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Showing 1 - 25 of 44 Results


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Banking Law Institute 2018

On-Demand Web Programs  On-Demand Web Programs    

From the program: Banking Law Institute 2018

Released on: Dec. 7, 2018

Every year, the Banking Law Institute reviews the year’s major developments in banking law and regulation, offering seasoned analysis and practical takeaways from experienced faculty drawing from industry, the banking bar and government. The program always starts with a panel featuring the regulatory voice, where senior members of various agencies share key insights on banking policy – a rare opportunity to hear from a range of authorities ...

At-the-Market Offerings

On-Demand Web Briefing  On-Demand One-Hour Briefing    

From the program: At-the-Market Offerings

Released on: Dec. 6, 2018

Taken from the Audio-only Briefing At-the-Market Offerings Recorded December 2018 in New York At-the-Market Offerings [01:02:45] Any issuer eligible to register its securities on Form S-3 should consider setting up an ATM program in order to maximize its opportunity to raise just-in-time capital. Significant selling stockholders may also benefit from the flexibility of the ATM structure in order to take advantage of market opportunities ...

Cannabis Lawyering: Risks and Ethical Considerations

On-Demand Web Briefing  On-Demand One-Hour Briefing    

From the program: Cannabis Lawyering: Risks and Ethical Considerations

Released on: Dec. 5, 2018

Taken from the Audio-only Briefing Cannabis Lawyering: Risks and Ethical Considerations Recorded December 2018 in New York Cannabis Lawyering: Risks and Ethical Considerations [01:03:01] On January 1, 2018, California became the largest state-legal adult use cannabis market in the country, after having led the way with the legalization of medical cannabis more than two decades earlier. This raises a critical question: can lawyers ethically ...

Financial Services RegTech and Regulatory Compliance Forum 2018

On-Demand Web Programs  On-Demand Web Programs    

From the program: Financial Services RegTech and Regulatory Compliance Forum 2018

Released on: Nov. 19, 2018

Financial services firms’ corporate compliance programs continue to be under intense regulatory scrutiny and face immense challenges brought upon the FinTech revolution. Many new rules have been issued which impact the manner in which financial services firms operate. At the same time, these programs have to adapt to financial services regulators’ collection and analysis of a wide variety of data to help inform policy and to detect problematic ...

Foreign Banks Issuing Covered Bonds Into the U.S.

On-Demand Web Briefing  On-Demand One-Hour Briefing    

From the program: Foreign Banks Issuing Covered Bonds Into the U.S.

Released on: Nov. 13, 2018

Taken from the Web Program Foreign Banks Issuing Covered Bonds Into the U.S. Recorded November, 2018 in New York [01:04:25] This program will discuss the covered bond market in the U.S., recent developments for Canadian covered bond issuers and the globalization of the asset class.  Jerry R. Marlatt of Mayer Brown LLP and Laura Drumm of RBC Capital Markets, LLC will discuss topics including: Brief overview of covered bonds  ...

Understanding and Using EBITDA in Legal Practice

On-Demand Web Briefing  On-Demand One-Hour Briefing    

From the program: Understanding and Using EBITDA in Legal Practice

Released on: Nov. 12, 2018

Taken from the Web Program Understanding and Using EBITDA in Legal Practice Recorded November, 2018 in New York [01:05:35] This One-Hour Briefing will help you effectively use EBITDA in your practice.  Earnings Before Interest Taxes and Depreciation, commonly called EBITDA, is a standard calculation in the modern financial world, but, like Latin, many lawyers have only an minimal understanding and may not feel comfortable using the ...

Bank Asset Management and Collective Investment Funds 2018

On-Demand Web Programs  On-Demand Web Programs    

From the program: Bank Asset Management and Collective Investment Funds 2018

Released on: Nov. 6, 2018

Stay Ever Current: Subscribe today to  PLI’s blog edited by Clifford E. Kirsch. This conference covers the regulatory framework governing bank asset management and bank collective funds.  Bank asset management services are an important component in the investment management landscape.  At the same time collective investment funds, which have been around for many years, are undergoing a marked growth and today are a significant ...

