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Showing 1 - 25 of 127 Results


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Annual Disclosure Documents 2018: Current Developments and Best Practices

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Stay current on disclosure requirements and developments affecting annual disclosure documents and proxy soliciting materials prepared by SEC reporting companies. Hear from the SEC staff and our faculty, who will focus on anticipated changes to the SEC disclosure regime, current “hot issues,” best practices, and practical pointers. Our faculty will discuss any proposed or final regulatory changes, plus domestic and ...

Form 10-K In-Depth Workshop 2018

Workshop  Workshop

Why You Should Attend A hands-on Workshop designed to give participants a mastery of the Form 10-K requirements, and takeaways on how to improve 10-K disclosures. Interactive discussions involving example 10-Ks will enhance your understanding of each item, with particular focus given to the Management’s Discussion & Analysis (MD&A) section. Workshop leaders will guide Participants through Form 10-K item-by-item, using PLI’s SEC ...

Blockchain Technology, Smart Code, and Smart Contracts: Issues and Risks

One-Hour Briefing  One-Hour Briefing

Many people know that bitcoin is based on blockchain technology, but fewer understand how the underlying technology is being applied to a much broader range of commercial and business functions. Most of these applications involve the use of smart code and smart contracts.    In this One-Hour Briefing, Mark W. Rasmussen and James A. Cox of Jones Day will explore the following topics: What are smart code and smart contracts and ...

New Developments in Securitization 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Traditional asset-backed securities markets, such as auto securitizations, commercial mortgage-backed securities, and credit card receivables continue with steady issuance volumes, while new markets, such marketplace lending, continue to develop. Other markets, such as private-label residential mortgage-backed securities, remain below historic levels, but show signs of increased activity. Join our expert faculty as they discuss ...

SEC Reporting Skills Workshop 2018

Workshop  Workshop

Why You Should Attend Designed for accounting and financial reporting professionals, this Workshop will help you build the foundational knowledge and practical experience necessary to prepare and review the SEC’s periodic and current reporting forms. Participants will learn the structure and details of Forms 10-K, 10-Q, and 8-K, with particular emphasis on challenging and complex disclosures and how to effectively use the SEC’s guidance.  ...

Debt vs. Equity Accounting for Complex Financial Instruments Workshop 2018

Workshop  Workshop

Why You Should Attend This Workshop will provide the knowledge and tools to demystify the debt versus equity conundrum for complex financial instruments, such as warrants with re-pricing provisions and convertible instruments with embedded features.  These types of financing tools have become important for emerging and growing companies that seek alternative financing solutions rather than mainstream lending.  Unfortunately, because of ...

Coping with U.S. Export Controls and Sanctions 2018

Program  Program

Why You Should Attend The Trump administration is making its mark on export controls and sanctions policy, and it is more important than ever for institutions in all sectors of the economy to stay on top of key developments. Companies and financial institutions must be aware of their compliance and disclosure obligations, enforcement trends and priorities, and emerging risks. Implementing and strengthening compliance programs is an increasingly important ...

34th Annual SEC Reporting & FASB Forum

Program  Program

Why You Should Attend With the financial reporting world in a constant state of change, it’s challenging to keep up with new and evolving accounting standards and regulations.  The Annual Forum will provide key insights and updates from regulators, industry and topic experts.  Attendees will learn about FASB’s standard-setting agenda, as well as updates on rulemaking, interpretive guidance and enforcement actions from the SEC.  ...

Form 20-F In-Depth Workshop 2018

Workshop  Workshop

Why You Should Attend In this Workshop designed for lawyers and financial reporting professionals, our experienced Workshop leaders will use interactive lectures and examples to give participants the foundational knowledge and practical experience necessary to prepare and review the SEC’s Foreign Private Issuer periodic and current reporting forms, including the 20-F Annual Report and Form 6-K. Participants will build an understanding of the ...

Ethics for Corporate Lawyers 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend At this unique interactive program based on the video “Negotiation Ethics in Five Acts”, the faculty will review various everyday ethical scenarios in corporate practice  while program participants “vote” electronically with the rest of the audience on the correct ethical responses.  What You Will Learn Topics to be discussed include:   Can you examine metadata in draft deal documents?  ...

Secured Transactions 2019: What Lawyers Need to Know About UCC Article 9

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Secured transactions -- interests in specific collateral granted by the debtor in conjunction with the debtor’s promise to pay -- are governed by Article 9 of the Uniform Commercial Code. At this program, you will learn the fundamentals of acquiring a security interest, including how to attach, to perfect (filing and non-filing methods) and to gain (and maintain) priority in the collateral of your choice. You will learn how to secure the most ...

Real Estate M&A and REIT Transactions 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The REIT and commercial real estate industries have continued to experience strong M&A activity, with some sectors poised for large-scale consolidation even as new property types enter the REIT universe through spin-offs, conversions and IPOs. At the same time, high-profile transactions involving non-traded REITs and the increasing presence of activist investors — and a number of high-profile governance changes — ...

Mergers & Acquisitions 2019: Advanced Trends and Developments

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Merger and acquisition activity has remained robust in 2018.  The ability to properly advise companies and their boards of directors and to effectively negotiate an M&A transaction requires detailed knowledge of the latest trends and developments affecting M&A. This program will help you stay up-to-date on M&A activity and cutting edge trends and developments regarding M&A litigation, appropriate board processes, ...

