Corporate & Securities - Compliance

PLI offers in-depth programs, topical briefings, and various publications in the area of Corporate & Securities - Compliance. Explore our offerings below to select those most relevant to your practice.

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Upcoming Programs

Who's Speaking?
K. Susan Grafton

K. Susan Grafton ~ Dechert LLP
Speaking at Private Fund Regulatory Developments and Compliance Challenges 2019 Practising Law Institute Jan. 31, 2019

Why You Should Attend

PLI’s Private Fund Regulatory Developments and Compliance Challenges carries on a tradition as one of PLI’s ...

Margery K. Neale

Margery K. Neale ~ Willkie Farr & Gallagher LLP
Speaking at Understanding Financial Products 2019 Practising Law Institute Jan. 24 - 25, 2019

The explosion of new financial products over the past decade like the emergence of cryptocurrencies, the implosion of the credit markets and the resulting ...

 

Featured Program

Annual Disclosure Documents 2018: Current Developments and Best Practices

Dec. 10 - 11, 2018

Practising Law Institute - New York, NY

Why You Should Attend Stay current on disclosure requirements and developments affecting annual disclosure documents and proxy soliciting materials prepared by SEC reporting companies. Hear from the SEC staff and our faculty, who will focus on anticipated changes to the SEC disclosure regime, current “hot issues,” best practices, and practical pointers. Our faculty will discuss any proposed or final regulatory changes, plus domestic a... Read More


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