Bankruptcy Appeals: What Must Be Done, When It Must Be Done and How Best to Succeed When Prosecuting or Defending a Bankruptcy Appeal

On-Demand Web Briefing  On-Demand One-Hour Briefing    

From the program: Bankruptcy Appeals: What Must Be Done, When It Must Be Done and How Best to Succeed When Prosecuting or Defending a Bankruptcy Appeal

Released on: Oct. 31, 2018

Taken from the Web Program Bankruptcy Appeals: What Must Be Done, When It Must Be Done and How Best to Succeed When Prosecuting or Defending a Bankruptcy Appeal Recorded October, 2018 in New York  [01:05:00] Bankruptcy Court Orders and Judgments have res judicata and collateral estoppel effects. Understanding how to appeal adverse rulings or to defend on appeal favorable Bankruptcy Court rulings is crucial to preserving and protecting the best ...

FinCEN’s Customer Due Diligence Rule – What You Need to Know Now

On-Demand Web Briefing  On-Demand One-Hour Briefing    

From the program: FinCEN’s Customer Due Diligence Rule – What You Need to Know Now

Released on: Oct. 29, 2018

Taken from the Web Program FinCEN’s Customer Due Diligence Rule – What You Need to Know Now Recorded October, 2018 in New York [01:02:40] On May 11, 2018, a new rule implemented by Financial Crimes Enforcement Network (FinCEN) went into effect that requires U.S. financial institutions to identify certain beneficial ownership information about legal entity customers.  The rule, knowns as the Customer Due Diligence Rule (CDD ...

Shedding Light on Dark Pools -- The SEC Acts to Increase Transparency and Oversight of Alternative Trading Systems

On-Demand Web Briefing  On-Demand One-Hour Briefing    

From the program: Shedding Light on Dark Pools -- The SEC Acts to Increase Transparency and Oversight of Alternative Trading Systems

Released on: Oct. 25, 2018

Taken from the Audio-only Briefing Shedding Light on Dark Pools -- The SEC Acts to Increase Transparency and Oversight of Alternative Trading Systems Recorded October 2018 in New York Shedding Light on Dark Pools -- The SEC Acts to Increase Transparency and Oversight of Alternative Trading Systems [01:04:32] On July 18, 2018, the Securities and Exchange Commission voted to adopt new Form ATS-N as well as amendments to Regulation ATS, which ...

Public Company Take-Private Transactions: A Historical Perspective and What the Future May Hold

On-Demand Web Briefing  On-Demand One-Hour Briefing    

From the program: Public Company Take-Private Transactions: A Historical Perspective and What the Future May Hold

Released on: Oct. 18, 2018

Taken from the Web Program Public Company Take-Private Transactions: A Historical Perspective and What the Future May Hold Recorded October, 2018 in New York [01:01:30] Before the financial crisis, major private equity firms were frequently successful in acquiring significant public companies in “take-private” deals.  Major take-privates, including Hilton, RJR Nabisco, Georgia Pacific and First Data, rank among the largest ...

Commodity Exchange Act Basics

On-Demand Web Briefing  On-Demand One-Hour Briefing    

From the program: Commodity Exchange Act Basics

Released on: Oct. 17, 2018

Taken from the Web Program Intellectual Property Law Institute 2018 Recorded October 2018 in New York Commodity Exchange Act Basics [01:05:49] This One-Hour Briefing provides all the basics a lawyer needs to be conversant in and familiar with the Commodity Exchange Act and the regulatory framework for futures, commodity options, swaps, and retail foreign exchange. Topics to be covered by Curtis A. Doty and Anna T. Pinedo of Mayer Brown ...

