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Showing 1 - 25 of 101 Results

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Ethics for Corporate Lawyers 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Ethics for Corporate Lawyers 2017

Released on: Dec. 28, 2017

At this unique interactive program based on the video “Negotiation Ethics – Where is the Brink?” faculty will review various everyday ethical scenarios. Topics covered include: Can you examine metadata in draft deal documents? Are you under an obligation to correct drafting mistakes made by the other side? When can you contact the opposing business people directly about deal issues? What happens if you inadvertently ...

Effective Management of Outside Counsel 2017: Fully Leveraging the Attorney-Client Relationship

On-Demand Web Programs  On-Demand Web Programs    

From the program: Effective Management of Outside Counsel 2017: Fully Leveraging the Attorney-Client Relationship

Released on: Dec. 20, 2017

In this unique program, veteran in-house lawyers discuss how to manage outside counsel to achieve the client's most important practical objectives. General counsel and junior in-house counsel alike will benefit from experience-tested strategies that maximize what today's attorney-client relationship can truly accomplish for clients.   Lecture Topics [Total time 00:03:30] Segments with an asterisk (*) are available only with the ...

New Developments in Securitization 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: New Developments in Securitization 2017

Released on: Dec. 20, 2017

The securitization market continues to develop and innovate, while also being subject to new regulations. Traditional asset-backed securities (ABS) markets, including auto securitizations, commercial mortgage-backed securities (CMBS) and credit card receivables continue with steady issuance volumes. New markets, such as marketplace lending, continue to be developed. Other markets, such as private-label residential mortgage-backed securities (RMBS), ...

Annual Disclosure Documents 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Annual Disclosure Documents 2017: Current Developments and Best Practices

Released on: Dec. 19, 2017

Stay current on disclosure requirements and developments affecting annual disclosure documents and proxy soliciting materials prepared by SEC reporting companies. Hear from the SEC staff and our faculty, who will focus on anticipated changes to the SEC disclosure regime in 2017, current “hot issues,” best practices, and practical pointers. The priorities of the new administration and new chair of the SEC are expected to bring significant ...

50th Annual Immigration and Naturalization Institute

On-Demand Web Programs  On-Demand Web Programs    

From the program: 50th Annual Immigration and Naturalization Institute

Released on: Dec. 14, 2017

PLI’s 50th Annual Immigration & Naturalization Institute features an outstanding faculty of leading practitioners who will discuss recent developments, key immigration trends, and hot topics.  You Will Learn The current administration and implications for the immigration practitioner The latest immigration practice and policy developments Federal court litigation update Strategies for handling employer issues ...

Advanced Venture Capital 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Advanced Venture Capital 2017

Released on: Dec. 11, 2017

This program provides an in-depth analysis of current market conditions and the changing legal environment, and is geared toward the experienced venture capital practitioner. Our expert faculty of lawyers, venture capitalists and business executives will analyze the legal and business issues relevant to navigating today’s evolving venture capital world. The program will also address the latest financing trends, current deal terms, exit strategies, ...

Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017

Released on: Dec. 7, 2017

Taken from the Web Program Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017 Recorded December 2017 in New York The SEC and other government agencies continue to focus enforcement and examination efforts on managers of private hedge funds and private equity funds.  This conference will bring together top regulators, leading in-house legal and compliance professionals and expert outside counsel, to discuss the latest ...

Directors' Institute on Corporate Governance (Fifteenth Annual)

On-Demand Web Programs  On-Demand Web Programs    

From the program: Directors' Institute on Corporate Governance (Fifteenth Annual)

Released on: Dec. 6, 2017

New expectations are being placed on boards in critical areas of governance, including disclosure, oversight of complex operational issues, risk management, board succession, audit committee oversight, executive compensation, and responsiveness to and communication with investors pressing different concerns. In addition, in years past the Dodd-Frank Act, the Foreign Corrupt Practices Act and other anti-bribery laws have put new requirements on companies ...

49th Annual Institute on Securities Regulation

On-Demand Web Programs  On-Demand Web Programs    

From the program: 49th Annual Institute on Securities Regulation

Released on: Dec. 3, 2017

In addition to the credits listed , the 49th Annual Institute on Securities Regulation has been submitted to ABA Professional Certifications for CE credit review and is pending approval. Once we receive notification of the credit approval, we will notify attendees/participants. What You Will Learn IPOs and public offerings by seasoned issuers Private offerings and public offerings by smaller reporting companies Legislative and ...

