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49th Annual Institute on Securities Regulation

On-Demand Web Programs  On-Demand Web Programs    

From the program: 49th Annual Institute on Securities Regulation

Released on: Dec. 3, 2017

In addition to the credits listed to the right, this program also offers credit for ABA professional certification. The 49th Annual Institute on Securities Regulation has been approved for 2.5 CAFP, 20.25 CCTS, 2.5 CRCM, and 1.25 CSOP credits. This statement should not be viewed as an endorsement of this program or its sponsor. What You Will Learn IPOs and public offerings by seasoned issuers Private offerings and public offerings by smaller ...

Antitrust: Developments & Hot Topics 2018

On-Demand Web Programs  On-Demand Web Programs    

From the program: Developments in Antitrust Law & Regulation 2018

Released on: Apr. 20, 2018

This year’s program will examine recent developments in several key areas of antitrust reflected in recent decisions as well as vigorous enforcement in the US and around the world.  Panels or nationally known practitioners and senior government enforcement officials will report on and explore developments in competitor relationships, including cartels and other per se antitrust violations as well as the antitrust implications of joint ventures ...

Ethical Issues in California Pro Bono Representation 2018 -- Pro Bono Rules; Commencing and Conducting the Representation

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Ethical Issues in California Pro Bono Representation 2018

Recorded on: Sep. 7, 2018

Taken from the Web Program Ethical Issues in California Pro Bono Representation 2018 Recorded September 2018 in San Francisco Pro Bono Rules; Commencing and Conducting the Representation [02:08:10] I. Pro Bono Rules  A. Pro Bono Service   • What Qualifies as “Real” Pro Bono   • The Need   • History/Background   • Duty   • Basic Principles of Pro Bono Representation  B. ...

Ethical Issues in Pro Bono Representation 2017

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Ethical Issues in Pro Bono Representation 2017

Released on: Dec. 21, 2017

As part of PLI’s commitment to public service and the pro bono activities of the legal community, there is no fee to attend this program. Using a lively, interactive format, this program will examine everyday issues of ethics and professional responsibility in pro bono and public interest practice. Within the context of pro bono representation, using “all-new” hypotheticals as the basis of discussion, this program will review ...

Ethics and Conflicts of Interest in Law Practice 2018

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From the program: Ethics and Conflicts of Interest in Law Practice 2018

Released on: Aug. 14, 2018

Our faculty features experienced, expert faculty, including general counsel from leading law firms, who are prepared to discuss how conflicts of interest may arise in practice along with relevant ethical considerations and practical takeaways.  The program will engage audience members with real-world conflicts scenarios and prompt attendees to respond to how they would navigate the potential conflicts before them. Lecture Topics [Total time ...

Ethics for Commercial Litigators 2018

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From the program: Ethics for Commercial Litigators 2018

Released on: Mar. 2, 2018

Our expert faculty understands the complex and often confounding legal ethics considerations that commercial litigators face and they are prepared to share their insights with you.  The faculty will examine recurring ethics issues that commercial litigators must know, as well as where and how jurisdictions diverge on the application of certain ethics rules.  Attendees will get the full picture of how attorneys have dealt with these thorny ...

Ethics for Corporate Lawyers 2017

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From the program: Ethics for Corporate Lawyers 2017

Released on: Dec. 28, 2017

At this unique interactive program based on the video “Negotiation Ethics – Where is the Brink?” faculty will review various everyday ethical scenarios. Topics covered include: Can you examine metadata in draft deal documents? Are you under an obligation to correct drafting mistakes made by the other side? When can you contact the opposing business people directly about deal issues? What happens if you inadvertently ...

Ethics for Corporate Lawyers: Multijurisdictional Practice and Other Current Issues 2018

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From the program: Ethics for Corporate Lawyers: Multijurisdictional Practice and Other Current Issues 2018

Released on: Mar. 30, 2018

Our faculty will guide attendees through the latest ethical updates impacting corporate lawyers, along with takeaways on how lawyers faced with gray areas to navigate have addressed the uncertainty.  Reviewing current case law and different jurisdiction’s approaches to certain ethical rules, our experienced faculty will deliver a complete discussion of the most relevant legal ethics topics that corporate lawyers should know.  Lecture ...

Ethics for Financial Industry Lawyers 2018

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From the program: Ethics for Financial Industry Lawyers 2018

Released on: Mar. 18, 2018

The program will review the professional responsibility issues confronting lawyers who advise clients in connection with securities and derivatives transactions, including the Dodd-Frank Act. Lecture Topics [Total RunTime: 02:04:33] Segments with an asterisk (*) are available only with the purchase of the entire program. Introduction* [00:00:52] Michael S. Sackheim, Howard Schneider Ethics for Financial Industry Lawyers [02:03:41]  ...

Ethics for Government Lawyers 2018

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From the program: Ethics for Government Lawyers 2018

Released on: Mar. 8, 2018

*Scholarships are available to attend this program. For more information and to apply, please  This interactive program will provide a unique opportunity to learn about the application of professional conduct rules to lawyers who work for the government by employing hypothetical examples.   Lecture Topics [Total RunTime: 02:07:38] Segments with an asterisk (*) are available only with the purchase of the entire program. Opening ...

