Narrow Your Results
Narrow Your Results

Content

Programs & Webcasts

On-Demand

Publications

Faculty/Authors

News/Blogs

CLE and Other Credit Types

CLE  

Search Programs

CLE Jurisdictions

CPD  

CPE (NASBA)  

CFE-CPE (Fraud)  

Compliance (CCB CEU)  

Privacy CPE (IAPP)  

Search for programs by jurisdiction or CLE credit type:

 
 
  Not all credit types are available in all jurisdictions. If you choose multiple states and multiple credit types, you may end up with 0 results.  
 



 

   
      

Search for Programs with CPD Credits in:


   

   


List View Table View

Fund Finance: Terms and Structures

One-Hour Briefing  One-Hour Briefing

Learn about the latest developments in the use of financial leverage by investment funds from experts from Blackstone/GSO and Dechert LLP.  The panel will discuss current trends in fund finance and address terms and structures of the following financing options available to investment funds: Fund-level credit facilities Special purpose vehicle financing Structured repurchase agreements Total return swap financing Subscription ...

FASB’s New CECL Standard Impacting Loans, Mortgages, Investment Securities and Other Financial Instrument Impairments - Governance, Risk and Compliance (GRC), and Legal Implementation and Disclosure Considerations

One-Hour Briefing  One-Hour Briefing

This One-Hour Briefing will focus on the Governance, Risk and Compliance (GRC) and legal enterprise-wide solutions and disclosures for the FASB’s new financial instrument impairment standard CECL. CECL models require complex new judgments and estimates, and that impacts governance, risk, compliance, legal, technology, finance and the business units of companies.  This new approach applies to all financial instruments, including accounts ...

Cybersecurity Basics: Practical Advice for Financial Institutions and Businesses

One-Hour Briefing  One-Hour Briefing

It’s a question of when, and not if, your company will experience a cyber incident. Are you prepared? And is your cybersecurity program up to speed? This program will walk you through the steps necessary to prepare for cyber threats, providing practical solutions for the legal and ethical challenges in protecting your business and data from cyber threats. Joseph P. Facciponti, Heather B. Middleton, and Sharon A. O’Shaughnessy of Murphy ...

Commodity Exchange Act Basics

One-Hour Briefing  One-Hour Briefing

This One-Hour Briefing provides all the basics a lawyer needs to be conversant in and familiar with the Commodity Exchange Act and the regulatory framework for futures, commodity options, swaps, and retail foreign exchange.  Topics to be covered by Curtis A. Doty and Anna T. Pinedo of Mayer Brown LLP include: The jurisdiction of the Commodity Futures Trading Commission (CFTC); Who are the registrants and what authority does the ...

Public Company Take-Private Transactions: A Historical Perspective and What the Future May Hold

One-Hour Briefing  One-Hour Briefing

Before the financial crisis, major private equity firms were frequently successful in acquiring significant public companies in “take-private” deals.  Major take-privates, including Hilton, RJR Nabisco, Georgia Pacific and First Data, rank among the largest M&A deals of all time.  Since the financial crisis, very few significant take-privates have been proposed or completed.  Andrew Capitman, a Managing Director in ...

FinCEN’s Customer Due Diligence Rule – What You Need to Know Now

One-Hour Briefing  One-Hour Briefing

On May 11, 2018, a new rule implemented by Financial Crimes Enforcement Network (FinCEN) went into effect that requires U.S. financial institutions to identify certain beneficial ownership information about legal entity customers.  The rule, knowns as the Customer Due Diligence Rule (CDD Rule) applies to all new accounts as well as existing accounts in some circumstances.  Since its implementation date, some banks have taken differing approaches ...

Bankruptcy Appeals: What Must Be Done, When It Must Be Done and How Best to Succeed When Prosecuting or Defending a Bankruptcy Appeal

One-Hour Briefing  One-Hour Briefing

Bankruptcy Court Orders and Judgments have res judicata and collateral estoppel effects. Understanding how to appeal adverse rulings or to defend on appeal favorable Bankruptcy Court rulings is crucial to preserving and protecting the best interests of a client involved in a Bankruptcy Case, Adversary Proceeding or Contested Matter. Dispositive issues concerning jurisdiction, conflicting standards of review and concepts of finality make the Bankruptcy ...

