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Accounting for Business Combinations Workshop 2018

Workshop  Workshop

Why You Should Attend Learn to apply the business combinations accounting guidance in a pragmatic, practical way.  Workshop participants will gain an in-depth understanding of how to apply the FASB standard (codified in ASC 805) on business combinations, including recent ASUs related to business combinations; how to make journal entries in specific situations; the areas where estimation and judgment are required; the SEC requirements for financial ...

EU’s Fifth Anti-Money Laundering Directive

One-Hour Briefing  One-Hour Briefing

On April 19, 2018, the European Union (“EU”) announced that it had voted to adopt the Fifth Anti-Money Laundering Directive (“5AMLD”).  The Directive will enter into force twenty days after its publication in the EU’s Official Journal.  Within eighteen months thereafter, the EU’s Member States must adopt the majority of its provisions. In this presentation, Nicole S. Healy, a partner at Ropers Majeski ...

Securities Filings 2018: Practical Guidance in a Changing Environment

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend This popular two-day program will analyze in detail the forms used for filings with the SEC under the Securities Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical tips and/or interactive drafting exercises. Ethics credit ...

SEC Reporting Skills Workshop 2018

Workshop  Workshop

Why You Should Attend Designed for accounting and financial reporting professionals, this Workshop will help you build the foundational knowledge and practical experience necessary to prepare and review the SEC’s periodic and current reporting forms. Participants will learn the structure and details of Forms 10-K, 10-Q, and 8-K, with particular emphasis on challenging and complex disclosures and how to effectively use the SEC’s ...

Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend In recent years, the government has focused on compliance professionals and in-house counsel, the gatekeepers who are tasked with identifying corporate misconduct. This program is designed for both gatekeepers and lawyers who represent them and will feature experienced in-house and outside counsel, chief compliance officers and government officials who will use hypotheticals to discuss a variety of topics concerning  the ...

Gearing-Up for Your Third-Quarter Form 10-Q

One-Hour Briefing  One-Hour Briefing

This Video One-Hour Briefing will help you effectively plan for and deal with current and evolving issues in your next quarterly report on Form 10-Q.  We will also help you get on the right trajectory to handle key topics and issues for your next year-end. Please join Bob Laux and George M. Wilson, both workshop leaders at the SEC Institute Division, as they review key issues including: Getting cybersecurity disclosures right in light of ...

Blockchain 2.0: 2018 Legal & Regulatory Developments

Program  ProgramWebcast  Webcast

Why You Should Attend Blockchain has become one of the biggest buzzwords across the legal, technology, and financial fields. Join us for a half-day program where we will explore the issues that arise after you have gotten past the basic questions of “what is blockchain?” and “how does it work?” Listen to our speakers provide in-depth discussions on blockchain regulation and taxation, and learn more about how blockchain is used ...

Corporate Political Activities 2018: Complying with Campaign Finance, Lobbying and Ethics Laws

Program  ProgramWebcast  Webcast

Please note: this program does not offer legal ethics credit. Why You Should Attend As we head into the 2018 election season, developments in federal and state lobbying, campaign finance and ethics rules are making corporate compliance more challenging than ever. Led by high-level officials from the Federal Election Commission, Congressional ethics committees, state ethics agencies, corporate compliance officers, and private practitioners, this program’s ...

Cybersecurity 2018: Managing Cybersecurity Incidents

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Cyber attacks have wreaked havoc on organizations in every industry sector.  Senior management and boards of directors alike rank this issue to be of the highest concern – and for good reason.  From the consumer reporting agencies to technology companies to financial services organizations, cyber criminals have made it clear that no entity is immune.  In today’s interconnected world, cybercrime targets ...

Hot Topics in Mergers & Acquisitions 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend M&A activity in 2017 was strong, if lumpy. The impact of the evolving regulatory environment in the U.S. and the effects in Europe of the UK Brexit rollout continue to unfold. In this quickly evolving and uncertain environment, it is critical for dealmakers and their counsel to stay abreast of the latest trends and forecasts. What is driving the continued activity levels, and are those underlying factors sustainable? How ...

Government Contracts 2018

Program  Program

Why You Should Attend The Federal government market is increasingly complex and compliance driven. Budget pressure, inappropriate use of fixed-price contracts, increasing compliance and transparency requirements, the initiation of a “super” oversight board, intensified focus on contract and business systems auditing, increased emphasis on suspension and debarment, and growing use of the False Claims Act to enforce contract terms all make ...

Hot Topics in Electronic Discovery 2018: What Corporate and Outside Counsel Need to Know

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The demands and costs of e-discovery in litigation continue to grow. Nearly every case now involves some sort of e-discovery, and it is essential to know how to effectively and fairly handle the many issues that can arise. Our outstanding faculty of experienced lawyers, judges, and e-discovery professionals will provide an inside look at the current state of e-discovery, give tips for avoiding pitfalls litigants have encountered ...

Insider Trading Law 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Over the last decade, insider trading has been a critical area of criminal and civil enforcement, and it will likely remain so for some time to come. Following the Second Circuit’s decision on tippee liability in Newman, and the Ninth Circuit’s decision on the same issue in Salman, the law’s contours were in flux. But then the Supreme Court agreed to hear the Salman appeal, and in December 2016, the Court issued ...

