Corporate & Securities - Enforcement

PLI offers in-depth programs, topical briefings, and various publications in the area of Corporate & Securities - Enforcement. Explore our offerings below to select those most relevant to your practice.

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Upcoming Programs

Who's Speaking?
Barry R. Goldsmith

Barry R. Goldsmith ~ Gibson, Dunn & Crutcher LLP
Speaking at Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017 Practising Law Institute Nov. 30, 2017

Why You Should Attend

The SEC and other government agencies continue to focus enforcement and examination efforts on managers ...

Clifford E. Kirsch

Clifford E. Kirsch ~ Eversheds Sutherland (US) LLP
Speaking at Financial Services Industry Regulatory Compliance Forum 2017 Practising Law Institute Nov. 8, 2017

Stay Ever Current: Subscribe today to BD/IA: Regulation ...

Featured Program

Fundamentals of Swaps & Other Derivatives 2017

Oct. 23, 2017

Practising Law Institute - New York, NY

Why You Should Attend Over-the-counter (OTC) derivatives are key elements in many of our financial markets.  The Dodd-Frank Act and other regulations have changed and are continuing to change how these important instruments are regulated and transacted.  This program will introduce you to both the instruments and their current environment. A derivative is a financial instrument that allocates the risks and price exposures associated ... Read More

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