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Showing 1 - 25 of 107 Results

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22nd Annual Consumer Financial Services Institute

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From the program: 22nd Annual Consumer Financial Services Institute

Released on: Apr. 7, 2017

The Consumer Financial Protection Bureau (CFPB) recently celebrated its fifth anniversary and the consumer financial services industry is struggling to keep pace with the CFPB’s extraordinary number of regulatory and enforcement initiatives.  At the same time, other federal and state regulators and attorneys general are ramping up their activity.  All of these developments have resulted in a sea change in how the industry is treating ...

Accessing the U.S. Capital Markets from Europe without SEC Registration: Understanding the Interplay between Different Regulatory Regimes and Market Practice

Transcripts  Transcripts    

Recorded on: Sep. 26, 2017

AMY TAUB: Hello. My name is Amy Taub. And I'm a program attorney with PLI, a nonprofit learning organization. I would like to welcome you to today's briefing-- accessing the US capital markets from Europe without SEC registration, understanding the interplay between different regulatory regimes and market practice. Before I begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions ...

Accessing the U.S. Capital Markets from Europe Without SEC Registration: Understanding the Interplay Between Different Regulatory Regimes and Market Practice

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  On-Demand One-Hour Briefing    

Recorded on: Sep. 25, 2017

Taken from the briefing Accessing the U.S. Capital Markets from Europe without SEC Registration: Understanding the Interplay between Different Regulatory Regimes and Market Practice recorded September 2017 in New York. London-based Paul, Weiss, Rifkind, Wharton & Garrison LLP partner Mark S. Bergman will provide an overview of the issues U.S. securities counsel should be aware of when representing European issuers, which are not SEC reporting ...

After the Filing of the Chapter 7 Bankruptcy

Transcripts  Transcripts    

Recorded on: Sep. 14, 2017

SALLY J. ELKINGTON: All right, so we're back for the last half hour, the last stretch. I'd like to encourage folks who have questions to get them in to me, because we are going to cover questions during the session. The same thing with people out in the audience here-- you have questions, get them up to us, so we can discuss them-- something you might not have understood that we can go into a little deeper. So one of the questions that was asked-- ...

Bankruptcy Basics for Low-Income Clients 2017

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From the program: Bankruptcy Basics for Low-Income Clients 2017 (Free)

Released on: Sep. 17, 2017

Although the economy is improving and foreclosures in many parts of the country are in decline due to rising home values, financially marginalized people still file bankruptcy in disproportionate numbers.  Many debtors are unrepresented and bankruptcy clinics are still in great demand.  There is a critical need for pro bono attorneys to assist low-income clients at all levels.  The practice of bankruptcy law is ever changing (all of ...

All Things Canadian: Cross-Border Securities Offerings

Transcripts  Transcripts    

Recorded on: Jul. 26, 2017

AMY TAUB: It is now my pleasure to turn this briefing over to Tim McCormick. TIM MCCORMICK: Thanks Amy. Thank you everyone for attending on a Monday afternoon to hear about All Things Canadian and some Cross-Border Offerings. Just initially to set out what we plan to cover today, first we'll go through or I'll go through the regulators and quasi-regulatory authorities in Canada, the sources of regulation in Canada. Then, we'll get into the basic ...

All Things Canadian: Cross-Border Securities Offerings

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Recorded on: Jul. 24, 2017

Taken from the briefing All Things Canadian: Cross-Border Securities Offerings recorded July, 2017 in New York. During this Briefing, the panelists will address the rules applicable to U.S. public companies seeking to offer securities into Canada concurrent with undertaking a U.S. SEC-registered offering. The speakers also will address the framework applicable to Canadian companies that are MJDS filers, as well as the framework applicable to ...

A Primer on Automobile Fraud

Transcripts  Transcripts    

Recorded on: Jun. 12, 2017

ROBERT W. MURPHY: This to going to be accident prone. This is the 10th time we've done this. So this is the 10th anniversary of this particular program. And our initial speaker is Mr. Ron Burdge. And I could read Mr. Burdge's resume for you. But I'm just going to give you a short account. Mr. Burdge has his office in Dayton, Ohio, but he practices outside of Dayton. He's in Ohio and other states. And he has authored numerous articles in national, ...

