Narrow Your Results
Narrow Your Results

Content

Programs & Webcasts

On-Demand

Publications

Faculty/Authors

News/Blogs

CLE and Other Credit Types

CLE  

Search Programs

CLE Jurisdictions

CPD  

CFE-CPE (Fraud)  

Compliance (CCB CEU)  

Privacy CPE (IAPP)  

Search for programs by jurisdiction or CLE credit type:

 
 
  Not all credit types are available in all jurisdictions. If you choose multiple states and multiple credit types, you may end up with 0 results.  
 



 

   
      

Search for Programs with CPD Credits in:


   

   

Showing 1 - 25 of 51 Results

List View Table View

49th Annual Immigration and Naturalization Institute -- Asylum Update and Mock Trial

Web Segment  Web Segment    

From the program: 49th Annual Immigration and Naturalization Institute

Recorded on: Dec. 9, 2016

Taken from the Web Program 49th Annual Immigration and Naturalization Institute recorded December, 2016 in New York. Asylum Update and Mock Trial [01:31:23] Effects of recent worldwide refugee crises on U.S. asylum programs Recent developments in asylum law, with focus on particular social group analysis Bars to asylum, including the one-year filing deadline Practical tips for preparing for immigration court proceedings ...

Acquiring or Selling the Privately Held Company 2017 -- Dealing with Financial Sponsors of Privately Held Companies

Web Segment  Web Segment    

From the program: Acquiring or Selling the Privately Held Company 2017

Recorded on: Jun. 27, 2017

Taken from the Web Program Acquiring or Selling the Privately Held Company 2017 recorded June, 2017 in New York. Dealing with Financial Sponsors of Privately Held Companies [00:45:54] A review of the key issues that arise when a private equity firm, hedge fund, sovereign wealth fund or other financial sponsor is the buyer or seller of the privately held company, including: Financing commitments Capital structure Management equity ...

Advising Nonprofit Organizations 2017 -- Crisis Management for Charities

Web Segment  Web Segment    

From the program: Advising Nonprofit Organizations 2017

Recorded on: May. 18, 2017

Taken from the Web Program Advising Nonprofit Organizations 2017 recorded May, 2017 in New York. Crisis Management for Charities [01:01:19] Responding to government investigations or inquiries Dealing with financial problems including difficulty meeting payroll Consideration of options of dissolution (state court) or bankruptcy (federal court) Consideration of alternatives to going out of business such as merger or affiliation ...

Antitrust Counseling & Compliance 2017 -- Antitrust Issues in Mergers and Acquisitions

Web Segment  Web Segment    

From the program: Antitrust Counseling & Compliance 2017

Recorded on: Nov. 2, 2017

Taken from the Web Program Antitrust Counseling & Compliance 2017 recorded November 2017 in New York. Antitrust Issues in Mergers and Acquisitions [01:00:06] The Merger Review Process                            Negotiating antitrust risk shifting provisions in merger agreements HSR and coordinating ...

Antitrust Institute 2017: Developments & Hot Topics -- Antitrust Considerations in Acquisitions and Mergers

Web Segment  Web Segment    

From the program: Antitrust Institute 2017: Developments & Hot Topics

Recorded on: Apr. 18, 2017

Taken from the Web Program Antitrust Institute 2017: Developments & Hot Topics recorded April, 2017 in New York. Antitrust Considerations in Acquisitions and Mergers [01:21:56] Section 7 of the Clayton Act Revised Horizontal Merger Guidelines- what do you need to know? Critical H-S-R reporting updates What are the latest enforcement activities at federal and state levels? Recent decisions involving unilateral ...

Asset Based Financing Strategies 2017 -- Bankruptcy

Web Segment  Web Segment    

From the program: Asset Based Financing Strategies 2017

Recorded on: Feb. 7, 2017

Taken from the Web Program Asset Based Financing Strategies 2017 recorded February, 2017 in New York. Bankruptcy [01:00:50] The automatic stay Adequate protection issues Trustee’s avidance powers Cram down Speakers: Rachel Jaffe Mauceri, Peter Montoni, Edwin E. Smith The purchase price of this segment includes the following article from the Course Handbook available online: An Overview of the ...

