Narrow Your Results
Narrow Your Results

Content

Programs & Webcasts

On-Demand

Publications

Faculty/Authors

News/Blogs

CLE and Other Credit Types

CLE  

Search Programs

CLE Jurisdictions

CPD  

CPE (NASBA)  

CFE-CPE (Fraud)  

CFP CE  

Compliance (CCB CEU)  

HRCI Recertification  

Privacy CPE (IAPP)  

Search for programs by jurisdiction or CLE credit type:

 
 
  Not all credit types are available in all jurisdictions. If you choose multiple states and multiple credit types, you may end up with 0 results.  
 



 

   
      

Search for Programs with CPD Credits in:


   

   

Showing 23 Results


List View Table View

Global Investment Funds 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Stay Ever Current: Subscribe today to  PLI’s blog edited by Clifford E. Kirsch. Mark Your Calendar. More Information to Come!

Pension Plan Investments 2019: Current Perspectives

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Experienced practitioners in the area of pension investment law will give their perspectives, and illuminate issues, on current topics and recent developments. Continued statutory, regulatory and market changes ensure a full agenda of new developments to be debated and analyzed by the panelists. The growth of the defined contribution plan, and decline of the defined benefit plan, markets give rise to new financial products and ...

Basics of Mutual Funds and Other Registered Investment Companies 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Stay Ever Current: Subscribe today to  PLI’s blog edited by Clifford E. Kirsch. Why You Should Attend This program is designed to provide attendees with a basic overview of the legal, regulatory and operational issues affecting “registered investment companies” – the universe of publicly offered pooled investment vehicles that include mutual funds, closed-end funds, exchange-traded funds (“ETFs”) and others.  ...

Global Capital Markets & the U.S. Securities Laws 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend  Capital markets are adjusting to a wide range of evolving regulatory standards that affect the way in which offerings are conducted around the world. At the same time, issuers across the globe are subject to changing accounting and corporate governance standards. Issuers and market participants also face an increasingly active global enforcement environment targeting activities taking place around the world, while managing ...

Investment Management Institute 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

At this program you will hear expert panelists discuss significant business, legal, and technological developments in the investment management area over the past year and learn about important regulatory initiatives. Topics of discussion will include the SEC’s regulatory agenda, fund and advisers reporting regimes, and current issues of the day for alternative asset managers. You will also examine Section 36(b) cases and other recent investment ...

ERISA Fiduciary Investment Basics 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend This course provides an introduction to the basics of ERISA fiduciary law using a case study vehicle. At this year’s program, you will learn about the principal issues in ERISA’s regulation of plan investments through a case study of a hypothetical plan asset hedge fund exploring entry in the plan marketplace and a plan investor considering such an alternative investment. The program will also utilize a hypothetical ...

Regulatory Developments and Compliance Challenges Facing SEC-Regulated Private Funds

MP3 Audio  Audio Download (MP3)    Web Segment  Web Segment    CHB Chapters  CHB Chapters    MP4 - Mobile Video Seg  Video Download (MP4)    

Recorded on: Feb. 7, 2019

Taken from the Web Program Private Fund Regulatory Developments and Compliance Challenges 2019 Recorded January 2019 in New York Regulatory Developments and Compliance Challenges Facing SEC-Regulated Private Funds [01:13:18] 2019 SEC examination priorities Compliance challenges, including addressing issues related to valuations, fees and expenses, and custody, especially for digital assets Advertising and marketing issues and ...

Understanding Financial Products 2019

On-Demand Web Programs  On-Demand Web Programs    

From the program: Understanding Financial Products 2019

Released on: Jan. 31, 2019

The explosion of new financial products over the past decade like the emergence of cryptocurrencies, the implosion of the credit markets and the resulting significant regulatory requirements underline the importance of a basic understanding of financial products. While these instruments have been invaluable investment tools, with enormous potential for product manufacturers and investors, they also create potentially significant legal risks and challenges ...

Applying ERISA Fiduciary Rules to Health Plans, Services and Products 2019

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Applying ERISA Fiduciary Rules to Health Plans, Services and Products 2019

Released on: Jan. 22, 2019

ERISA applies to health and welfare plans as well as to retirement plans.  However, since its enactment, the predominant focus of ERISA related regulatory activity, plan sponsor compliance and litigation has been on retirement plans.  The period following the enactment of the Affordable Care Act has seen a growth in awareness of ERISA: (i) health plan related compliance requirements; as well as (ii) fiduciary provisions, and liability for ...

The Health Plan Sponsor – ERISA Basics

Transcripts  Transcripts    

Recorded on: Jan. 15, 2019

JENNIFER KRAFT: The ERISA party is starting. We're going to excite it up. My name's Jennifer Kraft. I'm one of Howard's partners at Seyfarth Shaw. I'm a partner in our Chicago office in the employee benefits space and help lead our health and welfare group. KIRSTIN POIRIER-WHITLEY: Hi, I'm Kirstin Poirier-Whitley. I'm a partner with Jones Day out of our Los Angeles office and also specialize in employee benefits. I spend half my time on welfare plan ...

Prohibited Transactions and DOL Exemptions

Transcripts  Transcripts    

Recorded on: Jan. 15, 2019

HOWARD PIANKO: Very good. We're back after the break. We're ready for the homestretch. We have two of our panels coming up. And the first panel that we have will address prohibited transactions and DOL prohibited transaction exemptions that have been granted. We have back from this morning-- Kirstin is back with us. And we have a new speaker-- Sruthi is here. And she's from Newport Trust Company. And you're going to get the benefit of getting some ...

MEWA Considerations; Association Health Plans

Transcripts  Transcripts    

Recorded on: Jan. 15, 2019

HOWARD PIANKO: We got the magic word. MEWA, again, is going to become the theme, I guess, and in addition, the association health plans, some developments in Washington in terms of movement towards more aggregation of employees of different companies. And then for this panel, we have Ben Conley from Seyfarth, who I've worked with regularly, and Chantel-- thank you-- from PwC. CHANTEL SHEAKS: Happy to be here. HOWARD PIANKO: Yeah, it's been good ...

Fiduciary Status and Duties

Transcripts  Transcripts    

Recorded on: Jan. 15, 2019

HOWARD PIANKO: Hi. Welcome back. We're here for our afternoon where we're going to focus on different aspects of risk of fiduciary provisions, and how they apply to health plans, and also what's going on in the area of litigation and enforcement. I'm glad to welcome our panel for the first session, which is going to focus more on fiduciary status and different duties. Welcome back, Jennifer and Roberta, who are on this morning, and Brian Lamb, who's ...

Retiree Medical Plans; Health Plan Related M&A Considerations

Transcripts  Transcripts    

Recorded on: Jan. 15, 2019

HOWARD PIANKO: OK. We're going on to our next panel. And our next panel is going to combine two different topics retiree medical plans, which historically have presented its own different set of issues in terms of the health plan space. And also, in terms of doing corporate transactions, mergers, acquisitions, what are the kind of health plan considerations that arise? For our panel for this discussion, we have Laura Miller Andrew, who is with the ...


  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • YouTube
  • RSS

All Contents Copyright © 1996-2019 Practising Law Institute. Continuing Legal Education since 1933.

© 2019 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.