Pocket MBA 2017: Finance for Lawyers and Other Professionals

On-Demand Web Programs  On-Demand Web Programs    

From the program: Pocket MBA 2017: Finance for Lawyers and Other Professionals

Released on: Nov. 28, 2017

This program will enhance your understanding of business strategies, accounting fundamentals and vocabulary used by management, investors, auditors and bankers.  Practical advice and application of information to actual situations and financial reports will provide participants with opportunities to immediately implement growth and broaden capabilities. The faculty for this program is unusually diverse, including top partners from elite accounting ...

Hot Topics for In-House Counsel 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Hot Topics for In-House Counsel 2017

Released on: Nov. 24, 2017

The role of the in-house counsel continues to transform to meet new challenges in relation to an increasingly global economy, financial turmoil and continually changing new technologies.  It is essential for all in-house counsel to be informed of the latest developments and to possess effective, budget-conscious strategies for managing the legal and practical business matters of corporate law departments, while adding value to the enterprise. Lecture ...

Financial Services Industry Regulatory Compliance Forum 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Financial Services Industry Regulatory Compliance Forum 2017

Released on: Nov. 15, 2017

In addition to the credits listed , this program also offers credit for ABA professional certification. Financial Services Industry Regulatory Compliance Forum 2017 has been approved for 8.25 CRCM credits. This statement should not be viewed as an endorsement of this program or its sponsor. Financial services firms’ corporate compliance and ethics programs continue to be under intense regulatory scrutiny. Many new rules have been issued which ...

Outsourcing 2017: ITO, BPO and Cloud

On-Demand Web Programs  On-Demand Web Programs    

From the program: Outsourcing 2017: ITO, BPO and Cloud

Released on: Nov. 9, 2017

Information technology and business process outsourcing has quickly gone from being a new and novel approach to commonplace practice.  Managing a global business today virtually necessitates contracting with outside technology partners to manage various aspects of non-essential and even some core business functions.  As ITO, BPO and cloud solutions reach broad adoption across industries new entrants to the market continue to emerge, ...

Preparing For Shareholder Activism: What You Need To Be Doing Now 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Preparing For Shareholder Activism: What You Need To Be Doing Now 2017

Released on: Nov. 9, 2017

Hedge fund activism has become a ubiquitous feature of the corporate landscape, affecting public companies of all sizes. As the phenomenon has become more commonplace, it has also become more diverse, and the means of addressing it and being prepared for it have evolved. Learn about the current state of hedge fund activism and best practices for preparing for and engaging with activists. Lecture Topics [Total time 00:03:55] Segments with an ...

Advanced Compliance and Ethics Workshop 2017 San Francisco

On-Demand Web Programs  On-Demand Web Programs    

From the program: Advanced Compliance and Ethics Workshop 2017

Released on: Nov. 9, 2017

Please note that "ethics" in the program title refers to the “Compliance and Ethics Program” used in the Federal Sentencing Guidelines for Organizations. It does not specifically refer to legal ethics. Please check the credit calculator to the right for credit information for your jurisdiction. Having an effective compliance and ethics program is essential to companies of all types.  Such programs are a necessary tool to manage the ...

Antitrust Counseling & Compliance 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Antitrust Counseling & Compliance 2017

Released on: Nov. 7, 2017

Lawyers counseling businesses need to have a solid foundation in principles of antitrust law and an understanding of the latest antitrust developments in order to advise their clients smartly.  The consequences of running afoul of antitrust rules can be costly: federal and state government enforcement actions, jail time for executives, treble damages litigation, class actions, and adverse publicity are all risks when companies step over the line. ...

Advanced Swaps & Other Derivatives 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Advanced Swaps & Other Derivatives 2017

Released on: Nov. 6, 2017

The Dodd-Frank Act established a novel, comprehensive framework for the regulation of over-the-counter (OTC) derivatives and the market participants who transact in these products.  That regulatory framework, split primarily between the SEC and CFTC, has been substantially implemented by the CFTC.  For their part, the SEC has made substantial progress and has most recently focused on finalizing the rules applicable to security-based swap ...