Basics of Accounting for Lawyers 2017: What Every Practicing Lawyer Needs to Know -- Regulatory and Enforcement Trends and Update

Web Segment  Web Segment    

From the program: Basics of Accounting for Lawyers 2017: What Every Practicing Lawyer Needs to Know

Recorded on: Jul. 24, 2017

Taken from the Web Program Basics of Accounting for Lawyers 2017: What Every Practicing Lawyer Needs to Know San Francisco recorded July 2017 in San Francisco. Regulatory and Enforcement Trends and Update [01:30:55] Current accounting-related regulatory enforcement actions Review of major cases and legal developments in accounting-related regulation and enforcement Additional regulatory or accounting issues that should be on ...

Basics of Mutual Funds and Other Registered Investment Companies 2017 -- Current Trends and Developments Related to Funds

Web Segment  Web Segment    

From the program: Basics of Mutual Funds and Other Registered Investment Companies 2017

Recorded on: Apr. 21, 2017

Taken from the Web Program Basics of Mutual Funds and Other Registered Investment Companies 2017 recorded April , 2017 in New York. Current Trends and Developments Related to Funds [01:00:37] What are the major trends in the design and distribution of mutual funds? Will ETFs ever overtake mutual funds as the dominant pooled investment vehicle for the retail investor? Where do hedge funds fit in the investment fund landscape?  ...

Bridge-the-Gap: Professional Practice for Newly Admitted Attorneys 2017 -- Contracting for Cloud Computing Services: the Risks, the Myths, the Realities and the Rewards

Web Segment  Web Segment    

From the program: Bridge-the-Gap: Professional Practice for Newly Admitted Attorneys 2017

Recorded on: Oct. 10, 2017

Taken from the Web Program Bridge-the-Gap: Professional Practice for Newly Admitted Attorneys 2017 recorded October 2017 in New York. Contracting for Cloud Computing Services: the Risks, the Myths, the Realities and the Rewards [01:06:33] What is “cloud computing” and why should we care? Hey, where’s my data? Data ownership and keeping data safe Playing by the rules: understanding U.S., international and industry ...

Broker-Dealer Retail Wealth Management 2017: Current Legal and Compliance Issues Facing Dual Registrants -- Broker-Dealer Retail Wealth Management: The Regulatory Framework

Web Segment  Web Segment    

From the program: Broker-Dealer Retail Wealth Management 2017: Current Legal and Compliance Issues Facing Dual Registrants

Recorded on: Feb. 10, 2017

Taken from the Web Program Broker-Dealer Retail Wealth Management 2017: Current Legal and Compliance Issues Facing Dual Registrants recorded February, 2017 in New York. Broker-Dealer Retail Wealth Management: The Regulatory Framework [01:36:42] Financial planning; Discretionary Advisory Services v. Non- Discretionary Advisory Services; Wrap Programs v. Non-Wrap Programs The Various Platforms: Corporate RIAs; RIA/RR Independent Business ...

Broker/Dealer Regulation and Enforcement 2017 -- Broker/Dealer: State Enforcement Initiatives, Developments and Priorities

Web Segment  Web Segment    

From the program: Broker/Dealer Regulation and Enforcement 2017

Recorded on: Oct. 17, 2017

Taken from the Web Program Broker/Dealer Regulation and Enforcement 2017 recorded October 2017 in New York. Broker/Dealer: State Enforcement Initiatives, Developments and Priorities [01:29:22] State regulators will review regulatory initiatives, developments and priorities and offer insights for avoiding and responding to state regulatory matters. Sale of non-traditional products to retail investors (gold & precious metals, oil ...

Cloud Computing 2017: Key Issues and Practical Guidance -- Contract Issues in Cloud Computing Deals

Web Segment  Web Segment    

From the program: Cloud Computing 2017: Key Issues and Practical Guidance

Recorded on: May. 23, 2017

Taken from the Web Program Cloud Computing 2017: Key Issues and Practical Guidance recorded May, 2017 in San Francisco. Contract Issues in Cloud Computing Deals [01:13:55] What are the most significant issues for RFPs, due diligence and negotiations? What is the range of reasonable outcomes on key provisions in cloud deals?:  Data security and confidentiality     Indemnity and liability  ...

