32652_Soderquist_on_the_Securities_Rel. 10
====== T-1 ======
8-28, 12-19 |
10-59 |
8-12, 8-13 |
13-24 |
12-19 |
5-22 |
12-11, 12-12 |
3-47 |
8-21 |
11-26 |
Am. Fed’n of State, Cnty. & Mun. Emps. v. Am. Int’l Grp. Inc. | 10-33 |
8-8 |
12-15 |
Associated Randall Bank v. Griffin, Kubik, Stephens & Thompson, Inc. | 8-25 |
12-13 |
12-20 |
2-11, 12-12, 12-36, 12-37, 12-39 |
12-13 |
====== T-2 ======
12-52 |
12-46 |
12-22 |
12-15, 12-16 |
12-12 |
13-24 |
13-7, 13-8 |
12-3, 12-15, 12-16, 12-17, 12-18, 12-19 |
5-13 |
10-61 |
11-20 |
6-18 |
12-13 |
10-60, 12-47 |
12-6, 12-8, 12-9 |
12-19 |
6-18 |
10-35 |
9-25, 12-3 |
8-18 |
12-20 |
3-9, 3-10, 3-30, 8-2 |
12-36 |
9-29 |
1-26, 1-28, 1-30 |
Cent. Bank of Denver, N.A. v. First Interstate Bank of Denver, N.A. | 1-28, 1-32, 8-6, 8-19, 12-19, 12-47, 12-48, 12-51 |
6-19 |
1-32, 1-33, 8-33, 12-48, 12-49, 12–50, 12-52 |
5-23 |
9-26, 9-27, 9-28, 12-31 |
12-20 |
11-13 |
====== T-3 ======
12-20, 12-23 |
13-16 |
13-2 |
10–56, 10-57, 10-58 |
12-19 |
6-12 |
8-30, 11-13, 11-16, 11-17, 11-18 |
8-29, 8-33 |
11-14 |
11-25, 11-26 |
8-33 |
12-17 |
11-13 |
8-33 |
11-19 |
8-22, 8-23 |
8-18 |
12-47 |
8-7, 8-15 |
8-33 |
11-22 |
8-6, 12-48 |
9-30, 12-31, 12-32, 12-33 |
8-17 |
2-8 |
8-14, 10-55, 12-39 |
13-22 |
6-11, 6-14, 6-15 |
13-13 |
13-14 |
10-58, 12-13, 12-14 |
12-52 |
====== T-4 ======
11-23 |
13-11 |
8-36 |
11-16, 11-17, 11-18 |
12-40, 12-41 |
1-31, 1-32, 8-15 |
12-45, 12-46 |
11-5, 11-6, 11-8 |
12-3, 12-18, 12-19 |
8-10 |
13-8 |
11-19 |
Fener v. Operating Eng’rs Constr. Indus. & Miscellaneous Pension Fund | 12-15 |
1-13 |
8-33 |
11-14, 11-18 |
11-22, 12-40 |
13-17, 13-18, 13-19 |
12-46 |
5-9, 5-10, 5-14, 5-17, 5-21 |
12-21 |
3-27, 3-32 |
5-20 |
12-41 |
8-16, 8-17 |
12-35 |
8-11 |
====== T-5 ======
8-14, 12-39 |
11-13 |
11-13 |
10-59 |
8-34, 8-35, 8-36 |
12-10 |
5-20 |
3-13, 3-30 |
13-20 |
5-20 |
10-58 |
9-12 |
12-19, 12-20 |
12-38 |
12-11 |
12-39 |
3-29, 3-30, 6-3, 8-7, 8-20, 8-21, 8-29, 8-33 |
11-14 |
12-39 |
11-10 |
8-14, 10-55, 11-22, 12-40 |
8-26 |
8-14, 8-26, 10-55, 11-22, 12-40 |
8-31, 9-12, 12-3 |
10-60 |
8-7 |
12-22 |
6-11 |
5-8 |
12-20 |
12-12 |
11-17 |
11-26 |
====== T-6 ======
12-51 |
12-22 |
8-12, 8-13 |
12-19 |
8-8 |
12-15 |
6-18 |
9-25, 12-3 |
8-18 |
3-9, 3-10, 3-30, 8-2 |
