Course Handbook  Course Handbook

Form 20-F In-Depth Workshop 2018

Publication Date: December 2018 Number of Volumes: 1
ISBN Number: na Page Count: 748 pages

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Download: Table of Contents    Index

Table of Contents
Chapter 1: SEC Institute, What You Need to Know as a Reporting Company Regarding the Securities Legislation and Its Related Reporting Requirements (Updated January 2018)
Chapter 2: U.S. Securities and Exchange Commission, Division of Corporation Finance, Financial Reporting Manual (last updated December 1, 2017) (excerpts—Table of Contents & Index)
Chapter 3: Alexander F. Cohen, Paul M. Dudek, and Joel H. Trotter, Latham & Watkins LLP, Client Alert, No. 2074, Defining Foreign Private Issuers: Are You a Wizard or a Muggle? (February 8, 2017)
Chapter 4: U.S. Securities and Exchange Commission, Division of Corporation Finance, Filing Review Process (Modified October 18, 2017)
Chapter 5: U.S. Securities and Exchange Commission, Division of Corporation Finance, Financial Reporting Manual (last updated December 1, 2017) (excerpt—Topic 6, Foreign Private Issuers & Foreign Businesses)
Chapter 6: U.S. Securities and Exchange Commission, International Reporting and Disclosure Issues in the Division of Corporation Finance, Washington, D.C. (November 1, 2004; Modified March 30, 2005)
Chapter 7: SEC Institute, Form 20-F Requirements (updated August 14, 2017)
Chapter 8: U.S. Securities and Exchange Commission, Disclosure Update and Simplification Demonstration Version (excerpt—Form 20F)
Chapter 9: Colin Diamond, Michelle Rutta, David Johansen, Dov Gottlieb and Irina Yevmenenko, White & Case LLP, Client Alert, Reminders for Foreign Private Issuers for the 2018 Annual Reporting Season (January 2018)
Chapter 10: SEC Institute, Reminder List: A Creative Approach to Writing Your MD&A (Revised January 2018)
Chapter 11: Blackbaud, Inc., Form 10-K for the Fiscal Year Ended December 31, 2016 (excerpt)
Chapter 12: United States of America Before the Securities and Exchange Commission, In the Matter of Caterpillar Inc., Order Instituting Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934 and Opinion and Order of the Commission
Chapter 13: SEC Institute, SEC Guidance for Non-GAAP Measures (Revised January 2018)
Chapter 14: United States of America Before the Securities and Exchange Commission, Exchange Release No. 40305, AAER No. 1061, Administrative Proceeding File No. 3-9666, In the Matter of Sony Corporation and Sumio Sano, Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934 and Findings and Order of the Commission (August 5, 1998)
Chapter 15: United States of America Before the Securities and Exchange Commission, Exchange Release No. 72888, Administrative Proceeding File No. 3-16028, In the Matter of Bank of America Corporation, Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Cease-and-Desist Order and Civil Penalty (August 21, 2014)
Chapter 16: United States of America Before the Securities and Exchange Commission, Exchange Release No. 8569, AAER No. 2232, Administrative Proceeding File No. 3-11902, In the Matter of The Coca-Cola Company, Order Instituting Cease-and-Desist Proceedings, Making Findings and Imposing a Ceaseand-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934 (April 18, 2005)
Chapter 17: United States of America Before the Securities and Exchange Commission, Exchange Release No. 80947, AAER No. 3877, Administrative Proceeding File No. 3-18024, In the Matter of Eric W. Kirchner and Richard G. Rodick, Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings and Imposing a Cease-and-Desist Order (June 15, 2017)
Chapter 18: United States of America Before the Securities and Exchange Commission, In the Matter of Salant Corporation and Martin F. Tynan, AAER No. 561, Exchange Act No. 34046, Administrative Proceeding File No. 3-8362, Securities Exchange Act of 1934 Release No. 34046 (May 12, 1994)
Chapter 19: W. Brinkley Dickerson, Jr., Esq., Troutman Sanders LLP, MD&A “Top-Down” Checklist
Chapter 20: Goldman Sachs Group, Inc., Prospectus, filed pursuant to Rule 424B4, excerpt of the Report of Independent Accountants on Management’s Discussion and Analysis of Financial Condition and Results of Operations (filed May 4, 1999), available at https://www.sec.gov/Archives/edgar/data/886982/0000950123-99-004070.txt
Chapter 21: Boris Feldman, Navigating the Safe Harbor for Forward-Looking Statements
Chapter 22: Davis Polk & Wardwell LLP, Client Memorandum: Preparing Your 2017 Form 20-F (December 14, 2017)
Chapter 23: Ferrari N.V., Form 20-F for the Fiscal Year Ended December 31, 2017
Chapter 24: Alexander F. Cohen, Paul M. Dudek and Joel H. Trotter, Latham & Watkins LLP, and Melanie F. Dolan, KPMG LLP, Financial Statement Requirements in US Securities Offerings: What Non-US Issuers Need to Know (2018 Edition)
Chapter 25: Jeffrey Naumann, Deloitte & Touche LLP, Heads Up, Volume 24, Issue 18, XBRL Requirements for Companies Reporting Under IFRSs (July 12, 2017)
Chapter 26: Formula Systems (1985) Ltd., SEC Comment Response Letter Dated January 18, 2018
Chapter 27: SuperCom Ltd., SEC Comment Response Letter Dated November 14, 2017
Chapter 28: Canada Goose Holdings Inc., SEC Comment Response Letter Dated March 20, 2018
Chapter 29: Ardmore Shipping Corporation, SEC Comment Response Letter Dated June 24, 2016
Chapter 30: SEC Institute, A Summary of the Relationship of Form 20-F Items to Form 10-K Items

This Course Handbook was compiled for the program, Form 20-F In-Depth Workshop 2018.

PLI’s nationally acclaimed course handbooks represent the definitive thinking on timely topics and are considered the standard reference in the field. This course handbook is prepared specifically for the program and stands alone as a permanent reference.

Chairperson(s)
N. Adele Hogan, Baker Tilly Virchow Krause, LLP
Cheryl L. Linthicum, The University of Texas at San Antonio
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