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Showing 17 Results

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49th Annual Institute on Securities Regulation

Handbook  Course Handbook

Course Handbook from the program 49th Annual Institute on Securities Regulation, held November, 2017.

Antitrust Counseling & Compliance 2017

Handbook  Course Handbook

Course Handbook from the program Antitrust Counseling & Compliance 2017, held November, 2017.

Directors' and Officers' Liability: Current Law, Recent Developments, Emerging Issues (3rd Edition)

Treatise  Treatise

Published: November 2017

The third edition of Directors’ and Officers’ Liability provides an up-to-date, straightforward explanation of the obligations of directors and officers of public companies, the penalties that they face if they fail to meet their obligations, and the protections that are offered them under the law or by agreement. Authors Barry Kaplan and Gregory Watts (Wilson Sonsini Goodrich & Rosati) guide readers through the sources of law governing ...

Directors' Institute on Corporate Governance (Fifteenth Annual)

Handbook  Course Handbook

Course Handbook from the program Directors' Institute on Corporate Governance (Fifteenth Annual), held November, 2017.

FDA Deskbook: A Compliance and Enforcement Guide

Treatise  Treatise

Published: November 2017

FDA Deskbook: A Compliance and Enforcement Guide provides a comprehensive description of the complexities of compliance under The Federal Food, Drug, and Cosmetic Act (FDC Act) and practical suggestions on how FDA-regulated entities can avoid being the subject of an enforcement action by the federal government. It explains the legal framework created by the FDC Act and subsequent statutes, regulations, guidance and policies governing the food and ...

Financial Product Fundamentals: Law, Business, Compliance (2nd Edition)

Treatise  Treatise

Published: November 2017

Financial Product Fundamentals is a comprehensive reference on the regulations, benefits, advantages, pricing, distribution, marketing, and current and future viability of registered offerings. It includes expert analysis of private placements, mutual funds, hedge funds, money market funds, exchange traded funds, real estate investment trusts, international investment funds, variable insurance products, and other instruments. Now in a second edition, ...

Financial Services Industry Regulatory Compliance Forum 2017

Handbook  Course Handbook

Course Handbook from the program Financial Services Industry Regulatory Compliance Forum 2017, held November, 2017.

Friedman on Leases (6th Edition)

Treatise  Treatise

Published: November 2017

Friedman on Leases clarifies and analyzes the full range of lease provisions and conceivable landlord-tenant situations to give you unsurpassed practical instruction on how to negotiate and draft airtight agreements that protect your clients’ rights and minimize their liability exposure. Friedman on Leases includes numerous case decisions with commentary and valuable sample lease clauses and agreements that help practitioners to: Draft, ...

Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017

Handbook  Course Handbook

Course Handbook from the program Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, held November, 2017.

Hot Topics for In-House Counsel 2017

Handbook  Course Handbook

Course Handbook from the program Hot Topics for In-House Counsel 2017, held November, 2017.

Insider Trading Law and Compliance Answer Book (2018 Edition)

Answer Book  Answer Book

Published: November 2017

Because the insider trading laws apply to everyone—not just corporate insiders—a proper understanding of both the basics of insider trading law, as well as some of the complexities and nuances of this important area of the law, is important to anyone who invests in the securities markets. Insider Trading Law and Compliance Answer Book provides you with a step-by-step understanding of the legal requirements imposed upon all investors. It ...

Master the 8-K

Treatise  Treatise

Scheduled Release Date: November 2017

Master the 8-K is a clear, concise, and comprehensive guide to preparing and filing the SEC’s Form 8-K, as required by the Securities and Exchange Act of 1934, and designing and maintaining effective disclosure controls and procedures required by the Sarbanes-Oxley Act. In this handbook, you will find step-by-step instructions and insider practice tips on: Triggering events and disclosure requirements for every item in Form 8-K The ...

Mutual Funds and Exchange Traded Funds Regulation

Treatise  Treatise

Published: November 2017

Mutual Funds and Exchange Traded Funds Regulation offers definitive and up-to-date legal and compliance information, helping practitioners to: Satisfy prospectus disclosure and delivery standards Draft airtight advisory, distribution, custodian, and other contracts Structure sound compensation agreements Exploit statutory safe harbors and other exemptions Use SEC-approved methods of valuating mutual fund shares Ensure ...

Preparing for Shareholder Activism: What You Need to Be Doing Now 2017

Handbook  Course Handbook

Course Handbook from the program Preparing For Shareholder Activism: What You Need To Be Doing Now 2017, held November, 2017.

Private Equity Funds: Formation and Operation (2nd Edition)

Treatise  Treatise

Published: November 2017

Private Equity Funds: Formation and Operation examines the various fund types, including PIPEs, SPACs, mezzanine funds, and credit opportunity funds, and is designed to provide a comprehensive understanding of how private equity funds work and are regulated. The book provides guidance on every decision that has to be made in creating a new fund, including: Choosing the right organizational options for funds and their sponsors Structuring ...

Public Company Deskbook: Complying with Federal Governance & Disclosure Requirements (3rd Edition)

Treatise  Treatise

Published: November 2017

Public Company Deskbook: Complying with Federal Governance & Disclosure Requirements provides expert counsel on how to deal effectively with the overlapping legislative, regulatory and private initiatives to reform public company governance and disclosure practices over the past decade.  This book provides in-depth practical guidance centered around each of the following areas: Board Structure & Governance; Shareholder Meetings ...

SEC Reporting Handbook 2018: Rules and Forms

Handbook  Course Handbook

SEC Reporting Handbook 2018: Rules and Forms is a must-have resource for all SEC reporting professionals involved in the preparation, drafting and review of SEC filings. The SEC Reporting Handbook contains all important sources of SEC reporting rules and guidance, including: Instructions to all the relevant 1934 Act forms, including 10-K, 10-Q and 8-K Instructions for the 1933 Act Registration Statements, including Forms S-1 and ...


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