12-36 |
1-26, 1-28, 1-30 |
1-32, 1-33, 8-33, 12-48, 12-49, 12–50, 12-52 |
12-19 |
11-22 |
8-14, 10-55, 12-39 |
12-52 |
1-31, 1-32, 8-15 |
12-45, 12-46 |
11-22, 12-40 |
3-27, 3-32 |
8-11 |
3-13, 3-30 |
12-51 |
12-22 |
7-9, 7-10, 7-11, 7-12 |
5-29 |
8-21 |
12-17 |
9-19 |
12-14 |
12-46 |
8-9 |
7-8 |
12-15 |
9-12 |
====== T-7 ======
11-23 |
4-12 |
12-53 |
12-12 |
12-20 |
12-19, 12-20 |
1-28, 8-10, 8-24 |
8-36 |
5-29 |
12-35 |
4-13 |
7-10 |
4-28 |
8-33 |
8-15 |
5-29 |
Ind. Elec. Workers’ Pension Trust Fund IBEW v. Shaw Grp., Inc. | 12-22 |
11-13 |
5-5, 5-6, 5-9, 5-10, 5-14, 5-17 |
7-9, 7-10, 7-11, 7-12 |
12-10 |
8-30, 8-31, 10-53 |
5-29 |
8-24 |
12-46 |
8-7 |
8-23 |
8-21 |
8-13 |
12-2 |
8-21 |
12-20 |
3-6 |
====== T-8 ======
13-14, 13-15, 13-16, 13-24 |
12-6, 12-7, 12-8, 12-9 |
8-33 |
12-20 |
12-45 |
5-18, 5-19, 5-20, 5-21, 5-22 |
8-33 |
4-11, 4-12, 4-32 |
8-7 |
11-13 |
3-6, 8-22 |
11-5, 11-6, 11-8 |
12-38, 12-39 |
13-13, 13-14 |
9-24 |
11-13, 11-14, 11-17, 11-18 |
5-13 |
1-4 |
13-12 |
6-14 |
8-22 |
12-17 |
12-14 |
13-16 |
12-22, 12-23 |
8-21, 8-29, 8-32 |
5-16, 5-17, 5-18, 5-19, 5-22 |
11-5 |
13-24 |
12-40 |
13-22 |
5-15 |
====== T-9 ======
9-19 |
8-23 |
12-46 |
8-31, 8-32, 11-13 |
12-17 |
8-26 |
12-15 |
14-7 |
12-44 |
11-5 |
10-55, 10-56, 10-58, 12-11 |
5-8 |
12-21, 12-22 |
11-17, 11-19 |
8-10 |
13-22 |
13-11 |
8-33 |
9-28, 9-29 |
8-35, 12-53 |
12-14 |
12-46 |
12-19 |
5-24 |
8-9 |
8-33 |
8-33 |
12-20 |
7-8 |
12-15 |
Ontario Pub. Serv. Emps. Union Pension Trust Fund v. Nortel Networks Corp. | 12-17 |
====== T-10 ======
12-19 |
4-18 |
8-7, 8-14, 8-16, 10-55, 11-22, 12-39 |
11-6 |
10-54 |
9-12 |
11-5 |
12-36 |
8-18, 8-22, 8-23 |
11-15, 11-16, 11-17, 11-18 |
11-18 |
13-19 |
11-18 |
11-13 |
12-19 |
12-39 |
12-52 |
11-23 |
12-40 |
13-6, 13-7 |
4-12 |
13-18 |
12-53 |
Regents of Univ. of Cal. v. Credit Suisse First Boston (USA), Inc. | 1-33, 12-48 |
13-18 |
5-18, 5-21, 5-22, 5-23, 5-24 |
12-46 |
5-15 |
8-9, 11-22 |
11-12 |
8-22 |
9-34 |
12-12 |
====== T-11 ======
13-13 |
12-17 |
10-53 |
1-15 |
5-16, 5-24, 5-25 |
8-9 |
12-15 |
8-23 |
12-12 |
5-19, 8-24 |
12-9 |
8-33 |
12-20 |
11-18, 11-19, 11-20 |
12-33 |
8-2 |
8-32 |
11-10, 11-11 |
12-32 |
5-8 |
5-28 |
5-11, 5-14, 5-15 |
12-47 |
5-7, 5-8, 5-12, 5-14 |
