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Financial Services Technology 2018: Avoidance of Risk

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The financial services industry is one of the most heavily regulated industries and the regulations are constantly changing. The Dodd-Frank Wall Street Reform and Consumer Protection Act changed the landscape and companies must maintain their vigilance to comply with its requirements. Federal and state agencies, including the OCC, FFIEC, Federal Reserve and CFPB, have issued regulations, guidance and recommendations regarding ...

SEC’s Fiduciary Rulemaking -- The Proposed Rules Are Unveiled

One-Hour Briefing  One-Hour Briefing

On April 18, the SEC proposed a comprehensive rule set governing the fiduciary duty and standard of conduct applicable to broker-dealers and advisers that provide investment advice to retail investors.  The proposed rules would require BD/IAs to summarize their relationship to investors; establish a BD best interest standard of conduct when recommending securities transactions; restrict the use of the term "adviser" or "advisor" by broker-dealers ...

23rd Annual Consumer Financial Services Institute

Program  ProgramWebcast  Webcast

Why You Should Attend The Consumer Financial Protection Bureau (CFPB) recently celebrated its sixth anniversary and the consumer financial services industry is working to keep pace with the CFPB’s extraordinary number of regulatory and enforcement initiatives. At the same time, other federal and state regulators and attorneys general are ramping up their activity and threatening to fill any void if the successor to CFPB Director Cordray is less ...

The Volcker Rule 2018: What It Means for Financial Institutions and Markets

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend With the new administration and an evolving regulatory focus in 2017, the Volcker Rule was often cited as a target for change, if not repeal.  Meanwhile, banks and financial institutions continued their Volcker Rule compliance duties throughout the year and 2017 even witnessed the Rule’s first enforcement action.  Discussion of Rule changes reemerged in 2017 with 2018 touted as a potential window where any adjustments ...

Business Development Companies

One-Hour Briefing  One-Hour Briefing

Interest in the formation of business development companies, especially private BDCs, remains high.  BDCs have also recently been in the spotlight as a result of significant changes to the regulatory framework affecting them.  During the session, we will provide a brief overview of the legal and regulatory requirements applicable to BDCs generally, and focus on recent developments. Please join Brian D. Hirshberg and Anna T. Pinedo of Mayer ...

Representing the Pro Bono Client: Consumer Law Basics 2018 (Free)

Program  ProgramWebcast  Webcast

Why You Should Attend Volunteer lawyers are needed to help the many low income clients facing a wide assortment of consumer law matters who are unrepresented.  Attend this program to learn the basics of consumer law so that you can competently represent a client in need and learn new advocacy skills.  What You Will Learn • Introduction to Fair Credit Reporting Act • Overview of State and Federal Restraints on Debt Collection • ...

Negotiating Real Estate Deals 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The 2017 real estate market is well behind us. The previous year closed with some leveling indicators, signaling a slowdown from the dazzling growth the market witnessed in the last few years. 2018 is presenting a more tempered pace and environment, as real estate forecasters seem to indicate. U.S. real estate appears to remain a safe bet in the eyes of domestic and international investors, but new challenges and risks are abound ...

FinTech 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The financial services industry is changing rapidly. Technology is revolutionizing securities investing and trading, transaction payment methodologies, and the provision of investment advice. This program will explore the legal and compliance issues arising out of the explosive advances in financial technology, including crowdfunding, blockchain technology and cryptocurrency, including bitcoin, and the advent of robo-advisors, ...

Ethics in Banking and Financial Services 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend An expert faculty will review and provide practical guidance on current ethical issues faced by attorneys working in banking and financial services. What You Will Learn Confidentiality issues, when representing banking and financial services clients Ethical issues in internal investigations Ethical concerns when representing multinational clients Whistleblower remedies for corporate counsel Current issues ...

Bankruptcy Basics for Low-Income Clients 2018

Program  ProgramWebcast  Webcast

Why You Should Attend Although the economy is improving and foreclosures in many parts of the country are in decline due to rising home values, financially marginalized people still file bankruptcy in disproportionate numbers.  Many debtors are unrepresented and bankruptcy clinics are still in great demand.  There is a critical need for pro bono attorneys to assist low-income clients at all levels.  The practice of bankruptcy law is ...

Bank Asset Management and Collective Investment Funds 2018

Program  ProgramWebcast  Webcast

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