Showing 1 - 25 of 2651 Results

List View Table View

Ralls Corporation v. Committee on Foreign Investment in the United States: Is This Landmark Ruling the Dawn of Due Process for CFIUS? (Audio-only)

Transcripts  Transcripts    

Recorded on: Oct. 2, 2014

AMY TAUB: Hello. My name is Amy Taub, and I'm a program attorney with PLI. I would like to welcome you to today's briefing, Ralls Corporation versus Committee on Foreign Investment in the United States: Is This Landmark Ruling the Dawn of Due Process for CFIUS? Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that ...

State Enforcement in the Financial Services Sector: The Emergence of a Federal Law Enforcement Tool Empowering State Authorities Under Dodd-Frank 2014 (Audio-only)

Transcripts  Transcripts    

Recorded on: Oct. 1, 2014

AMY TAUB: Hello. My name is Amy Taub, and I'm a program attorney with PLI. I would like to welcome you to today's briefing-- state enforcement in the financial services sector, the emergence of a federal law enforcement tool empowering state authorities under Dodd-Frank. Before I begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember ...

Mindful Lawyering: An Introduction to Mindfulness and How it Can Boost Your Life and Legal Practice 2014 (Audio-only)

Transcripts  Transcripts    

Recorded on: Sep. 30, 2014

AMY TAUB: Hello. My name is Amy Taub, and I am a program attorney with PLI. I would like to welcome you to today's briefing, "Mindful Lawyering, an Introduction to Mindfulness and How it Can Boost Your Life and Legal Practice." Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Time permitting, they will be addressed. Please ...

Exporting EEO: Aligning a Multinational's Approaches to Discrimination, Harassment and Diversity Compliance Overseas 2014 (Audio-only)

Transcripts  Transcripts    

Recorded on: Sep. 25, 2014

AMY TAUB: My name is Amy Taub, and I'm a program attorney with PLI. I would like to welcome you to today's briefing, "Exporting EEO, aligning a multinational's approaches to discrimination, harassment, and diversity compliance overseas." Before I begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access ...

Transitioning to an In-House Counsel Role 2014 (Audio-only)

Transcripts  Transcripts    

Recorded on: Sep. 23, 2014

AMY TAUB: Hello. My name is Amy Taub, and Iam a program attorney with PLI. I would like to welcome you to today's briefing, transitioning to an in-house counsel role. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the course materials tab in the program window. Our ...

Basics of the Federal Election Campaign Act 2014 (Audio-only)

Transcripts  Transcripts    

Recorded on: Sep. 18, 2014

AMY TAUB: Thank you. Hello. My name is Amy Taub and I am a program attorney with PLI. I would like to welcome you to today's briefing, Basics of the Federal Election Campaign Act 2014. Before I begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the Course Materials tab ...

Cyber Attack Tabletop - Are You Ready?

Transcripts  Transcripts    

Recorded on: Sep. 11, 2014

LISA SOTTO: All right, I'd like to introduce our next panel. We are going to take you through a hypothetical. And hopefully, this will give you some tricks of the trade to fall back on if you ever need to manage a breach yourself. This is going to be a bunch of real, I think, issues. But it's really going to be laid out in a parade of horribles, so I think it'll be fun. We have a superb moderator-- Charles Beard-- who has moderated, oh, I don't know, ...

CISO Panel

Transcripts  Transcripts    

Recorded on: Sep. 11, 2014

LISA SOTTO: Tell us how they get it all taken care of. How do they protect our systems? So we have with us Wayne Proctor. Wayne is the director of information security and IT risk management at UPS. And he has global responsibility for all aspects of the UPS information security program. He has more than 20 years of IT experience. And prior to joining UPS, Wayne held to CISO positions at Bank of the West, First Data, Certegy, and BellSouth. Wayne's ...

The Disclosure Cycle and Related Filings

Transcripts  Transcripts    

Recorded on: Sep. 9, 2014

GARY M. BROWN: OK. Ladies and gentlemen, we'll go ahead and get to get started on our final session here before the lunch hour to talk about the disclosure cycle and related filings. I always love having [INAUDIBLE] around. You heard him describe himself as sort of a securities nerd. So it's always good to be with the other securities nerds. We all just get excited about this. So if you're working in a public company and even if you don't have continuous ...