5-24 |
12-38 |
5-28 |
9-19 |
5-7, 5-12 |
5-8 |
5-13, 5-14 |
12-32 |
4-12 |
11-20 |
3-46, 3-47 |
9-28, 9-29, 12-32 |
6-19 |
6-12 |
====== T-12 ======
1-23, 1-24, 1-26, 1-28 |
9-21 |
11-20 |
6-8, 6-9, 6-11, 6-14 |
14-10 |
9-19 |
12-46 |
5-9 |
3-47 |
12-52 |
9-26, 12-3, 12-39 |
5-23 |
5-4, 5-5, 5-6, 5-7, 5-9, 5-10, 5-11, 5-12, 5-13, 5-14, 5-15, 5-17 |
12-49 |
12-56 |
9-15 |
12-33 |
12-10, 12-11 |
11-19 |
12-10, 12-36 |
11-10 |
12-12, 12-41 |
5-25 |
12-19, 12-20 |
1-33, 12-48, 12-51 |
11-23 |
11-22, 12-40 |
11-18 |
12-11, 12-12 |
13-21, 13-22 |
1-28, 8-10, 8-24 |
12-22 |
12-22, 12-23 |
5-3, 5-4, 5-6 |
13-24 |
8-33 |
8-33 |
5-23 |
====== T-13 ======
Stoneridge Inv. Partners, LLC v. Scientific-Atlanta, Inc. (In re Charter Commc’ns, Inc. Sec. Litig.) | 1-32, 1-33, 8-33, 12-48, 12-49, 12–50, 12-52 |
12-35 |
12-13 |
8-36 |
12-5, 12-6, 12-9, 12-17 |
5-2, 5-17 |
5-10 |
Teamsters Local 445 Freight Div. Pension Fund v. Dynex Capital, Inc. | 12-22 |
12-19, 12-20, 12-21, 12-22, 12-23 |
5-29 |
12-46 |
12-49 |
12-35 |
4-13 |
11-17 |
8-30 |
11-16 |
5-23 |
2-11, 4-18, 10-54, 12-37, 12-38 |
11-26 |
5-19 |
7-10 |
5-6, 5-10, 5-13, 5-17 |
8-3 |
11-20 |
5-24 |
5-25 |
9-27, 9-28, 9-29 |
====== T-14 ======
9-29, 9-30, 11-20 |
8-2 |
7-14 |
12-5 |
12-33 |
1-15 |
3-6, 7-9 |
4-28 |
8-21 |
10-58 |
8-9 |
8-33 |
11-17 |
12-35, 12-36 |
11-9 |
12-17 |
8-21 |
13-9 |
13-9, 13-10 |
11-17 |
12-23 |
12-13 |
8-15 |
5-29 |
1-28 |
12-46 |
5-19 |
1-28 |
8-33 |
====== T-15 ======
1-14 |
11-3 |
14-3 |
1-3, 1-4 |
8-31 |
5-3 |
8-27, 10-18, 10-19, 10-20, 10-21, 10-23, 10-30, 10-31, 12-56, 12-57, 14-16 |
6-28 |
6-5, 6-6 |
6-28 |
14-6 |
6-28 |
8-6 |
8-4, 12-57 |
8-9 |
6-5 |
9-21 |
9-26 |
4-17 |
1-5 |
9-13, 9-14, 9-15 |
4-27 |
5-3 |
1-6, 1-7, 8-27, 14-16 |
1-6, 1-7, 7-22, 8-6, 11-3, 14-6 |
1-20, 9-1 |
1-28, 8-6, 9-24, 12-14, 12-19, 12-21, 12-22, 12-23, 12-52 |
1-6 |
====== T-16 ======
8-6, 9-24, 12-23 |
1-4 |
6-6 |
1-6, 1-7 |
11-2, 11-3, 11-9, 11-12, 11-17, 11-18, 11-19, 11-23, 11–24, 11-25 |
11-4 |
11-4 |
11-8 |
14-3 |
1-14 |
1-2 |
111-203 (Dodd-Frank Wall Street Reform and Consumer Protection Act) | 5-3, 6-28, 8-4, 9-21, 10-9, 12-57, 14-6 |
1-14 |
1-14 |
1-13, 1-14, 1-15 |
1-14 |
1-15, 1-16, 1-17 |
1-15 |
1-15 |
1-28, 8-6, 8-19, 12-48 |
12-55 |
12-55 |
