FacultyFaculty/Author Profile

Allison Fakhoury

U.S. Securities and Exchange Commission
Senior Regulatory Counsel, Office of Clearance and Settlement, Office of Compliance Inspections and Examinations
Chicago, IL, USA

Allison joined OCIE’s Office of Clearance and Settlement as Senior Regulatory Counsel in 2014. In that role, she is legal counsel for the team responsible for examining clearing agencies, including those designated as systemically important financial market utilities.   Prior to joining OCIE, Allison spent 11 years as Senior Attorney in the Division of Enforcement, during which she handled numerous securities fraud investigations, including directed brokerage, best execution, market manipulation, accounting fraud, insider trading, and offering fraud. She also has extensive litigation experience in federal district court, and with administrative and cease and desist proceedings.

Allison received a Bachelor of Science degree from the School of Business Administration at Wayne State University, and a Juris Doctor degree from Loyola University Chicago School of Law.
Allison Fakhoury is associated with the following items:
On-Demand Web Programs  On-Demand Web Programs The SEC Speaks in 2018, Saturday, March 03, 2018, Washington, DC
Live Seminar  Live Seminar The SEC Speaks in 2019, Monday, April 08, 2019, Washington, DC
Live Webcast  Live Webcast The SEC Speaks in 2019, Monday, April 08, 2019, Washington, DC

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