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Showing 1 - 25 of 54 Results


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Understanding Financial Products 2019 -- Ethical Challenges

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From the program: Understanding Financial Products 2019

Recorded on: Jan. 31, 2019

Taken from the Web Program Understanding Financial Products 2019 Recorded January 2019 in New York Ethical Challenges [00:59:39] The Policy Framework:  Lawyers as Gatekeepers The Legal Framework:  Rule 102(e) and Sarbanes-Oxley Attorney Conduct Rules Corporate/Securities Counsel Liability for "Failure to Supervise" Collateral Consequences:  Attorneys as Witnesses SEC Focus on Defense Counsel Attorneys ...

Ethical Challenges

Transcripts  Transcripts    

Recorded on: Jan. 31, 2019

SPEAKER 1: So we're ready for our final program, which is ethical challenges. And I'm pleased to introduce to you Andrew Lawrence who is a partner at Skadden. He's a partner in the securities enforcement and compliance group representing a wide range of clients and investigations by the US securities and Exchange Commission, the US Department of Justice, other federal and state law enforcement agencies, and the Financial Industry Regulatory Authority. ...

Advanced Licensing Agreements 2019 -- Ethical Considerations in Licensing

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From the program: Advanced Licensing Agreements 2019

Recorded on: Jan. 30, 2019

Taken from the Web Program Advanced Licensing Agreements 2019 Recorded January, 2019 in San Francisco [01:00:55] What happens when a friendly deal turns litigious Deceit and candor Cross-border transactions Communications with adverse parties Ira Jay Levy The purchase price of this Web Program segment includes the following article from the Course Handbook available online: Basic Ethics for the Negotiating Lawyer  ...

Ethical Issues in IP Rights Enforcement

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Recorded on: Jan. 24, 2019

Taken from the Web Program Intellectual Property Rights Enforcement 2019 Recorded January 2019 in New York Ethical Issues in IP Rights Enforcement [01:01:24] Recent developments re the use of private investigators, and how that may affect policing of trademark and copyright infringement consent orders and injunctions How ethical issues come into play when assessing what litigation conduct makes a case “exceptional” ...

Ethical Issues in IP Rights Enforcement

Transcripts  Transcripts    

Recorded on: Jan. 24, 2019

KATHLEEN E. MCCARTHY: Yes, evaluations, please. And I'm honored to introduce our final panel, a panel on ethics. And we have US Magistrate Judge Robert Lehrburger from the Southern District of New York here. Judge Lehrburger practiced for 27 years at Patterson Belknap, where he was a partner since 1998. And he handled a lot of IP cases while he was there, I think particularly in the false advertising area. JUDGE ROBERT W. LEHRBURGER: Well, false ...

Ethical Issues in Drafting Corporate Agreements

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Recorded on: Jan. 23, 2019

Taken from the Web Program Drafting and Negotiating Corporate Agreements 2019 Recorded January 2019 in New York Ethical Issues in Drafting Corporate Agreements [01:01:05] Identifying ethical errors in contracts What is the role of the attorney in drafting? Understanding who the client is and addressing recurring conflicts of interest Speaker: Michael S. Sackheim The purchase price of this Web Program segment includes the following ...

Ethical Traps for the M&A Practitioner

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Recorded on: Jan. 18, 2019

Taken from the Web Program Mergers & Acquisitions 2019: Advanced Trends and Developments Recorded January 2019 in New York Ethical Traps for the M&A Practitioner [00:59:54] Understanding who is the client in M&A transactions Ethical implications of using technology in M&A transactions Candor with the client – the duty to disclose drafting or due diligence errors Candor with adversaries – ethical ...

Ethics for the Negotiating Lawyer 2019

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From the program: Ethics for the Negotiating Lawyer 2019

Released on: Jan. 10, 2019

At this program, we will examine everyday issues of ethics and professional responsibility. Using a lively, interactive format, the attendees will get to vote anonymously on hypothetical situations where the ethics rules are involved. Lecture Topics [Total time 02:01:43] Segments with an asterisk (*) are available only with the purchase of the entire program. Opening Remarks* [00:01:23] David Rabinowitz, J. Richard Supple, Jr. Ethics ...