Current Report on Form 8-K

Transcripts  Transcripts    

Recorded on: Sep. 9, 2014

GARY BROWN: Ladies and gentlemen, welcome back after lunch, and welcome back to those on the web as well. Joining us now from Wilmer Hale is Lily Brown, who joined Wilmer after a long career with the SEC, where she can provide us some insights on a number of topics. But she's here to speak to us today about the current reform, or current report, on Form 8-K. So Lily, the floor is yours. Thank you for being with us. LILY BROWN: Thank you, Gary, ...

Ethical Dilemmas in Preparation and Review of SEC Filings

Transcripts  Transcripts    

Recorded on: Sep. 9, 2014

GARY: OK, ladies and gentlemen, we've got Chuck Walker from Skadden Arps where he's a partner in Securities Enforcement and Compliance practice, and having previously done stints, I believe, as the Delaware Commissioner of Securities and Special Counsel to the SEC. So Chuck, talk to us about ethical practices in securities filings. Is there such a thing? CHARLES WALKER: Thanks, Gary. Well, there's a lot to be worried about. That's for sure. And tell ...

Securities Filings in M&A Transactions

Transcripts  Transcripts    

Recorded on: Sep. 9, 2014

SPEAKER 1: OK, ladies and gentlemen we are in the closing stretch now. Two more sessions. And now Oliver Smith, who's a partner at Davis Polk. He's in their corporate department specializing in public M&A transactions, and he's going to speak to us about the securities law implications of M&A transactions. So OIiver, take it away. OLIVER SMITH: Great. Thank you. So I think what we'll do for the next hour is sort of walk through the securities ...

Overview of the Federal Securities Laws

Transcripts  Transcripts    

Recorded on: Sep. 9, 2014

GARY M. BROWN: We're being ordered to start. So we'll go ahead and start, even if it's not time. Well, what a difference about a dozen years or so makes. I mean Adele and I, between 2002 and a couple of years ago, I think we had to talk about Sarbanes-Oxley on every panel. There were entire two day seminars devoted to Sarbanes-Oxley because you had Senate hearings looking into the cause of the 2001, 2002 financial collapse, Senate hearings looking ...

MD&A and the Annual Report to Shareholders

Transcripts  Transcripts    

Recorded on: Sep. 9, 2014

GARY BROWN: Julie and Jeff, take it away. Appreciate you being here. JEFFREY HOCHMAN: Just be clear, I'm Jeff. She's Julie. I don't know if the signs are lined up. GARY BROWN: Here's the-- JULIE LINDSAY: Can you hand me that clipboard? GARY BROWN: Yeah. JULIE LINDSAY: Do you just-- is this on? Is it on now? GARY BROWN: The big, green button advances it. JULIE LINDSAY: And the other one backs it-- OK, good. All right, thank you. Now we're ready. ...

Filings Under the '34 Act

Transcripts  Transcripts    

Recorded on: Sep. 9, 2014

GARY M. BROWN: --joining us. KEIR D. GUMBS: Sorry about that. GARY M. BROWN: --is going to join us on now for the next hour to talk about filings and 34 Act. And he's going to cover in greater detail some of the things we mentioned just a few months ago. We're really fortunate to have Keir here. He spent some time at the SEC. Don't blame him for some of things that went on there either, but he's very experienced in public securities and disclosure ...

Current Issues in Securities Practice

Transcripts  Transcripts    

Recorded on: Sep. 9, 2014

GARY M. BROWN: Thanks so much, Willis. I do have sort of a multi-part question here we'll get to here in a few moments. But I think I said we're going to launch this program. We've got the other three panelists with me. Adele Hogan, back from yesterday. Stuart Gelfond, who we've just listened to. And Mark Borges, also from yesterday. And so what I'm going to invite each of them to do, starting with Adele, is for each of them to indicate one of the ...

Proxy Statements

Transcripts  Transcripts    

Recorded on: Sep. 9, 2014

GARY M BROWN: OK. All right, ladies and gentleman. We're back after the break at 4 o'clock. I'm going to turn you over to Mark Borges who is a principal at Compensia. Proud of that. He had a good career in the Office of Rulemaking at the SEC. And Mark and I met at a former company, longer ago than I care to remember. But he's an absolute expert in this area. And you'll learn a lot from his presentation today. And we're fortunate to have him. So Mark, ...

