Corporate & Securities - Enforcement

PLI offers in-depth programs, topical briefings, and various publications in the area of Corporate & Securities - Enforcement. Explore our offerings below to select those most relevant to your practice.

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Upcoming Programs

Who's Speaking?
William H. Hinman

William H. Hinman ~ Director, Division of Corporation Finance, U.S. Securities and Exchange Commission
Speaking at The SEC Speaks in 2019 The International Trade Center Feb. 21 - 22, 2019

The ongoing government shutdown may affect our ability to hold this program as planned. We will continue

 ...

Clifford E. Kirsch

Clifford E. Kirsch ~ Eversheds Sutherland (US) LLP
Speaking at Dually Registered Broker-Dealers and Advisers—Regulatory, Compliance and Enforcement 2019 Practising Law Institute Feb. 6, 2019

Stay Ever Current: Subscribe today to BD/IA: Regulation in Focus ...

 

Featured Program

Private Fund Regulatory Developments and Compliance Challenges 2019

Jan. 31, 2019

Practising Law Institute - New York, NY

Why You Should Attend PLI’s Private Fund Regulatory Developments and Compliance Challenges carries on a tradition as one of PLI’s first programs of the new year to review the private fund regulatory landscape, offering a first look at what the balance of the calendar will bring.  Led by an expert faculty of private fund in-house counsel and leading firm lawyers, the discussion is always lively and informative.  The 2019 prog... Read More


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