Shedding Light on Dark Pools -- The SEC Acts to Increase Transparency and Oversight of Alternative Trading Systems

One-Hour Briefing  One-Hour Briefing

On July 18, 2018, the Securities and Exchange Commission voted to adopt new Form ATS-N as well as amendments to Regulation ATS, which are intended to enhance operational transparency and regulatory oversight of alternative trading systems (ATSs) that trade exchange-listed stocks (NMS Stock ATSs).      In this One-Hour Briefing, K. Susan Grafton of Dechert LLP, Vaishali Javeri of Credit Suisse, and Tyler Raimo of the SEC’s ...

Bank Asset Management and Collective Investment Funds 2018

Program  ProgramWebcast  Webcast

Stay Ever Current: Subscribe today to  PLI’s blog edited by Clifford E. Kirsch. Why You Should Attend This conference covers the regulatory framework governing bank asset management and bank collective funds.  Bank asset management services are an important component in the investment management landscape.  At the same time collective investment funds, which have been around for many years, are undergoing a marked growth ...

Understanding and Using EBITDA in Legal Practice

One-Hour Briefing  One-Hour Briefing

This One-Hour Briefing will help you effectively use EBITDA in your practice.  Earnings Before Interest Taxes and Depreciation, commonly called EBITDA, is a standard calculation in the modern financial world, but, like Latin, many lawyers have only an minimal understanding and may not feel comfortable using the calculation in practice.  It is accepted by courts and markets as a standard measure in finance and while many understand EBITDA ...

Financial Services RegTech and Regulatory Compliance Forum 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Stay Ever Current: Subscribe today to  PLI’s blog edited by Clifford E. Kirsch. Why You Should Attend Financial services firms’ corporate compliance programs continue to be under intense regulatory scrutiny and face immense challenges brought upon the FinTech revolution. Many new rules have been issued which impact the manner in which financial services firms operate. At the same time, these programs have to adapt to financial ...

Banking Law Institute 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Every year, the Banking Law Institute reviews the year’s major developments in banking law and regulation, offering seasoned analysis and practical takeaways from experienced faculty drawing from industry, the banking bar and government.  The program always starts with a panel featuring the regulatory voice, where senior members of various agencies share key insights on banking policy – a rare opportunity to ...

New Developments in Securitization 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Traditional asset-backed securities markets, such as auto securitizations, commercial mortgage-backed securities, and credit card receivables continue with steady issuance volumes, while new markets, such marketplace lending, continue to develop. Other markets, such as private-label residential mortgage-backed securities, remain below historic levels, but show signs of increased activity. Join our expert faculty as they discuss ...

Real Estate M&A and REIT Transactions 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The REIT and commercial real estate industries have continued to experience strong M&A activity, with some sectors poised for large-scale consolidation even as new property types enter the REIT universe through spin-offs, conversions and IPOs. At the same time, high-profile transactions involving non-traded REITs and the increasing presence of activist investors — and a number of high-profile governance changes — ...

Ethics for Financial Industry Lawyers 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

The program will review the professional responsibility issues confronting lawyers who advise clients in connection with securities and derivatives transactions, including the Dodd-Frank Act. Topics Include What is the lawyer’s role– confidential communicant, whistleblower or gatekeeper? Who is the client– entity, not individual officers? How to report wrongdoing: Internally (up the corporate ladder and to the ...

The Volcker Rule 2019: What it Means for Financial Institutions and Markets

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Since 2014, our Volcker Rule program has delivered practical analysis and comment on the most current developments from seasoned government, legal, and compliance professionals with considerable experience with this evolving section of the Dodd-Frank Act. Each year since the Rule’s implementation brought new considerations for banks and financial institutions to address when developing and managing their compliance programs, and preparing for ...

Representing the Pro Bono Client: Consumer Law Basics 2019

Program  ProgramWebcast  Webcast

  Mark Your Calendar. More Information to Come!

Ethics in Banking and Financial Services 2019

Program  ProgramWebcast  Webcast

Mark Your Calendar. More Information to Come!

Bankruptcy Basics for Low-Income Clients 2019

Program  ProgramWebcast  Webcast

  Mark Your Calendar. More Information to Come!


  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • YouTube
  • RSS

All Contents Copyright © 1996-2018 Practising Law Institute. Continuing Legal Education since 1933.

© 2018 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.