professionals

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend This program is specifically designed for in-house and law firm attorneys and other professionals who work with financial information. It will enhance understanding of business strategies, accounting fundamentals and vocabulary used by management, investors, auditors and bankers. Practical advice and application of information to actual situations and financial reports will provide participants with opportunities to immediately ...

Antitrust Counseling & Compliance 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Lawyers counseling businesses should have a solid foundation in the principles of antitrust law and an understanding of the latest antitrust developments in order to advise their clients effectively. The consequences of running afoul of antitrust rules can be costly: federal and state government enforcement actions, jail time for executives, treble damages litigation, class actions, and adverse publicity are all risks when companies ...

Outsourcing 2018: ITO, BPO and Cloud

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Managing a global business today virtually necessitates contracting with outside technology partners to manage various aspects of non-essential and even some core business functions.  As ITO, BPO and cloud solutions reach broad adoption across industries, new entrants to the market continue to emerge, offering cheaper and faster alternatives to industry stalwarts.  A maturing market for technology outsourcing solutions ...

It's a Small World After All: Representation and Warranty and Transactional Insurance for Cross Border M&A Transactions

One-Hour Briefing  One-Hour Briefing

It is inevitable:  If you are not already doing cross-border M&A transactions involving representation and warranty (RWI) and other transactional insurance products, you probably will be soon.  Over the last several years, more and more U.S. entities have bought foreign businesses and assets and vice versa — and more and more of these deals use RWI insurance to backstop the indemnification obligations of the seller.  ...

Cybersecurity 2018: Managing Cybersecurity Incidents

Program  ProgramWebcast  Webcast

Why You Should Attend Cyber attacks have wreaked havoc on organizations in every industry sector.  Senior management and boards of directors alike rank this issue to be of the highest concern – and for good reason.  From the consumer reporting agencies to technology companies to financial services organizations, cyber criminals have made it clear that no entity is immune.  In today’s interconnected world, cybercrime targets ...

50th Annual Institute on Securities Regulation

Program  ProgramWebcast  Webcast

Why You Should Attend Celebrating its 50th anniversary, our annual Institute on Securities Regulation will bring together the nation’s leading securities and corporate legal experts to deliver practical information, insights and real-word strategies and solutions to the challenges facing you and your clients today. What You Will Learn The latest developments in the capital markets, from direct listings to shelf takedowns, wall crossings, SPACs ...

Form 10-K In-Depth Workshop 2018

Workshop  Workshop

Why You Should Attend A hands-on Workshop designed to give participants a mastery of the Form 10-K requirements, and takeaways on how to improve 10-K disclosures. Interactive discussions involving example 10-Ks will enhance your understanding of each item, with particular focus given to the Management’s Discussion & Analysis (MD&A) section. Workshop leaders will guide Participants through Form 10-K item-by-item, using PLI’s SEC ...

Financial Services RegTech and Regulatory Compliance Forum 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Stay Ever Current: Subscribe today to  PLI’s blog edited by Clifford E. Kirsch. Why You Should Attend Financial services firms’ corporate compliance programs continue to be under intense regulatory scrutiny and face immense challenges brought upon the FinTech revolution. Many new rules have been issued which impact the manner in which financial services firms operate. At the same time, these programs have to adapt to financial ...

34th Annual SEC Reporting & FASB Forum

Program  Program

Why You Should Attend With the financial reporting world in a constant state of change, it’s challenging to keep up with new and evolving accounting standards and regulations.  The Annual Forum will provide key insights and updates from regulators, industry and topic experts.  Attendees will learn about FASB’s standard-setting agenda, as well as updates on rulemaking, interpretive guidance and enforcement actions from the SEC.  ...


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