Representing the Pro Bono Client: Consumer Law Basics 2017

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From the program: Representing the Pro Bono Client: Consumer Law Basics 2017

Released on: Jun. 26, 2017

Volunteer lawyers are needed to help the many low income clients facing a wide assortment of consumer law matters who are unrepresented. In this program, learn the basics of consumer law so that you can competently represent a client in need and learn new advocacy skills. You will learn: Overview of State and Federal Restraints on Debt Collection Introduction to the Fair Credit Reporting Act A Primer on Automobile Fraud  ...

Asset Based Financing Strategies 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Asset Based Financing Strategies 2017

Released on: Feb. 14, 2017

Asset based financing is a key source of credit for small and medium-size companies and for some larger, publicly traded companies as well. In contrast to equity financing where ownership in the company is diluted, asset-based financing allows companies to borrow funds against their own assets as collateral to generate cash for working capital and capital acquisitions without disturbing equity ownership. In structuring these loans, asset-based ...

Asset Level Data in Public Offerings of Asset-Backed Securities

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Recorded on: Feb. 23, 2017

Taken from the briefing Asset Level Data in Public Offerings of Asset-Backed Securities recorded February, 2017 in New York. Since November 24, 2016, offerings of asset-backed securities in certain asset classes have been required to provide Asset-Level Data. This program will help to provide issuers, underwriters, counsel and service providers with an understanding of the new rules and guidance from the experience of the first issuers in the market ...

Asset Level Data in Public Offerings of Asset-Backed Securities

Transcripts  Transcripts    

Recorded on: Mar. 1, 2017

AMY TAUB: It's now my pleasure to turn this briefing over to our moderator, Stuart Litwin. STUART LITWIN: Thanks a lot. So let me start by introducing our panelists, our co-panelists. First we have Mark Koontz. Mark is a Director and Counsel at Credit Suisse, where he covers Credit Suisse's asset-backed securitization and conduit lending businesses. Next is Dave Zawitz. Dave is senior corporate counsel at CarMax, the nation's largest retailer of ...

Banking Law Institute 2016

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From the program: Banking Law Institute 2016

Released on: Dec. 12, 2016

In the years post-crisis, banks and financial institutions had a chance to respond to the first wave of finalized post-recession regulation and learn how their conformance and compliance programs held up to scrutiny.  This past year gave us some revealing developments on how banks and financial institutions navigated the new regulatory landscape and the challenges in interpreting those regulations and designing new business policies to achieve ...

Bankruptcy Estate and Exemptions and The Automatic Stay and Discharge of Debts in Bankruptcy Cases

Transcripts  Transcripts    

Recorded on: Sep. 14, 2017

SARAH LAMPI LITTLE: OK. All right, are we ready? We're going to talk about the bankruptcy estate and exemptions. CARL R. GUSTOFSON: Sounds rich, the bankruptcy estate. SARAH LAMPI LITTLE: Conceptually, you need to describe this to people as once you file bankruptcy, everything that you own becomes property of the bankruptcy estate. Which is this thing-- this artificial entity created upon the filing of the bankruptcy. And the bankruptcy trustee ...

Brexit: Impact on UK-Based Banks – Earthquake or Tremor?

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Recorded on: Jan. 11, 2017

Taken from the briefing Brexit: Impact on UK-Based Banks – Earthquake or Tremor? recorded January, 2017 in New York. Following the UK’s vote in June 2016 to leave the EU, one of the major areas of concern has been the impact of Brexit on the UK banking sector. In addition to the UK banks, many international banks headquarter their European activities through branches or subsidiaries based in London. Lecture Topics [01:14:12] Listen ...

Brexit: Impact on UK-Based Banks – Earthquake or Tremor?

Transcripts  Transcripts    

Recorded on: Jan. 14, 2017

AMY TAUB: It's now my pleasure to turn this briefing over to Jeremy Jennings-Mares. JEREMY JENNINGS-MARES: Thank you, Amy. Good afternoon, good morning, wherever you are. So today Peter and I are going to be covering Brexit as it affects banks. Firstly, I'm going to start with an overview of Brexit. Some of you may be very familiar, some of you perhaps less familiar with the concept of Brexit and how it's actually going to operate. We'll then move ...

Brexit and the U.S. Presidential Election: Capital Markets in an Uncertain Climate

Transcripts  Transcripts    

Recorded on: Feb. 17, 2017

AMY TAUB: Hello. My name is Amy Taub, and I'm a program attorney with PLI, a nonprofit learning organization dedicated to keeping attorneys and other professionals at the forefront of knowledge and expertise, as well as preparing them to fulfill their pro bono responsibilities. I would like to welcome you to today's briefing, Brexit and the US Presidential Election: Capital Markets in an Uncertain Climate. Before I begin, I have some administrative ...