9-29, 12-5, 12-53, 12-54, 12-55 |
12-54, 12-55 |
12-55 |
12-55 |
9-18 |
8-8, 8-34, 12-45 |
12-46 |
====== T-17 ======
1-15, 1-16 |
1-15 |
1-16 |
1-16 |
1-16 |
1-14 |
1-14, 1-16 |
12-42 |
1-15 |
12-43 |
1-17 |
1-14, 1-16 |
12-14 |
8-8 |
8-8, 8-9, 8-19, 12-14 |
12-23 |
6-29, 7-5 |
11-25 |
11-26 |
11-26 |
====== T-18 ======
13-6 |
3-8 |
14-10 |
14-10 |
14-10 |
====== T-19 ======
1-3, 1-5, 1-6, 1-7, 1-13, 1-15, 1-20, 1-21, 1-29, 2-2, 2-10, 2-14, 2-20, 2-21, 3-2, 3-3, 3-7, 3-20, 3-22, 3-24, 4-14, 4-17, 4-18, 4-31, 5-1, 5-2, 5-16, 5-18, 5-21, 5-24, 5-25, 6-4, 6-31, 7-10, 9-29, 10-14, 10-27, 11-2, 11-9, 14-6, 14-11 |
1-15 |
1-15, 3-6, 3-50, 7-7 |
5-16 |
3-48, 3-49, 5-2, 5-3, 5-18 |
3-7, 3-8, 3-9, 3-14, 3-15, 3-21, 3-26, 3-27, 5-24, 5-25, 5-28 |
6-7, 7-7 |
3-16, 3-22, 3-23, 3-25, 3-28, 3-30, 3-33, 3-44, 3-45, 3-51, 3-56, 6-23, 8-20 |
5-26, 7-7, 7-8, 7-13, 7-16, 7-17, 7-21 |
2-17, 3-51, 7-7, 7-9 |
1-8, 6-5, 6-6 |
1-8 |
1-8 |
6-4 |
7-17, 7-18 |
7-18 |
7-16 |
5-3 |
5-3 |
6-2, 6-3, 6-4, 8-21 |
6-2, 6-4 |
6-2 |
5-18 |
6-2 |
6-2 |
6-2 |
6-2 |
6-2, 6-7, 6-16, 6-17, 6-18, 6-19, 6-20, 6-24, 6-32, 6-33 |
9-3 |
13-14 |
13-14 |
6-2, 6-4, 6-5, 6-23, 6-24, 6-30 |
6-2, 6-3 |
6-3, 7-1, 7-4, 7-7, 7-9, 7-11, 7-20, 7-21, 7-22 |
7-22, 7-23 |
1-20, 1-21, 6-3, 6-7, 6-8, 6-9, 6-16, 6-24, 6-32, 6-33, 7-4, 7-5, 7-8, 7-14, 7-22, 7-25 |
3-51, 3-52, 6-3, 7-9 |
6-3, 7-9, 7-11 |
6-3, 6-5, 6-6, 7-4, 7-6 |
6-5, 6-6, 7-4, 7-5 |
====== T-20 ======
3-2, 3-5, 3-9, 3-13, 3-14, 3-15, 3-16, 3-31, 3-36, 3-41, 3-47, 3-51, 4-3, 6-2, 6-3, 6-7, 6-22, 7-9, 7-11, 8-1, 8-2, 8-15, 8-16, 8-17 |
3-2, 3-5, 3-7, 3-22, 3-26, 3-54, 3-55 |
3-7, 3-26, 3-45 |
3-7, 3-45 |
3-2, 3-24, 3-45, 3-46, 3-47, 3-53, 3-56 |
3-2, 3-13, 3-16, 3-22, 3-25, 3-32, 3-36, 3-43, 3-45, 3-46, 3-47, 3-55 |
3-2, 3-7, 3-22, 3-25, 3-44, 3-45, 3-46, 3-47, 3-48, 3-50, 3-51 |
3-2, 3-5, 3-6, 3-7, 3-8, 3-11, 3-13, 3-15, 3-16, 3-18, 3-22, 3-23, 3-26, 3-30, 3-36, 3-45, 3-54, 3-55, 3-56, 4-11 |
4-1 |
2-6, 4-30, 4-20, 8-7 |
4-1, 4-3, 14-10 |
3-5, 3-41, 3-55, 3-56, 4-1, 4-3, 4-4, 4-32, 14-6 |
4-3, 4-4, 4-8, 4-9, 6-22, 6-22 |
4-3, 4-4, 4-12 |
4-3, 4-4, 4-12 |
4-3, 4-11, 4-12 |
8-4 |
8-4, 8-34, 12-57 |
8-4 |
14-10 |
1-7, 1-12, 3-15, 4-11, 4-32 |
12-45 |
3-24, 3-25, 3-36, 3-43, 3-44, 3-46 |