Ethics for In-House Corporate Counsel 2018

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From the program: Ethics for In-House Corporate Counsel 2018

Released on: Jul. 4, 2018

Hear from experienced practitioners who will provide practical advice about a broad range of ethical issues confronting in-house counsel. This unique program will help you identify and analyze relevant ethical obligations and best practices for in-house corporate counsel. Lecture Topics [Total time 02:04:19] Segments with an asterisk (*) are available only with the purchase of the entire program.  Opening Remarks* [00:08:04] Carole ...

Ethics for the Negotiating Lawyer 2018

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From the program: Ethics for the Negotiating Lawyer 2018

Released on: Jan. 29, 2018

This program, examines everyday issues of ethics and professional responsibility.  You will learn ethics rules that govern behavior in negotiation, including: When is it permissible to communicate with adverse clients, directly or indirectly? What exposure does counsel have for participating in the negotiation and execution of contracts containing express or implied misrepresentations? Protecting sensitive information and ...

Ethics in Discovery 2018

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From the program: Ethics in Discovery 2018

Released on: Jul. 4, 2018

This program is designed to provide attorneys with an understanding of the lawyer’s ethical duties that arise in the course of discovery, including e-discovery.  Whether you are new to your career or an experienced attorney, the program will help you analyze your obligations under relevant rules of professional conduct when engaging in the discovery process.  Lecture Topics [Total time 02:03:02] Segments with an asterisk (*) are available ...

Financial Services Industry Regulatory Compliance Forum 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Financial Services Industry Regulatory Compliance Forum 2017

Released on: Nov. 15, 2017

In addition to the credits listed , this program also offers credit for ABA professional certification. Financial Services Industry Regulatory Compliance Forum 2017 has been approved for 8.25 CRCM credits. This statement should not be viewed as an endorsement of this program or its sponsor. Financial services firms’ corporate compliance and ethics programs continue to be under intense regulatory scrutiny. Many new rules have been issued which ...

The Ethics Game Show: A Review of Ethical Issues 2018

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From the program: The Ethics Game Show 2018: A Review of Ethical Issues

Released on: Jul. 4, 2018

Join us once again at this unique interactive program. Chair Katie M. Lachter will review a new set of hypotheticals to test your knowledge of the pertinent ethical rules, as you match wits with our expert faculty, and contestants. What would you do? What do the experts say you should do? This program had past attendees raving: “My favorite PLI program so far”; “Amusing cases and a fun and interactive way to do ethics training. Bravo!”; ...

Getting In and Out of Trouble: Anatomy of a Disciplinary Case

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Recorded on: Dec. 26, 2017

Taken from the Web Program Staying Out of Trouble 2017: Hot Topics in Ethics and Avoiding Professional Discipline Recorded December 2017 in New York Getting In and Out of Trouble: Anatomy of a Disciplinary Case [02:01:26] How the disciplinary process works The most common disciplinary complaints Public v. Private discipline Handling the liability and penalty phases The purchase price of this Web Program segment includes ...

Limited Scope Representation 2017: Ethical & Practical Challenges

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From the program: Limited Scope Representation 2017: Ethical & Practical Challenges

Released on: Nov. 3, 2017

To respond to the access to justice crisis facing the legal system, the civil legal services community and the judiciary have partnered in the expansion of services based on limited scope representation. As a community, we have extensive experience now with limited scope representation models.  Various models with many technology assisted interventions are being developed and information tables, drop-in legal clinics, websites and help lines ...

Understanding the Securities Laws 2018

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From the program: Understanding the Securities Laws 2018

Released on: Jul. 27, 2018

Whether you are new to the field or seeking a quick refresher or an update, this is the securities law primer that you won’t want to miss. This program will provide an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners as well as SEC staff.  Emphasis will be placed on the interplay among the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley ...

Public Interest Boot Camp 2018

On-Demand Web Programs  On-Demand Web Programs    

From the program: Public Interest Boot Camp 2018 (Free)

Released on: Jun. 8, 2018

Please note that this program may not offer Bias or Diversity & Inclusion credit in every jurisdiction. Check the credit information box to the right for the credit breakdown in your jurisdiction. Public interest law students working with low and moderate income communities often lack the experience to address the issues that many clients face when seeking legal services.  The Public Interest Boot Camp is a free program designed to prepare ...

Securities Arbitration 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Securities Arbitration 2017

Released on: Oct. 4, 2017

This year’s Securities Arbitration program will feature FINRA Dispute Resolution leadership and arbitrators, as well as noted academics and experienced attorneys who represent both customers and industry.  Our faculty will provide practical tips for preparing for expungement proceedings. They will explore the ethical issues involved in litigating against pro se parties and handling financial fraud cases involving senior citizens. Finally, ...

The Art & Science of Interviewing Pro Bono Clients 2017

Interactive Learning Center  Interactive Learning Center    

Recorded on: Oct. 23, 2017

  Brandon Hall 2016 - Gold Award for "Best Use of Video for Learning Credit is issued upon full completion of the program. Partial credit is not available.   Why you should participate Asking the right questions in the right way can start your attorney-client relationship off on the right note and prevent unnecessary frustration. This skill is especially important when working with pro bono clients who have had limited experience with ...

The Attorney-Client Privilege and Internal Investigations 2018

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From the program: The Attorney-Client Privilege and Internal Investigations 2018

Released on: Aug. 14, 2018

Every year, this popular program delivers a balanced blend of best practices when conducting internal investigations, along with expert analysis of the most recent concerns impacting how lawyers approach investigations. Whether the attorney in question is conducting the investigation herself, seeking outside counsel to conduct it on her client’s behalf or even representing the government in an investigation, all perspectives in an investigation ...


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