SEC Reporting and Practice Skills Workshop for Lawyers 2019

Workshop  Workshop

Why You Should Attend Many lawyers learn SEC reporting through on-the-job training, which often is piecemeal at best. This Workshop is intended to replace that ad-hoc learning process by helping participants develop an in-depth understanding of the reporting requirements of the U.S. federal securities laws. Workshop participants will build the foundational knowledge and practical experience necessary to understand, prepare and review periodic and ...

Cut from a Different Cloth: Employment Issues Tailored to the Fashion Industry

One-Hour Briefing  One-Hour Briefing

Fashion is a $1.2 trillion global industry, with more than $250 billion spent annually on fashion in the United States, according to industry analysts.  This prominent industry involves employees and independent contractors at every level - from designers, to models, to retail staff.  In recent years, employment issues in fashion have been highly publicized and can, if not handled properly, negatively harm the reputation of fashion enterprises.  ...

False Claims Act: 2018 Year in Review

One-Hour Briefing  One-Hour Briefing

The federal False Claims Act ("FCA") continued to be a significant focus of government and whistleblower activity in 2018.  The U.S. Department of Justice reported numerous settlements and judgments from FCA cases involving multiple industries throughout the country.  As in recent years, the statute continues to be an important tool for the government and an opportunity for qui tam whistleblowers.  In fact, the FCA has allowed the government ...

Investing, Trading and Doing Deals in a Dynamic World 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The first two years of the Trump Administration have ushered in an environment characterized by paradox. On the one hand the investment climate has rarely looked better: the US is experiencing a remarkably stable bull stock market, the world economy is growing, there are massive reserves of uncommitted international investment capital, reduced tax drag on investment dollars entering the US economy, a less intrusive regulatory ...

Applying ERISA Fiduciary Rules to Health Plans, Services and Products 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

ERISA applies to health and welfare plans as well as to retirement plans.  However, since its enactment, the predominant focus of ERISA related regulatory activity, plan sponsor compliance and litigation has been on retirement plans.  The period following the enactment of the Affordable Care Act has seen a growth in awareness of ERISA: (i) health plan related compliance requirements; as well as (ii) fiduciary provisions, and liability for ...

Energy Trading Compliance and Regulatory Enforcement

One-Hour Briefing  One-Hour Briefing

This One-Hour Briefing will help you understand key aspects of energy trading compliance and regulatory enforcement relevant to trading of electricity, natural gas, crude oil and other products. Our panel will review the jurisdiction of FERC and CFTC - the key regulators and enforcers - as well as exchanges such as CME and ICE. It will discuss, among other things, lessons learned from recent enforcement cases and settlements for ...

Drafting and Negotiating Corporate Agreements 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Learn the basics of drafting and negotiating corporate agreements — from how the provisions of an agreement fit together, to the fundamental drafting and negotiating principles common to all corporate agreements. Our expert faculty will teach you how to reduce your client’s goals to a complete, clearly written and enforceable agreement, and how to identify what issues are most likely to come up in a negotiation of ...

Using Artificial Intelligence to Open New Lending Markets

One-Hour Briefing  One-Hour Briefing

Right now, there are around 44 million consumers without a traditional FICO score (sometimes called “Credit Invisibles”) in the United States.  Lenders are just beginning to underwrite loans to them using artificial intelligence and alternative data.  Add the developing world, and the number of underserved consumers who might be reached with AI shoots up to a billion.  In short, this is a huge opportunity.  But AI and ...

Fifth Annual Form 10-K Tune-Up

One-Hour Briefing  One-Hour Briefing

As you prepare your company’s Form 10-K this year, you will have to consider incorporating changes required by the SEC’s Disclosure Update and Simplification Final Rule as well as deal with complex, emerging disclosure questions surrounding cybersecurity risks and the impact of Brexit, among others. Please join our SEC Institute workshop leaders Cheryl L. Linthicum and George M. Wilson as they discuss these and other key issues to address ...

Pennsylvania Bridge The Gap 2019

Program  Program

Why You Should Attend Newly admitted attorneys in Pennsylvania must complete four hours of CLE Bridge-the-Gap training prior to their first CLE requirement deadline. Satisfy this mandatory requirement and learn information important to your practice by attending PLI’s Pennsylvania Bridge-the-Gap for Newly Admitted Attorneys program on January 23, 2019. This program will take place live at the law firm of Pepper Hamilton in Philadelphia. ...

Understanding Financial Products 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

The explosion of new financial products over the past decade like the emergence of cryptocurrencies, the implosion of the credit markets and the resulting significant regulatory requirements underline the importance of a basic understanding of financial products. While these instruments have been invaluable investment tools, with enormous potential for product manufacturers and investors, they also create potentially significant legal risks and challenges ...

SEC and Cybersecurity: Emerging Regulatory Expectations and What’s Ahead in 2019

One-Hour Briefing  One-Hour Briefing

The U.S. Securities and Exchange Commission ramped up its cybersecurity enforcement efforts in 2018 with a number of “firsts.”  In early 2018, the full commission issued updated cybersecurity guidance to its public companies telling them to bolster their disclosures of cybersecurity risk factors and improve data security disclosures.  A few months later, the SEC pursued its first-ever cybersecurity enforcement action against ...


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