3-24, 3-25, 3-43, 3-44, 3-46, 3-47 |
3-25 |
3-25, 3-32, 3-36, 3-43, 8-32, 8-36, 9-13, 9-27, 10-59, 11-20, 12-31, 12-46, 12-48, 12-49, 12-51, 12-52 |
3-25 |
4-3, 4-18, 4-24, 4-29, 5-26, 6-4, 8-7, 8-8, 8-9, 8-10, 8-11, 8-13, 8-14, 8-15, 8-18, 8-19, 8-21, 8-22, 8-24, 8-25, 8-26, 8-31, 8-32, 8-33, 8-34, 9-12, 12-3 |
8-8 |
8-7 |
8-9 |
8-8, 8-10 |
8-7 |
8-34 |
8-34 |
5-27, 8-19, 8-26, 8-32, 8-33, 8-35 |
8-15 |
6-4, 8-17, 8-18, 8-19, 8-22, 8-23, 8-33 |
3-29, 5-18, 6-3, 8-18, 8-19, 8-20, 8-21, 8-22, 8-23, 8-24, 8-25, 8-26, 8-29, 8-33 |
8-19, 8-26 |
====== T-21 ======
8-7, 8-8, 8-20 |
10-54, 10-59, 10-61 |
10-57 |
11-18, 11-19, 11-20, 11-22 |
8-26, 8-27 |
8-27 |
14-6 |
14-6 |
8-6 |
5-27, 6-3, 14-6 |
5-24, 5-25, 7-24, 7-25, 8-2, 8-3, 8-27, 8-28, 8-29, 8-32, 8-33, 8-34, 8-35, 12-2, 14-10 |
8-4, 8-5, 8-28, 8-34 |
8-28, 8-34 |
8-28, 8-34 |
5-18 |
1-20, 9-13 |
6-27 |
1-16, 3-33 |
8-4, 8-5 |
4-12, 8-4 |
8-4, 8-5 |
8-5 |
12-43 |
12-42, 12-43 |
11-22 |
12-58 |
1-9, 6-25, 8-2, 9-10 |
8-14, 8-19, 8-33 |
6-2, 6-4, 6-5, 6-27, 6-30 |
5-28 |
3-25 |
3-33, 3-35 |
3-8, 3-9, 3-10, 3-27, 3-30 |
6-17, 6-19 |
6-9, 6-10, 6-11, 7-15 |
4-20 |
3-41, 4-6 |
5-28 |
3-10 |
1-10 |
4-26 |
3-11, 3-16, 3-54, 3-55, 3-56 |
7-12 |
4-30, 4-31 |
5-26 |
6-20 |
4-11, 4-12 |
7-1 |
====== T-22 ======
1-10 |
4-12 |
1-10 |
7-1 |
4-19 |
4-20, 4-21, 4-22 |
6-32 |
8-5 |
6-32 |
5-29 |
5-29 |
5-29 |
3-13, 3-43 |
3-9, 3-27 |
3-13 |
8,591, Final Rule: Securities Offering Reform (July 19, 2005) | 3-2, 3-33, 3-39, 4-4, 6-26, 8-25 |
6-28 |
1-21, 6-26 |
4-16, 9-6 |
3-4, 4-15 |
6-28 |
4-14 |
6-30 |
3-20 |
6-6 |
1-3, 1-6, 1-7, 1-9, 1-18, 1-20, 1-21, 1-29, 1-31, 2-10, 2-11, 3-3, 3-4, 3-17, 3-37, 3-40, 3-42, 4-5, 4-7, 4-14, 4-15, 4-17, 4-23, 5-3, 5-16, 5-18, 5-21, 5-25, 6-30, 7-5, 7-19, 7-23, 8-19, 8-32, 9-1, 9-25, 9-27, 9-29, 10-14, 10-27, 11-2, 11-9, 11-20, 14-1 |
5-16 |
14-5 |
14-5 |
14-5 |
14-5 |
13-5, 13-7 |
13-7 |
5-2, 5-3, 5-18, 5-24 |
====== T-23 ======
9-3 |
13-14 |
5-25, 13-14 |
9-2 |
1-7 |
1-28 |
8-16, 8-17, 14-2 |
14-2 |
14-2 |
14-2 |
14-2 |
14–9 |
14-5 |
14-10 |
14-11, 14-12 |
12-45 |
1-28, 5-16, 5-25, 8-6, 8-9, 8-19, 8-29, 10-59, 11-19, 12-2, 12-6, 12-9, 12-18, 12-27, 12-31, 12-43, 12-46, 12-47, 12-48, 12-49, 12-51, 12-52, 12-57, 13-2 |
1-23 |
9-16 |
9-16 |
9-16 |