Delaware Law Developments 2017: What All Business Lawyers Need to Know -- Delaware Law – An Academic Perspective

Web Segment  Web Segment    

From the program: Delaware Law Developments 2017: What All Business Lawyers Need to Know

Recorded on: Jul. 24, 2017

Taken from the Web Program Delaware Law Developments 2017: What All Business Lawyers Need to Know recorded July, 2017 in New York. Delaware Law – An Academic Perspective [00:50:39] Highly engaged” shareholders Defensive measures Issues to watch Chancellor Andre Bouchard, Prof. Robert J. Jackson Jr., Prof. Edward Rock, Prof. Guhan Subramanian Presentation Material Delaware Law - An Academic Perspective  ...

Doing Business in and with Emerging Markets 2017 -- Anti-Corruption Issues in Emerging Markets

Web Segment  Web Segment    

From the program: Doing Business in and with Emerging Markets 2017

Recorded on: Jun. 29, 2017

Taken from the Web Program Doing Business in and with Emerging Markets 2017 recorded June, 2017 in New York. Anti-Corruption Issues in Emerging Markets [01:00:08] Corruption related threats facing businesses in emerging markets  How do companies confront corruption in emerging markets? How to tackle compliance issues in the due diligence process A review of developments in anti-corruption regulations and ...

Doing Deals 2017: The Art of M&A Transactional Practice -- Getting the Deal Started: Preliminary Agreements and the Role of Financial Advisors

Web Segment  Web Segment    

From the program: Doing Deals 2017: The Art of M&A Transactional Practice

Recorded on: Mar. 9, 2017

Taken from the Web Program Doing Deals 2017: The Art of M&A Transactional Practice recorded March, 2017 in New York. Getting the Deal Started: Preliminary Agreements and the Role of Financial Advisors [01:27:10] Confidentiality agreements Emerging issues in working with financial advisors Effective auction techniques – from bid instruction to closing Kevin Costantino, Igor Kirman, Kevin Miller The purchase price ...

Drafting and Negotiating Corporate Agreements 2017 -- Acquisition Agreements

Web Segment  Web Segment    

From the program: Drafting and Negotiating Corporate Agreements 2017

Recorded on: Jan. 9, 2017

Taken from the Web Program Drafting and Negotiating Corporate Agreements 2017 recorded January, 2017 in New York. Acquisition Agreements [01:45:54] Purchase price determinations and adjustments Allocating liabilities Representations, warranties and indemnification Public and private deals Auction contexts Mergers-of-equals Specific provisions; what is “market”? “MAC”/“MAE” ...

Enforcement 2017: Perspectives from Government Agencies -- Enforcement Priorities

Web Segment  Web Segment    

From the program: Enforcement 2017: Perspectives from Government Agencies

Recorded on: May. 16, 2017

Taken from the Web Program Enforcement 2017: Perspectives from Government Agencies recorded May, 2017 in New York. Enforcement Priorities [01:21:18] Overview of agency missions and current priorities Impact of new administration and changes in personnel Hot issues in federal law enforcement Cases against individuals Remedies Waivers Significance of the Financial CHOICE Act   ...

Fashion and Retail Law 2017: Trends and Developments -- International Trade Developments

Web Segment  Web Segment    

From the program: Fashion and Retail Law 2017: Trends and Developments

Recorded on: May. 4, 2017

Taken from the Web Program Fashion and Retail Law 2017: Trends and Developments recorded May, 2017 in New York. International Trade Developments [00:59:13] Responsibilities for importing for fashion and retail Current issues for exporters Country of origin rules and marking How the evolving trade policy environment is likely to affect fashion and retail Speakers: Frances P. Hadfield, Stephen Lamar, Hun Quach The ...

Financial Services Conflicts of Interest & Fiduciary Duties 2017: Navigating the Emerging Regulatory Maze -- Identifying and Dealing with Conflicts: The Regulatory Perspective

Web Segment  Web Segment    

From the program: Financial Services Conflicts of Interest & Fiduciary Duties 2017: Navigating the Emerging Regulatory Maze

Recorded on: Apr. 27, 2017

Taken from the Web Program Financial Services Conflicts of Interest & Fiduciary Duties 2017: Navigating the Emerging Regulatory Maze recorded April, 2017 in New York. Identifying and Dealing with Conflicts: The Regulatory Perspective [00:57:02] • DOL exam program with respect to broker-dealers and advisers • Regulatory scrutiny of conflicts • Identifying conflicts • Lessons learned from recent ...

