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Overview
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Why You Should Attend
This conference covers the regulatory framework governing bank asset management and bank collective funds. Bank asset management services are an important component in the investment management landscape. At the same time collective investment funds, which have been around for many years, are undergoing a marked growth and today are a significant player in the industry.
What You Will Learn
- How the OCC regulates bank asset management and collective investment funds
- The role of state banking regulation
- Understanding the Intersection with SEC regulation
- Non-depository trust activities v. bank activities
- Types of bank commingled funds and their regulation
Who Should Attend
This conference will be of interest to all legal, compliance and operational professionals involved in bank asset management and collective investment trusts including those who work at asset management firms, banks, trust companies or other service providers.
Program Level: Overview
Prerequisites: An interest in Bank Asset Management and Collective Trust Funds
Intended Audience: Legal, compliance and operational professionals involved in bank asset management and collective investment trusts including those who work at asset management firms, banks, trust companies or other service providers.
Advanced Prep: None