6-Hour Program

See Credit Details Below

Overview

Why You Should Attend
We continue to see unprecedented changes in our economic, business and regulatory regimes in general, and in enforcement efforts in particular. This unique program brings together panels of senior staff from the various enforcement and regulatory agencies, including the U.S. Commodity Futures Trading Commission, FINRA, New York State Department of Financial Services, U.S. Securities and Exchange Commission, U.S. Attorney’s Office, U.S. Department of the Treasury, U.S. Department of Justice, U.S. Department of State, Public Company Accounting Oversight Board, and Consumer Financial Protection Bureau.  Moderated by law firm enforcement practitioners, the panels will discuss agency priorities, how the agencies are working together, and offer best practices for working with the government in today’s continually changing enforcement environment.

What You Will Learn 
    • Hot topic and enforcement priorities for Federal and State regulators and law enforcers
    • Hear what to expect as the new administration shapes the enforcement agenda
    • What are the agencies thinking about, what are they focusing on, how are they working together and how do you need to work with them?
    • Changes in practice, and practical ways to deal with those changes
    • Practical implications of dealing with multi-agency investigations
    • Legal and policy developments in the enforcement space
    • How new rules regarding swaps and derivatives will affect your practice
    • Latest enforcement developments related to financial reporting and disclosure
    • The cybersecurity landscape

Special Features
    • Perspectives from various government enforcement agencies on each panel
    • Earn one hour of Ethics credit

Credit Offered
CLE, CPE and CPD

Who Should Attend
Those who represent, as in-house or outside counsel, businesses and individuals that need to comply with financial regulatory requirements, businesses and individuals that are working hard to avoid regulatory and enforcement scrutiny, and businesses and individuals that, for whatever reason, find themselves under regulatory and enforcement scrutiny.

Credit Details