3-Hour Program

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Overview

Why You Should Attend

PLI’s Private Fund Regulatory Developments and Compliance Challenges carries on it’s tradition as one of PLI’s first programs of the new year to review the private fund regulatory landscape, offering a first look at what the balance of the calendar will bring.  Led by an expert faculty of private fund in-house counsel and leading firm lawyers, the discussion is always lively and informative.

The 2018 program starts with a review of derivatives-related compliance challenges, including an overview of the NFA’s 2018 hot button issues along with recent enforcement actions.  The agenda also includes a practical discussion among private fund general counsel and the issues they grapple with now and are anticipating in the near future.  Finally, an in-depth analysis of the major compliance challenges for SEC-regulated funds rounds out the program.  Examination priorities will be addressed, along with many recurring compliance concerns, such as valuation and marketing. 

What You Will Learn

  • Reviewing recent enforcement actions and proposed regulation
  • Cross-border clearing and related issues
  • Discussing the NFA’s 2018 Hot Button issues
  • Assessing the impact of DoL’s Fiduciary Rule
  • SEC’s 2017 examination priorities
  • Impact of MiFID II
  • Determining what Financial CHOICE Act could mean for private funds
  • Sharing in-house counsel concerns

Special Features

  • Convenient half-day format

Who Should Attend

Attorneys operating in the hedge fund and private equity arena should find this program enlightening and informative.

Credit Details