9-Hour Program

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Overview

Why You Should Attend

At this program, you will hear current and former regulators, industry experts and practitioners discuss significant business and legal developments in the investment management area over the past year and analyze important regulatory initiatives such as:

  • The SEC’s regulatory agenda under a new administration
  • New liquidity management and derivatives regulation
  • A review of new SEC staff guidance
  • Current exchange-traded funds issues
  • The new fund and advisers reporting regimes
  • Coping with the Department of Labor’s fiduciary rule and best interest contract exemption
  • The changing role of independent directors and trustees and other governance matters
  • Systemic regulation and the asset management business
  • The future of investment adviser oversight
  • Mutual fund distribution related issues
  • Developments in insurance products
  • Investment management compliance hot buttons
  • Current issues of the day for alternative asset managers
  • Section 36(b) cases and other recent investment management litigation
  • Enforcement trends in the asset management area
  • Ethics for the investment management practitioner

Who Should Attend

This program is designed for attorneys in law firms, in-house counsel, private fund lawyers, compliance officers and others involved in current issues affected by the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Commodity Exchange Act of 1974, ERISA and other relevant laws.

Credit Details