Seminar  Seminar

Taxation of Financial Products and Transactions 2013


Why you should attend

With implementation of the Dodd-Frank Act well underway, and judicial and administrative scrutiny remaining at a high level, it is important to stay on top of the latest developments in the fast changing area of financial products and transactions. At this program, a standout group of law firm and accounting firm lawyers, in-house tax advisors, and government speakers will explore new and old topics in financial transactions.

What you will learn

  • All you need to know about the tax issues arising out of hedges of transactions in nonfunctional currency
  • The major differences between the proposed regulations governing noncompensatory options over partnership interests and the (anticipated) final regulations, as well as some insights into planning opportunities that may exist
  • How the tough issues raised by the proposed regulations under section 871(m) were resolved in the (anticipated) final regulations
  • How to recognize and deal with financial transactions that arise in mergers and acquisitions transactions
  • Important tax planning issues for hedge and private equity fund managers
  • Tax issues arising in the structuring of investment in master limited partnership interests, including derivative investments

Who should attend

Attorneys at law and accounting firms who advise clients on financial transactions and products; in-house tax professionals who help structure transactions and make FIN 48 determinations; hedge fund traders who want a better understanding of the tax rules governing financial products and transactions; accountants who work in the area of financial products; people who advise hedge fund managers and owners; and government attorneys who want to stay on top of what’s happening outside the government.

Morning Session:  9:00 a.m. - 12:30 p.m.

9:00  Introduction and Opening Remarks

Matthew A. Stevens

NEW SESSION
9:15  Tax Planning for Hedge Fund Managers

  • Structuring opportunities for fund managers
  • Cross-border issues
  • State and local tax issues
  • Carried interest update

Dominique Padilla Gallego, John C. Hart, Yoram Keinan

NEW SESSION
10:15  Selected Tax Issues Affecting Hedge Funds

  • Notional principal contracts and other derivatives over MLPs
  • Issues surrounding loan originations and loan modifications
  • Distressed debt accounting
  • Planning associated with the new Medicare Contribution Tax

Stuart E. Leblang, Jeffrey W. Maddrey, Mark S. Perwien

11:15  Networking Break

11:30  Final Regulations under Section 871(m)

  • Issues under the proposed regulations
  • Government attorneys’ latest thinking
  • Discussion of final regulations (if released)
Jesse F. Eggert, Julio M. Jimenez, D. Peter Merkel, Laurence Salva, Matthew A. Stevens

12:30   Lunch

Afternoon Session:  1:45 p.m. - 5:00 p.m.

NEW SESSION
1:45  Noncompensatory Partnership Options
  • Unresolved issues under the proposed regulations
  • Traps for the unwary
  • Planning opportunities
Jennifer H. Alexander, Pamela Lawrence Endreny, Eric B. Sloan, Joy C. Spies

2:45  Foreign Exchange Hedging Issues
  • Business reasons for hedging intercompany debt
  • Hedges of debt of a disregarded entity
  • Bad things that can happen without hedge treatment

Douglas E. Chestnut, Viva Hammer, L.G. “Chip” Harter, Brian H. Jenn

3:45  Networking Break

NEW SESSION
4:00  Financial Products Issues in Mergers and Acquisitions

  • Using derivatives to transfer burdens and benefits of ownership
  • Significant modifications of debt
  • Withholding tax issues

 Linda E. Carlisle, Eileen Marshall, Po Sit, Claude B. Stansbury

5:00  Adjourn

Chairperson(s)
Matthew A. Stevens ~ Ernst & Young LLP
Speaker(s)
Jennifer H. Alexander ~ Former Attorney Advisor (Office of Tax Legislative Counsel) Department of the Treasury, Deloitte Tax LLP
Linda E. Carlisle ~ White & Case LLP
Douglas E. Chestnut ~ Ernst & Young LLP
Pamela Lawrence Endreny ~ Skadden, Arps, Slate, Meagher & Flom LLP
Dominique Padilla Gallego ~ Schulte Roth & Zabel LLP
Viva Hammer ~ Brandeis University
John C. Hart ~ Simpson Thacher Bartlett LLP
Brian H. Jenn ~ Attorney Advisor (Tax Policy), U.S. Department of the Treasury
Julio M. Jimenez ~ Ernst & Young LLP
Yoram Keinan ~ Greenberg Traurig, LLP
Stuart E. Leblang ~ Akin Gump Strauss Hauer & Feld LLP
Eileen Marshall ~ Wilson Sonsini Goodrich & Rosati, P.C.
D. Peter Merkel ~ Attorney-Advisor (International, Branch 5), Internal Revenue Service
Mark S. Perwien ~ Special Counsel to Associate Chief Counsel (Financial Institutions and Products), Internal Revenue Service
Laurence Salva ~ Managing Director, Citigroup Global Markets, Inc.
Po Sit ~ Davis Polk & Wardwell LLP
Eric B. Sloan ~ Principal, Deloitte Tax LLP
Joy C. Spies ~ Senior Technician Reviewer, Office of Associate Chief Counsel (Passthroughs & Special Industries), Internal Revenue Service
Claude B. Stansbury ~ Freshfields Bruckhaus Deringer LLP
Program Attorney(s)
Stacey L. Greenblatt ~ Practising Law Institute
New York City Seminar Location

PLI New York Center, 810 Seventh Avenue at 53rd Street (21st floor), New York, New York 10019. Message Center, program days only: (212) 824-5733.

New York City Hotel Accommodations

The New York Hilton & Towers1335 Avenue of the Americas, New York, NY 10019. 1 block from PLI Center. Reservations 1-800-HILTONS or, 1-877-NYC-HILT. Please mention that you are booking a room under the Practising Law Institute Corporate rate and the Client File # is 0495741. You can also make reservations online to access Practising Law Institute rates.

The Warwick New York Hotel, 65 West 54th Street New York, NY 10019. 1 block from PLI Center. Reservations 800-223-4099 or, hotel direct 212-247-2700. Please mention that you are booking a room under the Practising Law Institute Corporate rate. Reservations on line at www.warwickhotelny.com Click reservations in menu bar on left. Select desired dates. In 'Special Rates' drop down window select Corporate Rate. In 'Rate Code' enter PLIN. Click search and select desired room type and rate plan. Or, you may email reservation requests to: res.ny@warwickhotels.com

Sheraton New York Hotel & Towers, 811 7th Avenue, New York, NY 10019, 1-800-325-3535 or (212) 581-1000. When calling, please mention Practising Law Institute and mention SET#311155. You may also book online.

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Item# 42390
Location:  New York, NY
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Seminar attendance includes course handbook and associated course materials. A downloadable course handbook will also be available several days prior to the program start for your review.