SEC Adopts Money Market Fund Reform Rules 2014 (Audio-only)

Transcripts  Transcripts    

Recorded on: Aug. 25, 2014

AMY: It is now my pleasure to turn this briefing over to Jay Baris. JAY G. BARIS: Thank you, Amy. This is Jay Baris, a partner at Morrison & Foerster here in New York. And welcome to the Money Market Fund webinar. In a nutshell what we'll be talking about today is, to boil it all down into three questions is, what did the SEC do? Who did they do it to? And number three, will it work? And to help you understand those questions or to work through ...

HOAs, Fair Housing and Debt Collection

Transcripts  Transcripts    

Recorded on: Aug. 25, 2014

MAEVE ELISE BROWN: Thank you to the panelists for two excellent hours. We're going to have our third excellent hour now addressing fair housing law and homeowner associations. Let me turn it back over to Gina and to Noah Zinner. NOAH ZINNER: OK. Thank you. This isn't intended to be a full examination of fair housing law. That would take many days and should be done by somebody much more knowledgeable than myself, but it is going to be a survey of ...

Homeowner Associations and Foreclosure

Transcripts  Transcripts    

Recorded on: Aug. 25, 2014

M. BROWN: But for this next section, Noah Zinner and Gina Di Giusto are going to go ahead and shift focus a little bit into homeowner associations and foreclosures and the interplay between debt collection laws and HOA responsibilities. And with that, please take it away. GINA DI GUISTO: I don't have my screen up in front of me, so if I'm glancing over, it's just because I don't have my screen here. M. BROWN: But the one that's up there on the far ...

Homeowner Associations and Governance Concerns

Transcripts  Transcripts    

Recorded on: Aug. 25, 2014

CANG LE: Good morning. As mentioned so graciously by [INAUDIBLE], my name is Cang Le, and I'm with the firm Adams Kessler. And we are a law firm that specializes in homeowners association-- that is, all our clients are. 100% of our clientele is HOAs, and that also includes commercial associations as well, which we won't cover today, but some of the same sort of issues that may arise in a residential association also arise in commercial associations. And ...

Navigating the Waters: Parallel Government Investigations and Securities Litigation 2014 (Audio-only)

Transcripts  Transcripts    

Recorded on: Aug. 21, 2014

AMY: It is now my pleasure to turn this briefing over to Michael Farhang. MICHAEL M. FARHANG: Thank you very much, Amy. I'm happy to be able to address the group on the topic of the interplay between government investigations and civil securities litigation. As most of you know, corporations in many cases may have a substantial interest in cooperating with regulators conducting investigations, especially the Department of Justice and the Securities ...

Big Data Across the Atlantic - U.S. and E.U. Perspectives 2014 (Audio-only)

Transcripts  Transcripts    

Recorded on: Aug. 19, 2014

AMY TAUB: Hello, my name is Amy Taub and I'm a program attorney with PLI. I would like to welcome you to today's briefing, Big Data Across the Atlantic, US and EU Perspectives. Before we begin, I have some administrative announcements. Briefing will be one hour in length. Time will not allow for questions, but the speakers would welcome questions following the presentation. Their contact information can be found at the end of the slide deck. Please ...

Accessing Opportunities for Work - Expungement & Employment Laws

Transcripts  Transcripts    

Recorded on: Aug. 18, 2014

FEMALE SPEAKER: And with that being said, we can move into the first panel of the day, which is Accessing Opportunities for Work-- Expungement and Employment Laws. And I'll begin the panel by introducing our panelists. First we have Eliza Hersh from the East Bay Community Law Center, where she directs the Clean Slate Practice. EBCLC is the East Bay's largest provider of free legal services and a teaching clinic of Berkeley Law School. The Clean Slate ...

Youth Justice & Juvenile Record Sealing

Transcripts  Transcripts    

Recorded on: Aug. 18, 2014

ROXANNE DOMINGUEZ-SHELL: As we are setting up, just to let you all know after this panel there will be a 15-minute break. Our next panel will be on Youth Justice and Juvenile Record Sealing. We have two panelists with us today. The first panelist is Rachel Johnson-Farias. Rachel is an equal justice works fellow at the East Bay Community Law Center, EBCLC. Her commitment to social justice inspired her to create a project that extends EBCLC adult reentry ...

Featured Faculty/Authors
Mark D. Roellig

Mark D. Roellig ~ Executive Vice President and General Counsel, MassMutual Financial Group

Jodie Berger

Jodie Berger ~ Regional Counsel, Legal Services of Northern California

David G. Wilkins

David G. Wilkins ~ Chief Compliance Officer, SNC-Lavalin Group