10-Hour Program

See Credit Details Below

Overview

Please note that "ethics" in the program title refers to the “Compliance and Ethics Program” used in the Federal Sentencing Guidelines for Organizations. It does not specifically refer to legal ethics. Please check the credit calculator to the right for credit information for your jurisdiction.

Why You Should Attend
Having an effective compliance and ethics program is essential to companies of all types.    Such programs are a necessary tool to manage the substantial risks posed by employee and third party misconduct.  Compliance and ethics programs also help mitigate the harm from violations when they occur.  Companies that achieve success in this realm minimize the likelihood of devastating criminal and regulatory sanctions and reap the rewards of employee loyalty and customer and shareholder trust.
At this Workshop, attendees will learn about leading compliance and ethics practices from faculty drawn from major corporations, law firms, academia, and the government. Our distinguished faculty will provide you with the tools you need to advance your program and further your professional development.

What You Will Learn 
• Use the new legal standards and guidance to enhance your program
• Design and conduct effective compliance risk assessments
• Create a risk-based training and communications strategy
• Develop tools to structure your program with independence, reach and clout
• Structure effective systems to receive, investigate, manage and escalate allegations
• Perform effective compliance audits and assessments
• Effectively report to the Board and senior management

Special Features
Luncheon Speaker: Hui Chen, Compliance Counsel Expert, U.S. Department of Justice (New York Only) 

Who Should Attend
This Workshop is designed specifically for experienced compliance officers, human resources professionals, in-house and law firm attorneys working in the compliance field and staff responsible for compliance program management.

Credit Details