Online Platforms 2017: Hot Topics in Liability & Social Responsibility

On-Demand Web Programs  On-Demand Web Programs    

From the program: Online Platforms 2017: Hot Topics in Liability & Social Responsibility

Released on: Nov. 6, 2017

The Internet and networked technologies have spawned many new business models that arise from empowering consumers and satisfying their desires, providing products or services that bring individuals and businesses together in new marketplaces, shaking up old industries and networks, and creating new business opportunities and challenges. New technologies and online platforms are changing our lives, economy, and society in dramatic ways. This program ...

Securities Law and Practice 2017: How the SEC Works

On-Demand Web Programs  On-Demand Web Programs    

From the program: Securities Law and Practice 2017: How the SEC Works

Released on: Nov. 3, 2017

Securities lawyers need to have a firm grasp of not only the federal securities laws, but also how the SEC works to administer these laws. In this program, you will be given an introduction to the federal securities laws as well as the operating divisions at the SEC that administer the laws. You will be provided with what you need to know about how the SEC administers the securities laws — and the other agencies that the SEC interacts with on ...

Fundamentals of Swaps & Other Derivatives 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Fundamentals of Swaps & Other Derivatives 2017

Released on: Oct. 27, 2017

Over-the-counter (OTC) derivatives are key elements in many of our financial markets.  The Dodd-Frank Act and other regulations have changed and are continuing to change how these important instruments are regulated and transacted.  This program will introduce you to both the instruments and their current environment. A derivative is a financial instrument that allocates the risks and price exposures associated with a designated reference ...

Bridge-the-Gap: Professional Practice for Newly Admitted Attorneys 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Bridge-the-Gap: Professional Practice for Newly Admitted Attorneys 2017

Released on: Oct. 23, 2017

Fulfill your annual New York MCLE requirement for professional practice credit by viewing this program covering a variety of substantive law topics. Learn from our faculty of experts, who will guide you through the fundamentals of advertising in social media, cloud computing, compliance, cybersecurity, and smart contracts. This is your opportunity to satisfy your curiosity about an area of law that may be outside of your practice while earning ...

Broker/Dealer Regulation and Enforcement 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Broker/Dealer Regulation and Enforcement 2017

Released on: Oct. 18, 2017

Stay Ever Current: Subscribe today to , PLI’s new blog edited by Clifford E. Kirsch.   In addition to the credits listed to the right, this program also offers credit for ABA professional certification. Broker/Dealer Regulation and Enforcement 2017 has been approved for 6.5 CAFP, 7.75 CRCM, 6.5 CSOP credits.    This statement should not be viewed as an endorsement of this program or its sponsor.  This program ...

White Collar Crime 2017: Prosecutors and Regulators Speak

On-Demand Web Programs  On-Demand Web Programs    

From the program: White Collar Crime 2017: Prosecutors and Regulators Speak

Released on: Oct. 7, 2017

In recent years, the Department of Justice, the SEC, the CFTC, and other U.S. and foreign agencies have pressed forward with a white collar enforcement program of unprecedented scope and severity. The recent changes in the U.S. administration have created additional uncertainty about what to expect in this arena.  With a spotlight on the financial services sector, the authorities have advanced novel theories and have exacting draconian penalties. ...

Securities Arbitration 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Securities Arbitration 2017

Released on: Oct. 4, 2017

This year’s Securities Arbitration program will feature FINRA Dispute Resolution leadership and arbitrators, as well as noted academics and experienced attorneys who represent both customers and industry.  Our faculty will provide practical tips for preparing for expungement proceedings. They will explore the ethical issues involved in litigating against pro se parties and handling financial fraud cases involving senior citizens. Finally, ...

Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2017

Released on: Oct. 4, 2017

In recent years, the government has sharply focused on compliance professionals and in-house counsel, the gatekeepers who are tasked with identifying corporate misconduct. If you are a gatekeeper or represent them, it is time to hear from experienced in-house and outside counsel, chief compliance officers and government officials as they discuss a variety of topics stemming from the government’s scrutiny of the function, responsibilities and ...


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