8-5, 8-15, 9-3, 9-5, 10-3, 10-39, 12-43 |
8-15, 8-16, 9-3 |
8-7, 8-8, 8-15, 8-16 |
8-7, 8-8, 8-15 |
9-3, 9-4 |
2-10, 9-5 |
9-3, 9-4, 9-5 |
9-3 |
8-16, 9-21, 9-24, 11-15 |
9-6, 9-11, 9-12 |
9-13, 9-15 |
9-14, 9-15 |
9-14 |
11-3, 11-4, 11-9, 11-11, 11-12, 11-13, 11-14, 11-17, 13-10 |
11-15 |
11-3, 11-4 |
10-21 |
9-22 |
9-22 |
9-24 |
9-28 |
11-12 |
1-8, 2-10, 8-30, 10-3, 10-4, 10-5 |
10-3 |
10-4, 10-6 |
11-3, 11-5, 11-9, 11-10, 11-11 |
11-4 |
11-5 |
11-5 |
11-4 |
11-3, 11-8, 11-11, 11-15, 11-16, 11-17, 11-18, 11-19, 11-20, 11-22 |
11-3, 11-8 |
14-5 |
14-4 |
14-4 |
14-5, 14-10 |
3-42, 14-5, 14-10 |
2-10, 8-5, 9-5, 9-17, 12-43 |
14-3 |
14-4 |
14-5 |
9-2 |
9-21 |
====== T-24 ======
2-13, 7-21, 13-1, 13-2, 13-4, 13-6, 13-7, 13-12, 13-13, 13-14, 13-20 |
13-2, 13-3, 13-13 |
11-15, 13-2, 13-3, 13-4, 13-5, 13-6, 13-7, 13-8, 13-9, 13-12, 13-13, 13-14, 13-16, 13-17, 13-18, 13-19, 13-20, 13-21, 13-23, 13-26 |
13-12 |
13-12 |
8-30 |
8-4, 8-5, 8-28, 8-34 |
8-28, 8-34 |
8-28, 8-34 |
9-11, 9-12 |
14-3 |
1-28, 8-6, 8-27, 10-60, 11-20, 11-21, 12-47 |
9-29, 12-42, 12-45 |
11-12 |
9-11, 12-56 |
12-42 |
8-5, 12-42 |
12-56 |
12-56 |
8-5, 12-41, 12-42 |
8-5, 12-42 |
8-4, 11-12, 12-42, 12-57 |
12-57 |
9-12, 10-61, 11-22, 12-19, 12-20, 12-44 |
10-61, 11-22, 12-19 |
10-59, 11-21, 12-13 |
10-60, 11-21, 12-43 |
8-7, 8-34, 10-60, 11-21, 12-43, 12-53 |
9-12, 10-55, 11-22, 12-35, 12-40 |
11-22 |
12-57, 12-58 |
9-24, 12-23 |
9-13 |
9-9, 9-10, 9-15, 12-55 |
1-8 |
9-2 |
14–11, 14-13 |
13-2 |
9-15 |
1-26 |
13-6 |
11-1 |
12-36 |
13-6 |
12-43 |
====== T-25 ======
11-8 |
12-37 |
13-26 |
9-23 |
9-27 |
9-27 |
9-27 |
9-22 |
1-29 |
1-31 |
3-43 |
9-17 |
13-3 |
9-20, 12-54 |
9-18, 9-25 |
48,228, In re Melton and Asset Mgmt. & Research, Inc. (July 25, 2003) | 9-19 |
48,960, Commission Guidance Regarding Management’s Discussion and Analysis of Financial Condition and Results of Operations (Dec. 19, 2003) | 9-8, 9-23 |
8-25 |
13-14 |
9-25 |
9-25 |
10–12, 10-24 |
11-7 |
9-25 |
9-26 |
10-14 |
10-47 |
9-26 |
10-47 |
9-2 |
10-33, 10-34 |
9-4 |
10-8 |
9-25 |
9-25 |
3-13, 3-40, 4-31 |
10-24 |
10-17 |
====== T-26 ======
9-25 |
9-7, 10-9, 10-14, 10-15, 10-17 |
10-47 |
10–10 |
10-9, 10-8, 10-37, 10-38 |
9-26 |
9-7 |
10-9, 10-38 |
12-58 |
10-19 |
4-13 |