Cybersecurity Basics: Practical Advice for Financial Institutions and Businesses

On-Demand Web Briefing  On-Demand One-Hour Briefing    

From the program: Cybersecurity Basics: Practical Advice for Financial Institutions and Businesses

Released on: Oct. 15, 2018

Taken from the Audio-only Briefing Cybersecurity Basics: Practical Advice for Financial Institutions and Businesses Recorded October 2018 in New York Cybersecurity Basics: Practical Advice for Financial Institutions and Businesses [01:05:02] It’s a question of when, and not if, your company will experience a cyber incident. Are you prepared? And is your cybersecurity program up to speed? This program will walk you through the steps ...

FASB’s New CECL Standard Impacting Loans, Mortgages, Investment Securities and Other Financial Instrument Impairments - Governance, Risk and Compliance (GRC), and Legal Implementation and Disclosure Considerations

SECI OD Briefing  SECI On-Demand OHB    

Recorded on: Oct. 12, 2018

Taken from the Audio-only Briefing FASB’s New CECL Standard Impacting Loans, Mortgages, Investment Securities and Other Financial Instrument Impairments - Governance, Risk and Compliance (GRC), and Legal Implementation and Disclosure Considerations Recorded September 2018 in New York FASB’s New CECL Standard Impacting Loans, Mortgages, Investment Securities and Other Financial Instrument Impairments - Governance, Risk and Compliance ...

Fund Finance: Terms and Structures

On-Demand Web Briefing  On-Demand One-Hour Briefing    

From the program: Fund Finance: Terms and Structures

Released on: Oct. 11, 2018

Taken from the Web Program Fund Finance: Terms and Structures Recorded October, 2018 in New York [01:03:15] Learn about the latest developments in the use of financial leverage by investment funds from experts from Blackstone/GSO and Dechert LLP.  The panel will discuss current trends in fund finance and address terms and structures of the following financing options available to investment funds: Fund-level credit facilities  ...

Beyond the California Consumer Privacy Act: “Competing” Privacy Rules and Whether Any Might Become a National Standard

On-Demand Web Briefing  On-Demand One-Hour Briefing    

From the program: Beyond the California Consumer Privacy Act: “Competing” Privacy Rules and Whether Any Might Become a National Standard

Released on: Oct. 1, 2018

Taken from the Web Program Beyond the California Consumer Privacy Act: “Competing” Privacy Rules and Whether Any Might Become a National Standard Recorded September, 2018 in New York [01:04:53] Data privacy is the “big thing” for individuals and business entities and is the focus of legislative initiatives across the United States and the world. This Briefing will compare the newly-enacted California Consumer ...

FBOs—New Growth Opportunities and Continuing Challenges for U.S. Operations of Foreign Banks

On-Demand Web Briefing  On-Demand One-Hour Briefing    

From the program: FBOs—New Growth Opportunities and Continuing Challenges for U.S. Operations of Foreign Banks

Released on: Sep. 19, 2018

Taken from the Audio-only Briefing FBOs—New Growth Opportunities and Continuing Challenges for U.S. Operations of Foreign Banks Recorded September 2018 in New York FBOs—New Growth Opportunities and Continuing Challenges for U.S. Operations of Foreign Banks [01:02:45] With several of the largest U.S. bank deals since the crisis and U.S. branches larger than many U.S. regional banks, foreign banking organizations (“FBOs”) ...

Bankruptcy Basics for Low-Income Clients 2018

On-Demand Web Programs  On-Demand Web Programs    

From the program: Bankruptcy Basics for Low-Income Clients 2018 (Free)

Released on: Sep. 19, 2018

Although the economy is improving and foreclosures in many parts of the country are in decline due to rising home values, financially marginalized people still file bankruptcy in disproportionate numbers.  Many debtors are unrepresented and bankruptcy clinics are still in great demand.  There is a critical need for pro bono attorneys to assist low-income clients at all levels.  The practice of bankruptcy law is ever changing (all of ...