Brexit and the U.S. Presidential Election: Capital Markets in an Uncertain Climate

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  On-Demand One-Hour Briefing    

Recorded on: Feb. 16, 2017

Taken from the briefing Brexit and the U.S. Presidential Election: Capital Markets in an Uncertain Climate recorded February, 2017 in New York. This briefing will focus on current and potential future implications on the London and international capital markets resulting from both Brexit and the recent U.S. presidential election as well as potentially stemming from other upcoming political events. Lecture Topics [01:08:12] This presentation ...

CFPB's Arbitration Rule

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  On-Demand One-Hour Briefing    

Recorded on: Sep. 14, 2017

Taken from the briefing CFPB's Arbitration Rule recorded September 2017 in New York. Over the summer, the Consumer Financial Protection Bureau issued a Final Rule on the use of arbitration provisions in consumer financial services products and services. Listen to Eric J. Mogilnicki, co-chair of the consumer financial services practice at Covington & Burling LLP, Alan S. Kaplinsky, co-practice leader of the consumer financial services group ...

Class Action Developments and Settlements and UDAP Update

Transcripts  Transcripts    

Recorded on: Mar. 30, 2017

JULIA B. STRICKLAND: Class action developments. And we have three phenomenal panelists. To my immediate left is retired judge Shira Scheindlin, who is a luminary of the federal bench. Many of you, I'm sure, have read opinions by Judge Scheindlin, she's extremely well-known. And so, she is here to share her insights with us. To her left is Aaron van Oort, who's with the Faegre firm. All of the bios for these people who have lots of fantastic things ...

CMBS and the Real Estate Lawyer 2017: Lender and Borrower Issues in the Capital Market

On-Demand Web Programs  On-Demand Web Programs    

From the program: CMBS and the Real Estate Lawyer 2017: Lender and Borrower Issues in the Capital Market

Released on: Feb. 14, 2017

Between now and 2018, over $200 billion of commercial conduit loans will mature and will need to be refinanced.  After the robust issuance of $101 billion of CMBS in 2015, the general expectation was that further growth in the origination of commercial mortgages for, and issuance of, CMBS in 2016 would easily handle the wave of maturities of conduit loans originated in 2006 and 2007.  Unfortunately, the uncertainty occasioned by general ...

Commodity Exchange Act Basics for Lawyers

Transcripts  Transcripts    

Recorded on: Oct. 11, 2017

AMY TAUB: It is now my pleasure to turn this briefing over to Julian Hammar. JULIAN HAMMAR: Thanks, Amy. Today we are going to talk about Commodity Exchange Act basics for lawyers. We thought of this course as a basic overview of the Commodity Exchange Act and what it is. The first thing we're going to talk about is what is the Commodity Exchange Act. Then we'll talk a little bit about the agency that administers it-- the CFTC, the Commodity Futures ...

Commodity Exchange Act Basics for Lawyers

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  On-Demand One-Hour Briefing    

Recorded on: Oct. 10, 2017

Taken from the briefing Commodity Exchange Act Basics for Lawyers recorded October 2017 in New York. This One-Hour Briefing provides all the basics a lawyer needs to be conversant in and familiar with the Commodity Exchange Act and the regulatory framework for futures, commodity options, swaps, and retail foreign exchange. Lecture Topics [01:05:37] Listen to Julian E. Hammar of Morrison & Foerster LLP and Gary Kalbaugh of ING Financial ...

Coping with the New Risk Retention Rules in Securitization Transactions

Transcripts  Transcripts    

Recorded on: Apr. 13, 2017

AMY TAUB: Thank you. Hello. My name is Amy Taub, and I am a program attorney with PLI, a nonprofit learning organization. I would like to welcome you to today's briefing, Coping with the New Risk Retention Rules in Securitization Transactions. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access ...

Coping with the New Risk Retention Rules in Securitization Transactions

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  On-Demand One-Hour Briefing    

Recorded on: Apr. 13, 2017

Taken from the briefing Coping with the New Risk Retention Rules in Securitization Transactions recorded April, 2017 in New York. Since December 24, 2016, new securitization transactions have been required to comply with the new Risk Retention Rules. This presentation will help to provide issuers, underwriters, counsel and service providers with an understanding of the new rules and practical advice based on their experience in the first securitization ...


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