1-2, 1-4, 1-8, 1-23, 2-13, 8-34, 9-12, 9-15, 9-21, 9-23, 10-23, 10-60, 11-21, 12-45, 12-53 |
9-16 |
9-17, 9-18 |
9-19, 9-20, 12-54 |
9-20, 9-22 |
12-56 |
13-25, 13-26 |
13-25, 13-26 |
13-26 |
1-28, 1-29 |
12-56 |
9-22 |
9-22 |
9-22 |
9-24 |
13-3 |
9-24, 9-26 |
9-26 |
9-24, 9-27 |
9-24, 9-27 |
4-5 |
9-7, 9-28, 9-29 |
1-28 |
12-56 |
8-8, 8-34, 12-45, 12-54 |
9-29, 12-5, 12-53 |
12-55 |
12-55 |
9-17, 9-18 |
12-57 |
12-55 |
====== T-27 ======
1-9, 4-13 |
5-26 |
3-23, 3-26, 3-33, 3-34, 3-35, 3-36, 3-45, 3-55, 3-56 |
3-25, 3-26, 3-35, 3-45, 3-54 |
3-3, 3-15, 3-35, 3-36, 3-54 |
3-22 |
3-22 |
3-23, 3-26, 3-40 |
3-16, 3-22, 3-23, 3-26, 3-40, 10-7 |
3-16, 3-22, 3-23, 3-26, 3-40, 10-7 |
1-17, 6-29, 7-2, 7-4, 7-5, 7-6, 7-11, 7-12, 7-13, 7-15, 7-16, 7-18, 7-19, 7-20, 7-21, 7-23, 7-26, 9-3 |
7-25 |
7-2 |
7-3 |
7-4 |
7-17 |
7-19, 9-3 |
7-19 |
7-19 |
7-20 |
7-20 |
7-20 |
7-20 |
7-3, 7-5, 7-22, 7-23, 7-25 |
7-22 |
7-22 |
7-22 |
7-23 |
7-22 |
7-23 |
3-3, 5-26, 5-27 |
5-27 |
6-16, 6-18, 6-19, 6-20, 6-32, 6-33 |
6-21 |
6-20 |
6-19, 6-20 |
6-19, 6-20 |
6-20 |
6-21 |
6-11, 6-16 |
3-46, 3-51, 3-52, 3-56 |
7-9, 7-11 |
6-11 |
8-22 |
3-3 |
3-15, 3-19, 3-20, 3-23, 3-26, 3-54 |
3-15, 3-18, 3-19, 3-54 |
3-23, 3-26, 3-31, 3-36, 3-55, 3-56 |
3-3 |
3-3 |
3-12, 3-15, 3-16, 3-17, 3-18, 3-23, 3-26, 3-30, 3-36, 3-54, 3-55, 3-56 |
====== T-28 ======
3-12, 3-15, 3-16, 3-17, 3-18, 3-19, 3-23, 3-26, 3-30, 3-36, 3-54, 3-55, 3-56 |
3-45, 4-31 |
3-45 |
3-46, 3-51, 3-52 |
8-14, 8-19 |
8-10 |
6-5, 6-24 |
6-6 |
6-6 |
6-22 |
6-23 |
6-23 |
6-22 |
6-22 |
6-23 |
6-23 |
7-2 |
4-13 |
1-9 |
2-11, 3-4, 3-28, 3-40, 3-54, 4-15, 7-2 |
9-4 |
10–48 |
2-21, 3-44, 3-45, 4-7 |
3-3 |
3-25 |
2-21, 3-44, 4-7 |
3-44, 4-7 |
3-25, 3-43, 3-46 |
3-3 |
3-23, 3-25, 3-31, 3-36, 3-38, 3-39, 3-43, 3-46 |
3-41 |
3-41, 4-9, 4-10 |
4-9, 6-22 |
4-12 |
3-25 |
6-24 |
6-25, 6-28 |
6-6 |
4-8 |
3-35 |
9-12 |
9-16 |
1-32, 1-33, 5-16, 5-18, 5-19, 5-22, 5-25, 5-27, 6-26, 7-25, 8-6, 8-28, 8-29, 8-31, 8-33, 8-35, 9-12, 9-13, 9-25, 9-26, 9-27, 9-28, 9-29, 9-30, 10-59, 10-61, 11-20, 11-21, 11-22, 12-1, 12-2, 12-3, 12-4, 12-5, 12-6, 12-9, 12-10, 12-15, 12-16, 12-18, 12-19, 12-20, 12-21, 12-31, 12-32, 12-33, 12-37, 12-39, 12-40, 12-44, 12-45, 12-46, 12-47, 12-48, 12-52, 12-53, 12-54, 12-55, 13-2, 14-7, 14-10 |
