Corporate & Securities - Compliance

PLI offers in-depth programs, topical briefings, and various publications in the area of Corporate & Securities - Compliance. Explore our offerings below to select those most relevant to your practice.

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Upcoming Programs

Who's Speaking?
Richard J. Morvillo

Richard J. Morvillo ~ Orrick Herrington & Sutcliffe LLP
Speaking at Internal Investigations 2018 Practising Law Institute Jun. 22, 2018

Why You Should Attend

From commencement to conclusion, lawyers face numerous issues when conducting an internal investigation. ...

John F. Olson

John F. Olson ~ Gibson, Dunn & Crutcher LLP
Speaking at Audit Committees and Financial Reporting 2018: Recent Developments and Current Issues Practising Law Institute Jun. 11, 2018

Why You Should Attend

As many new regulations are promulgated by the SEC, PCAOB and financial institution regulators, there are numerous challenges ...


Featured Program

Private Placements and Hybrid Securities Offerings 2018

May. 21 - 22, 2018

Practising Law Institute - New York, NY

Why You Should Attend Join our expert faculty of leading practitioners and regulators as they discuss and analyze the changing regulatory framework and market for private offerings. We begin by addressing the basics of private placements, sales of restricted securities, Rule 144 and Section 4(a)(1-1/2) transactions and block trades.  We also address the changes to private and exempt offerings brought about by the JOBS Act, including matchmak... Read More

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