Basic Negotiation Skills 2019 -- Understanding the Ethics of Negotiation

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From the program: Basic Negotiation Skills 2019

Recorded on: Jan. 10, 2019

Taken from the Web Program Basic Negotiation Skills 2019 Recorded January 2019 in San Francisco Understanding the Ethics of Negotiation [01:03:18] Ethics in negotiations involve a balance between a lawyer's obligations of honesty and candor with zealous client advocacy, pursuant to the Model Rules of Professional Responsibility and relevant state provisions. Whether in a transactional or litigated settlement context, lawyers may ...

Avoiding Ethics Issues in IP Transactions

MP4 - Mobile Video Seg  Video Download (MP4)    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    CHB Chapters  CHB Chapters    

Recorded on: Jan. 10, 2019

Taken from the Web Program IP Issues in Business Transactions 2019 NY Recorded January 2019 in New York Avoiding Ethics Issues in IP Transactions [01:01:08] Identifying situations involving potential unlicensed practice of law Attorney ethical obligations relating to non-clients When are conflicts unwaivable? Attorney misconduct and duty to report Eric A. Prager The purchase price of this Web Program segment includes the ...

Ethics Rules that Govern Behavior in Negotiation

Transcripts  Transcripts    

Recorded on: Jan. 10, 2019

DAVID RABINOWITZ: Thank you very much. Welcome. Welcome to this seminar on negotiating ethics. Let's see. Before we get started on the substance of the program, I want to show you a headline that I saw in the BNA Professional Responsibility Reporter a few years ago. Let's see, I hope these screens come on pretty soon. What I'm going to say about this slide is there's coffee outside. But anyway, what we're going to be doing today is going over the ...

Understanding the Ethics of Negotiation

Transcripts  Transcripts    

Recorded on: Jan. 10, 2019

SEAN: Excellent. So with that, first of all, I want to welcome up to the table John Dean and Sheila Purcell. I'll do a quick introduction for them. John is the adjunct professor of law at UC Hastings here in San Francisco. John received his AP from UC Berkeley and then got his JD from Hastings as well. He began a career as a criminal defense attorney followed by 10 years in the corporate world. And then in 1998, Mr. Dean shifted to the Airline Pilots ...

Ethics for Financial Industry Lawyers 2019

Handbook  Course Handbook

Course Handbook from the program PLI Ethics Programs: Winter 2019, held January 2019.

Ethics for Corporate Lawyers 2018

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From the program: Ethics for Corporate Lawyers 2018

Released on: Dec. 28, 2018

At this unique interactive program based on the video “Negotiation Ethics in Five Acts”, the faculty will review various everyday ethical scenarios in corporate practice  while program participants “vote” electronically with the rest of the audience on the correct ethical responses. Lecture Topics [Total time 02:09:55] Segments with an asterisk (*) are available only with the purchase of the entire program. Ethics ...

Nuts and Bolts of Corporate Bankruptcy 2018

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From the program: Nuts and Bolts of Corporate Bankruptcy 2018

Released on: Dec. 27, 2018

Businesses in financial distress are not an unusual sight these days, and as a result, it is essential for attorneys of all levels and in all practice areas to become familiar with the fundamental tenets of bankruptcy law. Whether you are just starting out in your career, thinking about broadening your practice area to include this field, or want to be able to spot the issues when advising your clients, this program will provide you with an essential ...

Staying Out of Trouble 2018: Hot Topics in Ethics and Avoiding Professional Discipline

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From the program: Staying Out of Trouble 2018: Hot Topics in Ethics and Avoiding Professional Discipline

Released on: Dec. 26, 2018

A panel of experts will examine a number of important new developments in New York ethics law, all of which you need to know to protect yourself and your firm against claims of malpractice and ethical misconduct. Lecture Topics [Total time 03:09:46] Segments with an asterisk (*) are available only with the purchase of the entire program. Opening Remarks* [00:10:00] Ronald C. Minkoff Advance Conflict Waivers [00:59:54] Sarah ...

