Course Handbook  Course Handbook

Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017

Publication Date: December 2017 Number of Volumes: 1
ISBN Number: 9781402430268 Page Count: 144 pages


Download: Table of Contents    Index

Table of Contents
Chapter 1: 2017 Mid-Year Securities Enforcement Update (July 18, 2017) Barry R. Goldsmith ~ Gibson, Dunn & Crutcher LLP
Chapter 2: K. Susan Grafton and Linda J. Muzere, Challenges for Private Fund Advisers in Establishing and Maintaining a Compliance Program (September 29, 2017) K. Susan Grafton ~ Dechert LLP
Chapter 3: Insider Trading: Where Is the Line? Stephen J. Crimmins ~ Murphy & McGonigle
Chapter 4: The Five Most Frequent Compliance Topics Identified in OCIE Examinations of Investment Advisers, the Office of Compliance Inspections and Examinations, National Exam Program Risk Alert, Volume VI, Issue 3 (February 7, 2017)

This Course Handbook was compiled for the program, Hedge Fund and Private Equity Enforcement Regulatory Developments 2017.

PLI’s nationally acclaimed course handbooks represent the definitive thinking of the nation’s finest legal minds on timely topics and are considered the standard reference in the field. This course handbook is prepared specifically for the program and stands alone as a permanent reference.

Barry R. Goldsmith, Gibson, Dunn & Crutcher LLP

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