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Showing 25 Results

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Robo-Advisers and Digital Advice: Preparing for an SEC Exam

One-Hour Briefing  One-Hour Briefing

The dramatic rise in automated investment platforms (including robo-advisers) is drastically changing the traditional landscape for registered advisers.  These services, which may be offered together in a more traditional model or as a stand-alone service, are appealing to younger generations of millennial investors by utilizing technologically-savvy online investment tools that operate seamlessly on personal devices, such as smart-phones and ...

Banking Law Institute 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

In addition to the credits listed to the right, this program also offers credit for ABA professional certification. Banking Law Institute 2017 has been approved for 1.25 CAFP, 7.5 CRCM, 5 CSOP credits. This statement should not be viewed as an endorsement of this program or its sponsor. Why You Should Attend Banking law and regulation is never complete, but the landscape achieved what may be considered relative stability in the recent post crisis ...

Delaware Blockchain Initiative and the Blockchain Legislation Project: Shaping the Future of Business

One-Hour Briefing  One-Hour Briefing

This briefing will focus on the key opportunities created by the Delaware Blockchain Initiative, as well as preview new technologies by the smart securities company that were the inspiration behind the Delaware Blockchain Initiative.  In addition the briefing will preview some activities of the Blockchain Legislation Project.  Please mark your calendar for a timely and lively discussion that will address:  What is the Delaware ...

New Developments in Securitization 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The securitization market continues to develop and innovate, while also being subject to new regulations. Traditional asset-backed securities (ABS) markets, including auto securitizations, commercial mortgage-backed securities (CMBS) and credit card receivables continue with steady issuance volumes. New markets, such as marketplace lending, continue to be developed. Other markets, such as private-label residential mortgage-backed ...

Essentials of Maritime Law

One-Hour Briefing  One-Hour Briefing

90% of the world’s goods are carried in ships.  Accordingly, maritime commerce affects nearly every product bought or sold in the United States.  As the shipping industry has modernized, in addition to traditional bank finance, shipping companies have gained access to the public markets in the United States, and many shipping companies are now publicly listed here.  Further, because of the world economic crisis and downturn in ...

NY Attorney General and NY Department of Financial Services: Statutory Authority and Recent Initiatives Impacting the Financial Services Industry

One-Hour Briefing  One-Hour Briefing

December 13, 2017, 3:00 p.m. - 4:00 p.m. (E.T.) In this One-Hour Briefing, we will explore the significant role New York’s Attorney General and its Department of Financial Services (DFS) play in the financial services industry and why these two state-level agencies will continue to exert significant power over the financial services industry, especially with federal oversight potentially shrinking.  Although President Trump has promised ...

Fed’s TLAC Rule

One-Hour Briefing  One-Hour Briefing

In December of 2016, the Federal Reserve Board adopted final rules relating to a long-term debt, total loss absorbing capacity (TLAC), and clean holding company requirement. The rules apply to U.S. G-SIBs and for foreign banks that are G-SIBs and subject to an intermediate holding company requirement. Please join Oliver I. Ireland of Morrison & Foerster LLP for an overview.  Topics will include:  The Fed’s final rules; ...

Helping Lawyers Look for Red Flags in Financial Statements

One-Hour Briefing  One-Hour Briefing

Understanding financial statements and their relevance in various litigations is becoming increasingly important in the aftermath of the financial crisis. It is imperative that attorneys develop a working understanding and analytical framework of accounting to strengthen their background. This one hour course is designed to give attorneys an overview of accounting standards, their relevance, and areas of the financial statements that are subject to ...

Real Estate M&A and REIT Transactions 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

The REIT and commercial real estate industries have continued to experience strong M&A activity, as the REIT market continues to grow and consolidate.  REITs already own more than $1.8 trillion of U.S. real estate, and there are now 24 REITs with equity market capitalizations north of $10 billion.  The transactions fueling this growth, which are expected to continue, include REIT mergers and IPOs, spin-offs and restructurings, transactions ...

Blockchain and IP: Promoting and Protecting Innovation in Payments

One-Hour Briefing  One-Hour Briefing

Beginning with the basics of blockchain technology and IP topics ranging from patents, trade secrets, and copyrights, the One-Hour Briefing will walk through the key technical and IP components of blockchain-based payment solutions. We will also explore pragmatic IP approaches that promote innovation while allowing for widespread adoption and open usage.  Please join Jessie Cheng of Ripple Labs, Inc. and Aaron S. Kamlay of Morris & Kamlay ...

CMBS and the Real Estate Lawyer 2018: Lender and Borrower Issues in the Capital Market

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend By 2018, over $200 billion of commercial conduit loans will mature and will need to be refinanced.  After the robust issuance of $101 billion of CMBS in 2015, the general expectation was that further growth in the origination of commercial mortgages for, and issuance of, CMBS in 2016 would easily handle the wave of maturities of conduit loans originated in 2006 and 2007.  Unfortunately, the general volatility of the ...

Asset Based Financing Strategies 2018

Program  ProgramGroupcast  Groupcast

Why You Should Attend  Asset based financing is a key source of credit for small and medium-size companies and for some larger, publicly traded companies as well. In contrast to equity financing where ownership in the company is diluted, asset-based financing allows companies to borrow funds against their own assets as collateral to generate cash for working capital and capital acquisitions without disturbing equity ownership.  In structuring ...

Ethics for Financial Industry Lawyers 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The program will review the professional responsibility issues confronting lawyers who advise clients in connection with securities and derivatives transactions, including the Dodd-Frank Act. What You Will Learn Lawyers as gatekeepers to protect the public Who the client is - organizations, not officers When to report wrongdoing: internally (up the corporate ladder and to the Board) and externally (to ...

Commercial Real Estate Financing 2018

Program  ProgramGroupcast  Groupcast

Why You Should Attend This year’s seminar will explore new and advanced topics in commercial real estate financing. Our faculty of experienced attorneys, in conjunction with non-attorney real estate professionals, will discuss (i) equity capital structures; (ii) what issues matter the most when negotiating Loan Documents; (iii) issues relating to leasehold mortgage financing; (iv) tenant estoppels and subordination, non-disturbance and subordination ...

FinTech 2018

Program  ProgramWebcast  Webcast

Mark Your Calendar.  More Information to Come!

Ethics in Banking and Financial Services 2018

Program  ProgramWebcast  Webcast

Mark Your Calendar. More Information to Come!

Financial Services Industry Regulatory Compliance Forum 2018

Program  ProgramWebcast  Webcast

Mark Your Calendar.  More Information to Come!

Banking Law Institute 2018

Program  ProgramWebcast  Webcast

Mark Your Calendar. More Information To Come!

New Developments in Securitization 2018

Program  ProgramWebcast  Webcast

Mark Your Calendar.  More Information to Come!


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