Course Handbook from the program Advanced Securities Law Workshop 2009, held October, 2009.
Co-Chair(s)
Martin P. Dunn, O'Melveny & Myers LLPProgram Attorney(s)
Lauren Esposito, Practising Law Institute| Advanced Securities Law Workshop 2009 TOC | ||
| Corporate Governance and Disclosure Developments | Martin P. Dunn, O'Melveny & Myers LLP | |
| Keir D. Gumbs, Covington & Burling LLP | ||
| David M. Lynn, Morrison & Foerster LLP | ||
| SEC Proposed Rules | David M. Lynn, Morrison & Foerster LLP | |
| SEC Guidance | David M. Lynn, Morrison & Foerster LLP | |
| SEC No-Action Letters | David M. Lynn, Morrison & Foerster LLP | |
| SEC Actions: In The Matter Of Perry Corp., SEC Release No. 34-60351 (July 21, 2009) | David M. Lynn, Morrison & Foerster LLP | |
| Speech by Robert Khuzami, Director, Division of Enforcement, U.S. Securities and Exchange Commission, Remarks Before the New York City Bar: "My First 100 Days as Director of Enforcement" (August 5, 2009) | Keir D. Gumbs, Covington & Burling LLP | |
| Corporate and Financial Institution Compensation Fairness Act of 2009, H.R. 3269, 111 th Cong. (2009) | Keir D. Gumbs, Covington & Burling LLP | |
| Chart of Additional SEC Resources | David M. Lynn, Morrison & Foerster LLP | |
| Significant SEC and FINRA 2009 Enforcement Developments | Anne C. Flannery, Morgan, Lewis & Bockius LLP | |
| New and Balanced Approach to Discovery in Parallel Proceedings: New York Federal Courts Reject Government Requests for Broad Stays | Steven M. Witzel, Fried, Frank, Harris, Shriver & Jacobson LLP | |
| Cooperation, Privilege and Internal Investigations: Companies Have to Weigh the Risks of Disclosing "Just the Facts." From the March 9, 2009 Edition of the National Law Journal | Brenda Cooke, Fried Frank Harris Shriver & Jacobson | |
| Steven M. Witzel, Fried, Frank, Harris, Shriver & Jacobson LLP | ||
| Index to Advanced Securities Law Workshop 2009 |