Construction Law: Ethical Challenges

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Recorded on: Dec. 21, 2018

Taken from the Web Program Building Better Construction Contracts 2018 Recorded December 2018 in New York Construction Law: Ethical Challenges [01:00:40] A. Ethical Challenges and Duties of Appointed Counsel Understanding and appreciating the tri-partite relationship between attorney, client/insured and insurer Understanding the law in jurisdictions where appointed defense counsel owes a duty of care solely to the client/insured ...

Ethical Issues in Pro Bono Representation 2018

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From the program: Ethical Issues in Pro Bono Representation 2018

Released on: Dec. 20, 2018

As part of PLI’s commitment to public service and the pro bono activities of the legal community, there is no fee to attend this program.  Using a lively, interactive format, this program will examine everyday issues of ethics and professional responsibility in pro bono and public interest practice. Lecture Topics [Total time 02:06:36] Segments with an asterisk (*) are available only with the purchase of the entire program.  ...

Protecting Client Confidences in the Age of Emerging Technology and Increasing Cybersecurity Threats

Transcripts  Transcripts    

Recorded on: Dec. 20, 2018

RONALD MINKOFF: We're going to have a formal break in an hour, so we're going to go right into the next program, which is Protecting Client Confidences in the Age of Emerging Technology and Cybersecurity Threats. So a little change in focus. And teaching this portion of the program is Jim Walker from Richards, Kibbe & Orbe LLP. Jim concentrates in government investigations, complex commercial litigation, professional liability, and legal ethics. And ...

Advance Conflict Waivers

Transcripts  Transcripts    

Recorded on: Dec. 20, 2018

SARAH D. MCSHEA: Thank you, Ron. Just goes to show you that memory is really no guide to the facts of what's going on. I know no more about senior lawyers, except on the basis of personal experience. Ron and I didn't change the law back in 1988-- [LAUGHS] in Matter of David. We merely convinced the appellate division to issue an opinion ratifying what had been the practice for decades in the felony disbarment area. So what I'm going to talk about ...

Practicing Across State Lines

Transcripts  Transcripts    

Recorded on: Dec. 20, 2018

RONALD C. MINKOFF: So speaking of pertinent, no area is more pertinent to everybody on a daily basis than unauthorized practice of law and multi-jurisdictional practice. So professional responsibility types are always talking about two acronyms-- UPL, which is unauthorized practice of law, and MJP, which is multi-jurisdictional practice. And both of them are kind of two sides of the same coin. UPL is just our general statutory requirement that you ...

Basic Ethical Considerations in Corporate Bankruptcy

Transcripts  Transcripts    

Recorded on: Dec. 20, 2018

DAVID SHEMANO: Welcome back, everyone. We are now going to proceed with our final panel. I guess I should ask, after two days of this, raise your hand if you know more about the corporate bankruptcy system now than when you started. All right. It's about 50-50. That's great. Before I start, let me ask the question of the day so I don't forget. Raise your hand. How many of you know how compensation for a bankruptcy trustee is determined? Does anybody ...

Annual Disclosure Documents 2018: Current Developments and Best Practices -- Ethics and Whistleblower Developments: Challenges to Be Aware of When Preparing and Reviewing Disclosure Documents

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From the program: Annual Disclosure Documents 2018: Current Developments and Best Practices

Recorded on: Dec. 13, 2018

Taken from the Web Program Annual Disclosure Documents 2018: Current Developments and Best Practices Recorded December, 2018 in New York [00:59:14] Appearing and practicing before the Commission – an update on Rule 102(e) proceedings – and what this can mean under applicable rules of professional conduct Renewed focus on lawyers as gatekeepers and their related liabilities under the securities laws and an attorney’s ...

Ethics and Whistleblower Developments: Challenges to Be Aware of When Preparing and Reviewing Disclosure Documents

Transcripts  Transcripts    

Recorded on: Dec. 13, 2018

MICHAEL L. HERMSEN: Our first polling question is has anybody in the audience had some interaction with the Division of Enforcement, whether, hopefully, not as a defendant, but maybe as somebody involved with a defendant or stuff like that. Yes or no? JOAN E. MCKOWN: Always interesting to see. [LAUGHTER] And I thought that those responses-- oh, here. MICHAEL L. HERMSEN: No, we have a huge no. So that's maybe good. JOAN E. MCKOWN: That's good. ...


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