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Corporate Governance - A Master Class 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend This program will address key corporate governance issues faced by boards and principal board committees.  Public companies and their directors and officers face increasing responsibilities, and even increased risk of liability.  They are also under intense scrutiny and in at least some cases significant pressure from investors and regulators.  Changing investor expectations – including more vocal expectations ...

Investment Management Institute 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

In addition to the credits listed to the right, this program also offers credit for CFP certification. Investment Management Institute 2018 has been approved by the CPF Board for 10.50 CE credits. Why You Should Attend At this program you will hear expert panelists discuss significant business, legal, and technological developments in the investment management area over the past year and learn about important regulatory initiatives.   What ...

Global Capital Markets & the U.S. Securities Laws 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Capital markets are adjusting to a wide range of evolving regulatory standards that affect the way in which offerings are conducted around the world. At the same time, issuers around the world are subject to changing accounting and corporate governance standards, while market participants navigate new ground in derivative product regulation. Issuers and market participants also face an increasingly active global enforcement ...

The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should AttendThe Foreign Corrupt Practices Act (“FCPA”) is at the top of most companies’ key risk areas. The DOJ and SEC remain focused on investigating violations and enforcement of the law. Recent FCPA settlements demonstrate that no industry is immune from scrutiny and the trend towards higher penalties involving multiple regulators has continued.  As more countries and international organizations ramp up their anti-corruption ...

Enforcement 2018: Perspectives from Government Agencies

Program  ProgramWebcast  WebcastGroupcast  Groupcast

The new administration will continue to bring unprecedented changes in our economic, business and regulatory regimes in general, and in enforcement efforts in particular. This unique program now in its eighth year brings together panels of senior staff from the various enforcement and regulatory agencies. Over the years these agencies have included the U.S. Commodity Futures Trading Commission, FINRA, New York State Department of Financial Services, ...

Internal Investigations 2018

Program  ProgramGroupcast  Groupcast

Why You Should Attend From commencement to conclusion, lawyers face numerous issues when conducting an internal investigation. Allegations by a whistleblower, ethical dilemmas, and managing the costs of an investigation are just some of the challenges that may arise. Companies and their counsel must anticipate potential risks and quickly resolve all issues that arise before, during, and after the investigation. At this program, an expert faculty will ...

Anti-Money Laundering 2018: Risks, Due Diligence and Compliance in an Evolving Legal and Technological World

Program  ProgramWebcast  Webcast

Why You Should Attend Money laundering is a fast-growing problem in today’s global economy.  New financial technologies including online and peer-to-peer payment systems, cybercurrency, and crowdfunding have joined well-established methods of laundering the proceeds of criminal activity and have served as platforms for terrorist finance.  As new financial products and services are developed, regulators have proposed or implemented ...

Fundamentals of Investment Adviser Regulation 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Stay Ever Current: Subscribe today to PLI’s blog edited by Clifford E. Kirsch. Mark Your Calendar.  More Information to Come!

Global Investment Funds 2018

Program  Program

Mark Your Calendar.  More Information to Come!

50th Annual Institute on Securities Regulation

Program  Program

Mark Your Calendar. More Information To Come!

Coping with U.S. Export Controls and Sanctions 2018

Program  Program

Mark Your Calendar. More Information to Come!


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