Co-Chair(s)
Clifford E Kirsch, Sutherland Asbill & Brennan LLPProgram Attorney(s)
Danielle T. Bersofsky, Program Attorney, Practising Law Institute| Overview of Markets | Alison Gregory, GlobeOp Financial Services LLC | |
| Securities and Exchange Commission Summary Report of Issues Identified in the Commission Staff's Examinations of Select Credit Rating Agencies (Jul. 2008) | ||
| Interagency Statement on Sound Practices Concerning Elevated Risk Complex Structured Finance Activities, 72 Fed. Reg 7 (Jan 11, 2007) | ||
| Private Placements, Resales and Rule 144A and Regulation S Offerings | John C. Cocchiarella, Citi Institutional Clients Group | |
| Robert S. Risoleo, Sullivan & Cromwell LLP | ||
| Forming, Organizing and Operating a Mutual fund Legal and Practical Considerations | ||
| Hedge Funds | Scott J. Lederman, Grosvenor Capital Management, L.P. | |
| Evolution of Exchange Traded Products: How New Sec Rules May Tip the Competitive Balance | W. Thomas Conner, Sutherland | |
| Exchange Traded Funds and Exchange Traded Notes | Robert S. Risoleo, Sullivan & Cromwell LLP | |
| Securitizatioin of Equipment and Auto Leases | Stuart M. Litwin, Mayer Brown LLP | |
| Credit Card Securitization | Andrew M. Faulkner, Skadden, Arps, Slate, Meagher & Flom LLP | |
| Securities and Exchange Commission Fac Sheet: Final Rules and Proposed Rules Relating to Nationally Recognized Statistical Rating Organizations and Credit Ratings (Dec. 3, 2008) | ||
| Proposed Rules for Nationally Recognized Statistical Rating Organizations, Exchange Act Release No. 57967, 17 C.F.R. ptc. 240 and 249b (Proposed Jun. 16, 2008) | ||
| Security Ratings, Securities Act Release No. 33-8940, Exchange Act Release No. 58071, 17 CFR 229, 230, and 240 (Proposed Jul. 1, 2008) | ||
| Securities and Exchange Commission References to Rating of Nationally Recognized Statistical Rating Organizations, 73 Fed. Reg. 134 Proposed Jul. 1, 2008) (To Be Codified at 17 C.F.R. pts. 240, 242, 249) | ||
| Securities and Exchange Commission References to Ratings of Nationally Recognized Statistical Rating Organizations, 73 Fed. Reg. 134 (Proposed Jul. 1. 2008)(To Be Codified at C.F.R. pts. 270 and 275) | ||
| Ross A. Collins, Outline Prepared for the Practising Law Institute's Nuts and Bolts of Financial Products 2009 (February 23-24, 2009) | Ross A. Collins, KPMG LLP | |
| David C. Garlock, Outline Prepared for the Practising Law Institute's Nuts and Bolts of Financial Products 2009 (February 23-24, 2009) | David C. Garlock, Ernst & Young LLP | |
| Entry on Hoosier Energy's Motion for Reliminary Injunction, Hoosier Energy Rural Electric Cooperative, Inc. V John Hancock Life Ins., Et. Al., No. 1:08-CV-1560-DFH-DML (S.D.Ind. Nov. 25, 2008) | Robert S. Risoleo, Sullivan & Cromwell LLP | |
| Fixed Income Structured Products Outline | Richard A. Ostrander, Morgan Stanley | |
| A Summary of Various Cases Relating to ISDA Documentation | Kimberly Anne Summe, Barclays Capital | |
| Nuts & Bolts of Financial Products 2008 Outline | Rebecca J. Simmons, Sullivan & Cromwell LLP | |
| Documenting OTC Derivative Transactions | Kimberly Anne Summe, Barclays Capital | |
| Regulation of Derivatives and Structured Products | ||
| Index To Nuts & Bolts of Financial Products 2009 |