3-51 |
12-33 |
9-29 |
12-34 |
2-10, 9-3, 9-5 |
9-3 |
====== T-29 ======
9-17 |
12-54 |
9-20 |
9-20 |
11-14 |
13-11 |
13-11 |
11-6 |
11-5 |
10-6 |
10-7 |
10-7 |
10-8, 10-9 |
10-6 |
10-64 |
10-5, 10-6 |
10-62 |
10-32 |
10-32 |
10-32 |
10-33, 10-34, 10-35, 10-36, 10-37 |
10-62 |
10-6, 10-33, 10-34, 10-36, 10-37, 10-39, 10-41, 10-46, 10-62, 10-64 |
10-6, 10-53, 10-54, 10-55, 10-57, 10-58, 10-59, 10-60, 12-11, 12-37 |
10-53 |
10-6, 10-7, 10-37, 10-38, 10-39, 10-40, 10-41, 10-42, 10-43, 10-44, 10-45, 10-46, 10-62, 10-63, 10-64 |
10-62 |
10-46 |
10-64 |
10-62, 10-63 |
10-4 |
10-63 |
10-4, 10-47 |
10-7 |
10-39, 10-40, 10-41, 10-43 |
10-4 |
10-4 |
10-58 |
11-6 |
11-4 |
11-5 |
11-5, 11-6, 11-7 |
11-6, 11-7 |
11-7 |
11-20 |
5-27 |
3-42, 3-51, 14-6 |
14-6 |
9-17 |
13-6 |
13-10, 13-11 |
13-10 |
13-10 |
13-17 |
13-5, 13-6 |
13-20 |
13-20 |
13-18 |
13-3 |
13-4 |
13-10 |
13-13 |
13-12 |
13-12 |
13-4, 13-12, 13-13 |
13-8, 13-13 |
13-12 |
13-12 |
13-4, 13-17 |
13-13 |
====== T-30 ======
14-7 |
4-30, 9-4 |
6-4, 6-23, 6-28, 6-33 |
6-5, 6-24 |
6-22 |
6-22 |
13-26 |
4-17 |
4-30 |
4-17 |
4-17, 4-18 |
4-30 |
4-18, 4-19 |
4-20, 4-22, 4-23, 4-24 |
4-21 |
4-21 |
4-22 |
4-29 |
4-28 |
4-17 |
3-53, 4-21 |
4-23 |
4-30 |
4-30 |
6-22 |
4-17 |
6-29, 7-3, 7-5 |
6-29 |
1-8, 6-5, 6-6, 6-7, 6-11, 6-23, 6-24, 6-25, 6-27, 6-28, 6-32, 7-5, 7-3 |
6-24 |
6-5, 6-11 |
6-24 |
7-5 |
6-25, 6-28 |
6-25 |
6-4, 6-6, 6-23, 6-24, 6-25, 6-26, 6-28, 6-33 |
7-5 |
6-4, 6-6, 6-23, 6-24, 6-25, 6-26, 6-28, 7-5 |
1-21, 6-7, 6-9, 6-24, 6-25, 6-26, 6-28, 6-29, 6-33, 7-4 |
====== T-31 ======
1-21, 6-5, 6-24, 6-25, 6-26, 6-27, 7-5 |
6-25 |
6-5, 6-29, 6-30, 7-5 |
7-3, 7-5 |
7-5 |
6-30, 6-31, 7-3, 7-6 |
6-30, 6-31, 7-4, 7-6 |
9-7, 12-37 |
9-23, 9-24 |
4-23 |
14-12 |
3-18, 11-9 |
6-3, 6-31, 6-32 |
7-3, 7-5 |
7-3, 7-5 |
4-8 |
4-13, 4-16, 4-17, 9-4, 9-6 |
1-8, 4-13, 4-16, 4-17, 4-19, 9-4, 9-5, 9-6, 9-7, 9-8, 10-5, 10-14, 11-9 |
9-23 |
1-8 |
9-23 |
4-13 |
10-27 |
13-6 |
10-42 |
10-13 |
10-15 |
10-25 |
====== T-32 ======
9-28 |
10-14, 10-25, 10-26, 10-27 |
10–28 |
10-27 |
10-26 |
4-10 |
9-28 |
9-4, 10-10, 11-3 |
4-30 |
4-30 |
9-6 |
9-20 |
11-3 |
10-5, 10-53 |
9-5 |
1-27 |
1-28, 8-36 |
8-5 |
8-5, 12-43 |
1-29 |
1-30 |
1-29, 1-30 |
1-30 |
1-30 |
1-30 |
1-30 |