Financial Services Industry Regulatory Compliance & Ethics Forum 2016 -- Compliance and Legal Challenges Regarding Fintech

Web Segment  Web Segment    

From the program: Financial Services Industry Regulatory Compliance & Ethics Forum 2016

Recorded on: Nov. 15, 2016

Taken from the Web Program Financial Services Industry Regulatory Compliance & Ethics Forum 2016 recorded November, 2016 in New York. Compliance and Legal Challenges Regarding Fintech [00:59:38] Regulatory Guidance FINRA’s Digital Advice Release Collaborating with IT Peter Santori, Kimberly Saunders The purchase price of this segment includes the following article from the Course Handbook available online:  ...

Fundamental Concepts in Drafting Contracts: What Most Attorneys Fail to Consider 2015 -- Basic Concepts

Web Segment  Web Segment    

From the program: Fundamental Concepts in Drafting Contracts: What Most Attorneys Fail to Consider 2015

Recorded on: Mar. 19, 2015

Taken from the Web Program Fundamental Concepts in Drafting Contracts: What Most Attorneys Fail to Consider 2015 recorded March, 2015 in New York. Basic Concepts [01:22:48] Legal Drafting vs. Conversation/Prose Writing The Importance of Language Preferences in Contract Drafting Practical Considerations The Framework of a Contract The purchase price of this segment includes the following article from the Course ...

Fundamentals of Broker-Dealer Regulation 2017 -- An Overview of the Broker-Dealer Regulatory Framework

Web Segment  Web Segment    

From the program: Fundamentals of Broker-Dealer Regulation 2017

Recorded on: Jul. 18, 2017

Taken from the briefing Fundamentals of Broker-Dealer Regulation 2017 recorded July, 2017 in New York. An Overview of the Broker-Dealer Regulatory Framework [01:15:21] State regulation SRO regulation FINRA membership The interplay between the SEC, the SROs and the states Current initiatives (CFE Field of Study: Fraud) David F. Freeman, Jr., G. Philip Rutledge The purchase price of this segment includes ...

Fundamentals of Investment Adviser Regulation 2017 -- Attracting Clients and Establishing the Investment Adviser-Client Relationship

Web Segment  Web Segment    

From the program: Fundamentals of Investment Adviser Regulation 2017

Recorded on: Jun. 28, 2017

Taken from the Web Program Fundamentals of Investment Adviser Regulation 2017 recorded June, 2017 in New York. Attracting Clients and Establishing the Investment Adviser-Client Relationship [01:05:54] Referral arrangements: solicitor programs Pay-to-Play Investment restrictions Advertising Custody Maureen Baker Fialcowitz, Heather L. Traeger The purchase price of this segment includes the following article ...

Fundamentals of Swaps & Other Derivatives 2017 -- Bilateral OTC Derivatives: Termination, Valuation, Netting, Closeout, Netting Opinions

Web Segment  Web Segment    

From the program: Fundamentals of Swaps & Other Derivatives 2017

Recorded on: Oct. 24, 2017

Taken from the Web Program Fundamentals of Swaps & Other Derivatives 2017 recorded October 2017 in New York. Bilateral OTC Derivatives: Termination, Valuation, Netting, Closeout, Netting Opinions [01:02:54] Netting opinions and jurisdictional considerations Valuation at termination: case law issues; regulated aspects Other issues Moderators: Gary Barnett, Joshua D. Cohn Nathan J. Rice, RC Whitehead The purchase ...

How to Prepare an Initial Public Offering 2017 -- Liability, Due Diligence and the Underwriting Agreement

Web Segment  Web Segment    

From the program: How to Prepare an Initial Public Offering 2017

Recorded on: Apr. 6, 2017

Taken from the Web Program How to Prepare an Initial Public Offering 2017 recorded April, 2017 in New York. Liability, Due Diligence and the Underwriting Agreement [01:00:43] The statutory framework for claims arising from a securities offering Potential liabilities for the issuer and underwriters Establishing a due diligence defense Drafting and negotiating an underwriting agreement Sophia Hudson, Eileen J. Shin The ...


  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2017 Practising Law Institute. Continuing Legal Education since 1933.

© 2017 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.