EU’s Fifth Anti-Money Laundering Directive

On-Demand Web Briefing  On-Demand One-Hour Briefing    

From the program: EU’s Fifth Anti-Money Laundering Directive

Released on: Aug. 23, 2018

Taken from the Audio-only Briefing EU’s Fifth Anti-Money Laundering Directive Recorded August 2018 in New York EU’s Fifth Anti-Money Laundering Directive [01:03:25] On April 19, 2018, the European Union (“EU”) announced that it had voted to adopt the Fifth Anti-Money Laundering Directive (“5AMLD”).  The Directive will enter into force twenty days after its publication in the EU’s Official Journal.  ...

Ethics in Banking and Financial Services 2018

On-Demand Web Programs  On-Demand Web Programs    

From the program: Ethics in Banking and Financial Services 2018

Released on: Aug. 21, 2018

An expert faculty will review and provide practical guidance on current ethical issues faced by attorneys working in banking and financial services. Lecture Topics [Total time 00:02:45] Segments with an asterisk (*) are available only with the purchase of the entire program. Introduction* [00:04:03] C. Evan Stewart Ethical Issues in Banking and Financial Services [02:38:42] C. Evan Stewart, James J. Benjamin, Jr., Susan E. Brune, ...

FinTech 2018

On-Demand Web Programs  On-Demand Web Programs    

From the program: FinTech 2018

Released on: Aug. 20, 2018

The financial services industry is changing rapidly. Technology is revolutionizing securities investing and trading, transaction payment methodologies, and the provision of investment advice. This program will explore the legal and compliance issues arising out of the explosive advances in financial technology, including crowdfunding, blockchain technology and cryptocurrency, including bitcoin, and the advent of robo-advisors, among others.   Lecture ...

23rd Annual Consumer Financial Services Institute

On-Demand Web Programs  On-Demand Web Programs    

From the program: 23rd Annual Consumer Financial Services Institute

Released on: Jul. 3, 2018

In addition to the credits listed to the right, this program also offers credit for ABA professional certification. The 23rd Annual Consumer Financial Services Institute has been approved for 13.25 CRCM credits. This statement should not be viewed as an endorsement of this program or its sponsor. The Consumer Financial Protection Bureau (CFPB) recently celebrated its sixth anniversary and is undergoing a metamorphosis under Acting Director, Mick ...

Negotiating Real Estate Deals 2018

On-Demand Web Programs  On-Demand Web Programs    

From the program: Negotiating Real Estate Deals 2018

Released on: Jun. 28, 2018

The 2017 real estate market is well behind us. The previous year closed with some leveling indicators, signaling a slowdown from the dazzling growth the market witnessed in the last few years. 2018 is presenting a more tempered pace and environment, as real estate forecasters seem to indicate. U.S. real estate appears to remain a safe bet in the eyes of domestic and international investors, but new challenges and risks are abound in this ever-changing ...

Dodd-Frank Act Rightsized

On-Demand Web Briefing  On-Demand One-Hour Briefing    

From the program: Dodd-Frank Act Rightsized

Released on: Jun. 20, 2018

Taken from the Web Program Recorded June, 2018 in New York Dodd-Frank Act Rightsized [01:03:05] On May 24, 2018, President Trump signed into law the Economic Growth, Regulatory Relief, and Consumer Protection Act (the “Reform Act”), the most significant financial reform legislation since the landmark Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. While this is not a complete roll-back of regulations imposed in 2010, ...

Representing the Pro Bono Client: Consumer Law Basics 2018

On-Demand Web Programs  On-Demand Web Programs    

From the program: Representing the Pro Bono Client: Consumer Law Basics 2018 (Free)

Released on: Jun. 15, 2018

Volunteer lawyers are needed to help the many low income clients facing a wide assortment of consumer law matters who are unrepresented.  Attend this program to learn the basics of consumer law so that you can competently represent a client in need and learn new advocacy skills. Lecture Topics [Total time 06:18:10] Segments with an asterisk (*) are available only with the purchase of the entire program. Opening Remarks* [00:09:06]  ...


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