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International Sanctions Law – Russia, Cuba, Iran and North Korea – Recent Developments from a U.S. and EU Perspective

One-Hour Briefing  One-Hour Briefing

With rapid-fire developments occurring on the international scene, sanctions laws have been quickly developing tensions between the United States, Russia, Iran and North Korea and have created a risky and rapidly changing sanctions arena.  In addition, similar developments have been occurring with respect to sanctions issued by the EU, Her Majesty’s Treasury and the United Nations.  Never has it been more complicated to comply with ...

Financial Services Industry Regulatory Compliance Forum 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Stay Ever Current: Subscribe today to , PLI’s new blog edited by Clifford E. Kirsch. Why You Should Attend Financial services firms’ corporate compliance and ethics programs continue to be under intense regulatory scrutiny. Many new rules have been issued which impact the manner in which financial services firms operate. At this program, attendees will get a solid foundation about the relevant regulatory framework, as well ...

Robo-Advisers and Digital Advice: Preparing for an SEC Exam

One-Hour Briefing  One-Hour Briefing

The dramatic rise in automated investment platforms (including robo-advisers) is drastically changing the traditional landscape for registered advisers.  These services, which may be offered together in a more traditional model or as a stand-alone service, are appealing to younger generations of millennial investors by utilizing technologically-savvy online investment tools that operate seamlessly on personal devices, such as smart-phones and ...

Banking Law Institute 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Banking law and regulation is never complete, but the landscape achieved what may be considered relative stability in the recent post crisis years.  Yet with a new political environment came renewed calls for overhauling current regulations, leaving the future of the regulatory environment harder to assess and plan around.  New developments in financial regulatory agency leadership and priorities are giving the ...

New Developments in Securitization 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The securitization market continues to develop and innovate, while also being subject to new regulations. Traditional asset-backed securities (ABS) markets, including auto securitizations, commercial mortgage-backed securities (CMBS) and credit card receivables continue with steady issuance volumes. New markets, such as marketplace lending, continue to be developed. Other markets, such as private-label residential mortgage-backed ...


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