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Robo-Advisers and Digital Advice: Preparing for an SEC Exam

One-Hour Briefing  One-Hour Briefing

The dramatic rise in automated investment platforms (including robo-advisers) is drastically changing the traditional landscape for registered advisers.  These services, which may be offered together in a more traditional model or as a stand-alone service, are appealing to younger generations of millennial investors by utilizing technologically-savvy online investment tools that operate seamlessly on personal devices, such as smart-phones and ...

Delaware Blockchain Initiative and the Blockchain Legislation Project: Shaping the Future of Business

One-Hour Briefing  One-Hour Briefing

This briefing will focus on the key opportunities created by the Delaware Blockchain Initiative, as well as preview new technologies by the smart securities company that were the inspiration behind the Delaware Blockchain Initiative.  In addition the briefing will preview some activities of the Blockchain Legislation Project.  Please mark your calendar for a timely and lively discussion that will address:  What is the Delaware ...

Integrating Automation, Data, and Technology into Your Compliance Program

One-Hour Briefing  One-Hour Briefing

Regulators and enforcement authorities have made clear that, in order to be credible, compliance programs must integrate automation, data, and technology solutions.  Even setting aside regulators’ expectations, integrating these tools into your compliance program is critical to increasing transparency, optimizing performance and efficiency, and systematically reducing risk.  Moreover, automation, data, and technology competence are ...

Capitalizing on Changes in Patent Law

One-Hour Briefing  One-Hour Briefing

This lecture provides a strategy for the re-litigation of a patent-related issue (e.g., inequitable conduct) following a change in the law that previously governed the issue.  This presentation will focus on the renewed enforcement of patents held unenforceable prior to the en banc decision of Therasense, Inc. v. Becton, Dickinson & Co., a decision in which the Federal Circuit made substantially more difficult the burden of proving patent ...

Blockchain and IP: Promoting and Protecting Innovation in Payments

One-Hour Briefing  One-Hour Briefing

Beginning with the basics of blockchain technology and IP topics ranging from patents, trade secrets, and copyrights, the One-Hour Briefing will walk through the key technical and IP components of blockchain-based payment solutions. We will also explore pragmatic IP approaches that promote innovation while allowing for widespread adoption and open usage.  Please join Jessie Cheng of Ripple Labs, Inc. and Aaron S. Kamlay of Morris & Kamlay ...


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