Seminar  Seminar

Ethics for Transactional Lawyers 2013


Why you should attend

What you will learn

  • Who the client is - organizations, not officers
  • When to report wrongdoing: internally (up the corporate ladder and to the Board) and externally (to regulators)
  • SEC professional responsibility rules for issuer’s counsel
  • Conflicts waivers
  • Internal investigations
  • SEC and CFTC Whistleblower provisions: Policy and Ethical Considerations

Who should attend

May 1, 12:00 p.m - 2:00 p.m.  (C.D.T.)
  • Who the client is - organizations, not officers
  • When to report wrongdoing: internally (up the corporate ladder and to the Board) and externally (to regulators)
  • SEC professional responsibility rules for issuer’s counsel
  • Conflicts waivers
  • Internal investigations
  • SEC and CFTC Whistleblower provisions: Policy and Ethical Considerations
Chairperson(s)
Michael S. Sackheim ~ Sidley Austin LLP
Speaker(s)
Howard Schneider ~ Senior Consultant, Charles River Associates
Program Attorney(s)
Janet L. Siegel ~ Practising Law Institute

Chicago Seminar Location

University of Chicago Gleacher Center, 450 N. Cityfront Plaza Drive, Chicago, Il 60611. (312) 464-8787.

PLI's live programs are approved in all states that require mandatory continuing legal education for attorneys, except Arizona. Please be sure to check with your state for details.


Please check the CLE Calculator above each product description for CLE information specific to your state.


Special Note: In New York, newly admitted attorneys may receive CLE credit only for attendance at "transitional" programs during their first two years of admission to the Bar. Non-traditional course formats such as on-demand web programs or recorded items, are not acceptable for CLE credit. Experienced attorneys may choose to attend and receive CLE credit for either a transitional course or for one geared to experienced attorneys.  All product types, including on-demand web programs and recorded items, are approved for experienced attorneys.

Please note: The State Bar of Arizona does not approve or accredit CLE activities for the Mandatory Continuing Legal Education requirement.

If you have already received credit for attending some or the entire program, please be aware that state administrators do not permit you to accrue additional credit for repeat viewing even if an additional credit certificate is subsequently issued.

Credit will be granted only to the individual on record as the purchaser unless alternative arrangements (prearranged groupcast) are made in advance.

Related Items

Live Seminars  Live Seminars

Ethics for Corporate Lawyers 2013 (New York, NY) Dec. 17, 2013
Staying Out of Trouble: What Every Attorney Must Know About Ethics 2013 (New York, NY) Dec. 17, 2013
The Attorney-Client Privilege and Internal Investigations 2013 (New York, NY) Aug. 13, 2013
Ethics for Discovery 2013 (New York, NY) Jul. 22, 2013
Ethics for In-House Corporate Counsel 2013 (New York, NY) Jul. 22, 2013
Ethics for Commercial Litigators 2013 (New York, NY) Jun. 26, 2013

On-Demand  On-Demand Programs

Ethics for the Negotiating Lawyer 2013 Jan. 25, 2013
Staying Out of Trouble: What Every Attorney Must Know About Ethics 2012 Dec. 31, 2012
Ethics for Corporate Lawyers 2012 Dec. 31, 2012
The Attorney-Client Privilege & Internal Investigations 2012 Aug. 28, 2012
Ethics for Discovery 2012 Aug. 8, 2012
Ethics for In-House Corporate Counsel 2012 Aug. 8, 2012
Ethics for Commercial Litigators 2012 Jul. 12, 2012

Handbook  Course Handbook Archive

Winter Ethics 2013-2014  
Ethics for Commercial Litigators 2013  
PLI Ethics Programs: Chicago 2013 Howard Schneider, Charles River Associates
Michael S. Sackheim, Sidley Austin LLP
Michael S. Sackheim, Sidley Austin LLP
Terri L. Mascherin, Jenner & Block LLP
Terri L. Mascherin, Jenner & Block LLP
John C. Koski, Dentons US LLP
Maurice Grant, Grant Schumann LLC
Frederick M. Snow, First American Bank
Matthew J. Gehringer, Perkins Coie LLP
Daniel M. Kotin, Tomasik Kotin Kasserman, LLC
Hon. Sophia H. Hall, Chancery Division, Circuit Court of Cook County
Leslie Ellis, Ph. D., TrialGraphix
Howard Schneider, Charles River Associates
Patricia C. Bobb, Patricia C. Bobb & Associates
James J. Grogan, Attorney Registration & Disciplinary Commission of the Supreme Court of Illinois
Julie A. Bauer, Winston & Strawn LLP
Jennifer T. Nijman, Nijman Franzetti LLP
Brenda H. Feis, Stowell & Friedman, Ltd
Hon. Thomas R. Mulroy, State of Illinois Circuit Court of Cook County, Law Division - Commercial Calendars Section
April A. Otterberg, Jenner & Block LLP
Robert L. Denby, Attorneys' Liability Assurance Society, Inc.
 
Ethics in Context: Summer 2012 Carole L. Basri, Executive Director of the Corporate Compliance Program, Fordham University Law School
Stephen D. Brody, O'Melveny & Myers LLP
Andrew J. Ceresney(Invited), U.S. Securities and Exchange Commission
Katherine M. Choo, General Electric Company
Philip N. Yannella, Ballard Spahr LLP
Allison J. Schoenthal, Hogan Lovells US LLP
George S. Canellos, U.S. Securities and Exchange Commission
David Boyd Booker, Crédit Agricole Corporate & Investment Bank
Louise Pentland, Nokia Corporation
Christina B. Dugger, United States Attorney's Office, Eastern District of New York
 
Ethics in Context: Spring 2012 Michael S. Sackheim, Sidley Austin LLP
Jeremy R. Feinberg, NYS Office of Court Administration
 
Ethics for the Negotiating Lawyer 2011 Michael S. Sackheim, Sidley Austin LLP
 
Item# 43453
Location:  Chicago, IL
We are sorry, but this program is no longer available for purchase online. For more information please call our Customer Service Department at (800) 260-4PLI.

Seminar attendance includes course handbook and associated course materials. A downloadable course handbook will also be available several days prior to the program start for your review.