Understanding the Securities Laws 2009: Liability for Securities Law Violations

PLI makes every effort to accredit its recorded programs.  Please check the CLE Calculator above for CLE information specific to your state.

PLI MP3s are approved in the following states/territories: AK, AZ, CA, CO, FL, GA, ID*, IL, KS¹, ME, MO, MT, NC, ND, NH*, NJ, NM, NV, NY, OR*, PA, UT, VI, VT, WA, WV, WY. Some exceptions apply. For more information contact PLI.

¹ Kansas: Recorded items, such as CDs, DVDs, and MP3s, will be accredited if a qualified person is in attendance, personally or by telephone, to comment and answer questions. There is a 5.0 credit limit per year for this type of viewing.

*PLI will apply for credit upon request.

Running time and CLE credit hours earned are not necessarily the same. Please be aware that many states do not permit credit for luncheon speakers.

Special Note: In New York, non-traditional course formats including audio and video cassettes are NOT acceptable for transitional CLE credit for the newly admitted attorney within the first two years after their admission to the Bar. Attorneys other than newly admitted may use non-traditional course format, including audio and video cassettes to fulfill their CLE requirements.

IMPORTANT INFORMATION FOR ATTORNEYS SEEKING CLE CREDIT

While listening to the program, be alert to listen for the AUTHORIZATION CODE which has been placed somewhere within the program.  Write the code down; you will be asked for this information when you request CLE credit.
 
Once you’ve completed the program, please go to www.pli.edu and log in. Once you are logged in, your account will be displayed and the available programs will be listed on the left side under the heading "My Online Library".  If you are already logged in, click the link for My Account on the home page to access your Online Library.  Return to the program and click the MCLE Registration button in the top right region of the program window.  A new window will open with a CLE Request form, you will be asked to complete a short evaluation, and fill in the AUTHORIZATION CODE, please complete and submit the form.

Once you click the Submit button, your request for CLE credit will be sent to the CLE department.  PLI will email you a CLE certificate within 48 hours.

If you are unable to successfully log in, please contact our customer service department at 800-260-4754 for assistance.

GENERAL INFORMATION

This product is designed to provide practical and useful information on the subject matter covered.  However, it is sold with the understanding that the publisher is not engaged in rendering legal, accounting or other professional services.  If legal advice or other expert assistance is required, the services of a competent professional should be sought.

If you have already received credit for attending some or the entire program, please be aware that state administrators do not permit you to accrue additional credit for repeat viewing even if an additional credit certificate is subsequently issued.