Global Investment Funds 2018

Program  Program

Why You Should Attend Asset managers today have a global presence and investment funds are built and designed with a view to cross-border distribution. As a result, legal and compliance professionals have an increasing need to identify and understand the legal framework applying to global investment funds.  This program will target those issues that are involved with offering cross-border services to non-US clients and foreign advisers offering ...

Hot Issues in Executive Compensation 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend As the economy shifts and the legislature, SEC, and shareholders respond, the design, implementation and disclosure of executive compensation undergoes continual change. At this program, experts in the area – from major corporations, the SEC, the IRS and shareholder activist groups, as well as from leading law and consulting firms – will lead you through the emerging best practices and the current reactions to the ...

Form 10-K In-Depth Workshop 2018

Workshop  Workshop

Why You Should Attend A hands-on Workshop designed to give participants a mastery of the Form 10-K requirements, and takeaways on how to improve 10-K disclosures. Interactive discussions involving example 10-Ks will enhance your understanding of each item, with particular focus given to the Management’s Discussion & Analysis (MD&A) section. Workshop leaders will guide Participants through Form 10-K item-by-item, using PLI’s SEC ...

14th Annual SEC Reporting & FASB Forum for Mid-sized & Smaller Companies

Program  Program

Why You Should Attend New leadership and new directions at the SEC, FASB and PCAOB have created change and challenge for mid-sized and smaller companies.  The SEC’s expected expansion of the smaller reporting company system along with changes to Regulation S-K and S-X create opportunities for companies to simplify and improve their reporting to shareholders.  Finishing implementation of the FASB’s new lease standard, preparing ...

Securities Arbitration 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend This year’s Securities Arbitration program will feature FINRA Dispute Resolution leadership and arbitrators, as well as noted academics and experienced attorneys who represent both customers and industry.  Our faculty will provide practical tips for the use of experts and discovery in arbitration proceedings. They will explore the ethical challenges involved in technology and security in arbitration and mediations ...

Understanding the Securities Laws 2018

Program  Program

Why You Should Attend Whether you are new to the field or seeking a quick refresher or an update, this is the securities law primer that you won’t want to miss. This program will provide an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners as well as SEC staff.  Emphasis will be placed on the interplay among the Securities Act of 1933, the Securities Exchange ...

Debt vs. Equity Accounting for Complex Financial Instruments Workshop 2018

Workshop  Workshop

Why You Should Attend This Workshop will provide the knowledge and tools to demystify the debt versus equity conundrum for complex financial instruments, such as warrants with re-pricing provisions and convertible instruments with embedded features.  These types of financing tools have become important for emerging and growing companies that seek alternative financing solutions rather than mainstream lending.  Unfortunately, because of ...

Bridge-the-Gap I: Ethics and Skills for Newly Admitted New York Attorneys 2018

Program  ProgramWebcast  Webcast

Please note that only the "How to Avoid Tripping on Ethical Pitfalls When You're Learning to Walk " segment, which runs from 8:45 a.m. until 11:30 a.m., will be available via Live Webcast You may encounter a potential legal ethics pitfall and not even know it.  Whether your practice focuses on litigation or transactional matters, you’re a senior partner or a staff attorney, the same ethics rules apply and ignorance is no excuse.  ...

Assessing Your Compliance and Ethics Program

One-Hour Briefing  One-Hour Briefing

Under applicable government standards and best practices, expectations regarding compliance & ethics (C&E) program assessments have never been higher.  In this Briefing, Jeffrey M. Kaplan and Rebecca Walker of Kaplan & Walker LLP will discuss government expectations and practical tools to help you conduct an effective assessment of your program.  They will cover the following key topics: Official requirements for conducting ...

Pocket MBA 2018: Finance for Lawyers and Other Professionals

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend This program is specifically designed for in-house and law firm attorneys and other professionals who work with financial information. It will enhance understanding of business strategies, accounting fundamentals and vocabulary used by management, investors, auditors and bankers. Practical advice and application of information to actual situations and financial reports will provide participants with opportunities to immediately ...

SEC Reporting and Practice Skills Workshop for Lawyers 2018

Workshop  Workshop

Why You Should Attend Many lawyers learn SEC reporting through on-the-job training that often is piecemeal at best.  This Workshop is intended to replace that ad-hoc learning process by helping participants develop a comprehensive and in-depth understanding of the structure, organization and details of the reporting requirements of the U.S. federal securities laws, including how to use the SEC’s online resources and all related sources ...

Illinois Basic Skills for Newly Admitted Attorneys 2018

Program  Program

Why You Should Attend PLI’s Illinois Basic Skills for Newly Admitted Attorneys is designed to help newly admitted attorneys in Illinois meet their first-year Minimum Continuing Legal Education Basic Skills Course requirements. This program, taught by a faculty of expert practitioners from a range of practice areas, covers important professional responsibility topics and fundamental elements of practice. What You Will Learn  Effective ...


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