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Showing 1 - 25 of 41 Results


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Current Topics in Professional Ethics for Accountants and Attorneys -- Current Topics in Professional Ethics for Accountants and Attorneys

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Current Topics in Professional Ethics for Accountants and Attorneys

Recorded on: Jul. 18, 2016

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. While this program offers CPE (NASBA) credit, it has expired for CLE credit in many states. Please check the credit calculator to the right. No CLE certificate will be issued if credit has expired in your state. Lecture Topics  [01:30:35] Upon the successful completion of this program, the participant will be able to:  ...

Securities Filings 2016: Practical Guidance in a Changing Environment -- Ethical Dilemmas in Preparation and Review of SEC Filings

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Securities Filings 2016: Practical Guidance in a Changing Environment

Recorded on: Sep. 9, 2016

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. While this program offers CPE (NASBA) credit, it has expired for CLE credit in many states. Please check the credit calculator to the right. No CLE certificate will be issued if credit has expired in your state. Lecture Topics [00:59:47] Upon the successful completion of this program, the participant will be able to: Recognize ...

Nuts and Bolts of Tax Penalties 2017: A Primer on the Standards, Procedures and Defenses Relating to Civil and Criminal Tax Penalties -- Special Rules for the Professionals: Return Preparer Penalties and Ethical Standards

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Nuts and Bolts of Tax Penalties 2017: A Primer on the Standards, Procedures and Defenses Relating to Civil and Criminal Tax Penalties

Recorded on: May. 1, 2017

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. Lecture Topics [01:01:58] Upon the successful completion of this program, the participant will be able to: Recall the various provisions of Circular 230 applicable to professionals practicing before the Internal Revenue Service (IRS). Identify Circular 230 sanctions applicable to professionals practicing before ...

Tax Planning for Domestic & Foreign Partnerships, LLCs, Joint Ventures & Other Strategic Alliances 2018 -- Economic Substance, Judicial Doctrines and Legal Ethics

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Tax Planning for Domestic & Foreign Partnerships, LLCs, Joint Ventures & Other Strategic Alliances 2018

Recorded on: Jun. 7, 2018

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. Upon the successful completion of this program, the participant will be able to: Recall the economic substance and business purpose doctrines. Recognize significant cases involving economic substance and related doctrines. Understand the imposition of penalties in cases involving economic substance and related doctrines ...

Tax Strategies for Corporate Acquisitions, Dispositions, Spin-Offs, Joint Ventures, Financings, Reorganizations & Restructurings 2018 -- Exploring the Limits of the Evolving Economic Substance and Business Purpose Doctrines and Related Penalty and Ethics Issues

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Tax Strategies for Corporate Acquisitions, Dispositions, Spin-Offs, Joint Ventures, Financings, Reorganizations & Restructurings 2018

Recorded on: Oct. 22, 2018

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. Upon the successful completion of this program, the participant will be able to: Recall the economic substance and business purpose doctrines. Recognize significant cases involving economic substance and related doctrines. Understand the imposition of penalties in cases involving economic substance and related doctrines ...

SEC Reporting and Practice Skills Workshop for Lawyers 2019

Workshop  Workshop

Why You Should Attend Many lawyers learn SEC reporting through on-the-job training, which often is piecemeal at best. This Workshop is intended to replace that ad-hoc learning process by helping participants develop an in-depth understanding of the reporting requirements of the U.S. federal securities laws. Workshop participants will build the foundational knowledge and practical experience necessary to understand, prepare and review periodic and ...

Negotiating Commercial Leases 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Leases, known as the building blocks of value for all real estate, are primary business and investment assets, but also contain or create landmines of liability, accidental litigation and disputes as well as hidden risks with attendant opportunities for malpractice and mistake of the parties. If written poorly, negotiated by inexperienced counsel or administered without expertise, leases can be the downfall of an otherwise sound ...

TechLaw Institute 2019: The Digital Evolution

Program  ProgramWebcast  Webcast

Why You Should Attend We are in the midst of a digital evolution. Technology continues to evolve and disrupt at breakneck speed, outpacing existing laws and regulations. As a result, businesses face challenges on all fronts on a daily basis.  Employees working from home and on the road present new and unique challenges for employers. Data breaches are not a matter of if, but when, stealing precious hours of sleep from information and compliance ...

Corporate Governance - A Master Class 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Corporate governance provides the framework within which directors and officers must operate in fulfilling their responsibilities. In-house and outside advisers are called on to provide day-to-day counseling and to address crisis situations in the corporate governance context. Our program will both highlight the fast-moving market and legal and regulatory developments that directors, officers and their advisers face, as well ...

Ethics for Financial Industry Lawyers 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

The role lawyers play in the financial industry extends to that as gatekeepers tasked with protecting the public. This informative program will review the professional responsibility issues confronting lawyers who advise clients in connection with securities and derivatives transactions, including the Dodd-Frank Act, and its regulatory reform. This program is aimed at attorneys at all levels who are involved in securities, corporate, banking and finance, ...

Ethics for Corporate Lawyers: Multijurisdictional Practice and Other Current Issues 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend This program continues to deliver lively analysis of recent legal ethics developments and their related practice pointers for corporate lawyers.  Our expert panel will discuss common ethical pitfalls arising out of multijurisdictional practice along with related ethical issues that corporate lawyers often face.  The faculty will also address how jurisdictional distinctions regarding an ethics matter can prompt changes ...

Eighteenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice

Program  ProgramWebcast  Webcast

We are delighted to present PLI’s Eighteenth Annual Institute on Securities Regulation in Europe, on 14-15 March 2019 in the offices of Allen & Overy in London. With a unique focus on the application of U.S. securities law in the EU, the Institute will feature a faculty of leading practitioners, in-house counsel and government regulators from the U.S. and the UK, who will address recent developments in market activity and ...

ERISA Fiduciary Investment Basics 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend This course provides an introduction to the basics of ERISA fiduciary law using a case study vehicle. At this year’s program, you will learn about the principal issues in ERISA’s regulation of plan investments through a case study of a hypothetical plan asset hedge fund exploring entry in the plan marketplace and a plan investor considering such an alternative investment. The program will also utilize a hypothetical ...

Investment Management Institute 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

At this program you will hear expert panelists discuss significant business, legal, and technological developments in the investment management area over the past year and learn about important regulatory initiatives. Topics of discussion will include the SEC’s regulatory agenda, fund and advisers reporting regimes, and current issues of the day for alternative asset managers. You will also examine Section 36(b) cases and other recent investment ...

Navigating the Ethics of Litigation Finance

One-Hour Briefing  One-Hour Briefing

The legal and business communities are quickly realizing the economic value that litigation funding affords to parties pursuing and handling high-stakes commercial litigation. Law firms that may not have even considered using litigation finance five years ago are now being driven by their clients to carry some of the risks of litigation alongside them. Litigation finance makes it possible for firms to do so in coordination with a funder that acts ...

24th Annual Consumer Financial Services Institute

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend 2019 will mark the 24th year of this exceptional program, which is considered the premier consumer financial services CLE program in the country. The leadership of the, BCFP, FTC, DOJ, FCC, OCC and federal banking agencies has changed under the Trump Administration.  While the priorities of those agencies have also changed, all of them are still very active in enforcing consumer financial services laws.  At the same ...

Securities Litigation 2019: From Investigation to Trial

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The landscape of securities litigation is constantly evolving and changing. This program takes you through all the issues that can arise in the most complex securities matters — from the initial government investigation to the filing of the civil cases to either settlement or trial. If you practice in this dynamic field, you know that the need to stay current and develop new strategies and tactics has never been more important. Our ...

Commercial Real Estate Financing 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend This year’s program will explore new and advanced topics in commercial real estate financing. Our faculty of experienced attorneys, in conjunction with non-attorney real estate professionals, will discuss (i) legal developments affecting commercial real estate financing, (ii) what issues matter the most when negotiating loan documents; (iii) issues relating to leasehold mortgage financing; (iv) tenant estoppels and (v) ...

The SEC Speaks in 2019

Program  ProgramWebcast  Webcast

Why You Should Attend PLI is pleased to once again present, in cooperation with the U.S. Securities and Exchange Commission, The SEC Speaks program, which provides an essential update on the current initiatives at the Commission, as well as the priorities of the Commission for the coming year. At this unique program, you will hear remarks by the Chairman, and Commissioners, and Investor Advocate, as well as panel discussions by senior staff at the ...

Developments in Antitrust Law & Regulation 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend This year’s program will examine recent developments in several key areas of antitrust reflected in recent decisions as well as vigorous enforcement in the US and around the world.  Panels or nationally known practitioners and senior government enforcement officials will report on and explore developments in competitor relationships, including cartels and other per se antitrust violations as well as the antitrust implications ...

Venture Capital 2019: Nuts and Bolts

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend This program is designed for attorneys who advise startup companies, and for investors and venture capitalists. A thorough understanding of current market practice, deal terms and conditions, transaction documents and applicable securities, regulatory and ethical issues is critical in the venture capital business. Our expert faculty of lawyers, venture capitalists and business executives will analyze the legal and business issues ...

IP Monetization and Investment 2019: Maximize Your Financial and Strategic Options

Program  ProgramWebcast  Webcast

Why You Should Attend Intellectual property ("IP") monetization and investment is a core consideration for many companies and investors. IP monetization transactions and structures can generate substantial financial and strategic value, adding an array of options for IP owners and investors. At the same time, an ever-increasingly complex set of considerations must be managed to effectively monetize IP. Staying abreast of relevant developments relating ...

Global Capital Markets & the U.S. Securities Laws 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend  Capital markets are adjusting to a wide range of evolving regulatory standards that affect the way in which offerings are conducted around the world. At the same time, issuers across the globe are subject to changing accounting and corporate governance standards. Issuers and market participants also face an increasingly active global enforcement environment targeting activities taking place around the world, while managing ...

The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The Foreign Corrupt Practices Act (“FCPA”) is at the top of most companies’ key risk areas. The DOJ and SEC remain focused on investigating violations and enforcement of the law. Recent FCPA settlements demonstrate that no industry is immune from scrutiny and the trend towards higher penalties involving multiple regulators has continued. As more countries and international organizations ramp up their anti-corruption ...

Bankruptcy & Reorganizations 2019: Current Developments

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Keep abreast of the current developments in restructuring, bankruptcy and reorganizations at this advanced conference, where a remarkable faculty of bankruptcy judges and leading practitioners will provide you with a thorough review and analysis of hot topics, recent decisions and strategies for dealing with cases in diverse industries, including energy and health care. They will also cover implications of Supreme Court ...


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